0001172661-24-002418.txt : 20240515
0001172661-24-002418.hdr.sgml : 20240515
20240515110448
ACCESSION NUMBER: 0001172661-24-002418
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240515
DATE AS OF CHANGE: 20240515
EFFECTIVENESS DATE: 20240515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANGROVE PARTNERS IM, LLC
CENTRAL INDEX KEY: 0001535392
ORGANIZATION NAME:
IRS NUMBER: 980652572
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15348
FILM NUMBER: 24948254
BUSINESS ADDRESS:
STREET 1: 2 SOUND VIEW DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 212-897-9535
MAIL ADDRESS:
STREET 1: 2 SOUND VIEW DRIVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER COMPANY:
FORMER CONFORMED NAME: MANGROVE PARTNERS
DATE OF NAME CHANGE: 20111122
13F-HR
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03-31-2024
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MANGROVE PARTNERS IM, LLC
2 Sound View Drive
Greenwich
CT
06830
13F HOLDINGS REPORT
028-15348
000162296
801-78070
N
Ward T. Dietrich
Chief Operating Officer
212-897-9537
/s/ Ward T. Dietrich
Greenwich
CT
05-15-2024
0
163
1438247099
INFORMATION TABLE
2
infotable.xml
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A SPAC II ACQUISITION CORP
RIGHT 10/15/2026
G0543H133
131625
1950000
SH
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1950000
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ACE GLOBAL BUSINESS ACQU LTD
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G0083E110
5340882
442126
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AERCAP HOLDINGS NV
SHS
N00985106
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550014
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AI TRANSN ACQUISITION CORP
RIGHT 09/01/2028
G01490104
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340412
SH
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340412
0
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AIB ACQUISITION CORPORATION
RIGHT 10/31/2028
G0R45S117
230880
1600000
SH
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1600000
0
0
AIMEI HEALTH TECHNOLOGY CO L
RIGHT 11/17/2028
G01341133
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750000
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AIMFINITY INVESTMENT CORP I
*W EXP 99/99/999
G0135E126
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SH
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ALBERTSONS COS INC
COMMON STOCK
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ALPHA STAR ACQUISITION CORP
RIGHT 05/30/2023
G0230C132
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ALPHA STAR ACQUISITION CORP
*W EXP 12/13/202
G0230C116
5665000
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ALPHABET INC
CAP STK CL A
02079K305
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203235
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AMEDISYS INC
COM
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24406364
264826
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264826
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ANAPTYSBIO INC
COM
032724106
15528013
689521
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AROGO CAPITAL ACQUISITION CO
*W EXP 03/23/202
042644112
10221021
949909
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0
AROGO CAPITAL ACQUISITION CO
CLASS A COM
042644104
2340547
217523
SH
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0
0
ATHENA TECHNOLOGY ACQ CORP I
*W EXP 10/17/202
04687C113
5417188
489800
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489800
0
0
ATMUS FILTRATION TECHNOLOGIE
COM
04956D107
40786575
1264700
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1264700
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0
AURA FAT PROJS ACQUISITION C
*W EXP 99/99/999
G06362126
9963000
900000
SH
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0
0
AVANGRID INC
COM
05351W103
36510038
1001922
SH
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1001922
0
0
BATTERY FUTURE ACQUISITION C
*W EXP 99/99/999
G0888J124
111221
10111
SH
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0
BELLEVUE LIFE SCNCS AQSTN CO
*W EXP 02/09/202
079174116
2175408
204072
SH
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204072
0
0
BLEUACACIA LTD
RIGHT 10/30/2026
G11728139
68411
1452469
SH
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1452469
0
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BLEUACACIA LTD
*W EXP 10/30/202
G11728113
5325000
500000
SH
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500000
0
0
BLUE FOUNDRY BANCORP
COM
09549B104
1814399
193846
SH
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193846
0
0
BOWEN ACQUISITION CORP
RIGHT 99/99/9999
G12729128
29375
266800
SH
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266800
0
0
CACTUS ACQUISITION CORP 1 LT
*W EXP 08/17/202
G1745A124
5545560
499600
SH
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499600
0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
8019265
1231838
SH
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1231838
0
0
CANNA GLOBAL ACQUISITION COR
*W EXP 99/99/999
13767K119
10044163
906104
SH
SOLE
906104
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
18362083
405344
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0
0
CATALENT INC
COM
148806102
26078827
461981
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0
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
1648663
44655
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0
CENTRAL PLAINS BANCSHARES IN
COM
15486W100
1616988
158218
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CETUS CAP ACQUISITION CORP
RIGHT 03/31/2024
15719Y121
13077
107984
SH
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107984
0
0
CIA ENERGETICA DE MINAS GERA
SP ADR N-V PFD
204409601
17586212
7119924
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0
CLIMATEROCK
*W EXP 99/99/999
G2311X118
7299500
650000
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0
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CLIMATEROCK
RIGHT 10/31/2028
G2311X134
192420
1800000
SH
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1800000
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
6756862
1330091
SH
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1330091
0
0
CLOVER LEAF CAPITAL CORP
RIGHT 05/31/2028
18915E121
184650
1500000
SH
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1500000
0
0
CNH INDL N V
SHS
N20944109
7875507
607678
SH
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607678
0
0
COMPASS DIGITAL ACQUISITN CO
CLASS A ORD
G2476C107
287156
26837
SH
SOLE
26837
0
0
CONCORD ACQUISITION CORP II
COM CL A
20607U108
4731750
450000
SH
SOLE
450000
0
0
CSLM ACQUISITION CORP
RIGHT 07/01/2023
G2365L127
351000
1950000
SH
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1950000
0
0
DENALI CAPITAL ACQUISITN COR
*W EXP 99/99/999
G6256B114
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195103
SH
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DIH HLDG US INC
*W EXP 04/20/202
23290B114
161218
293124
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293124
0
0
DIRECT SELLING ACQUISITIN CO
CL A COM
25460L103
3281143
296936
SH
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296936
0
0
DISTOKEN ACQUISITION CORP
*W EXP 11/30/202
G27740102
5649968
525090
SH
SOLE
525090
0
0
DUET ACQUISITION CORP
*W EXP 07/19/202
26431Q114
8235000
750000
SH
SOLE
750000
0
0
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
1813184
221120
SH
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221120
0
0
ECD AUTOMOTIVE DESIGN INC
*W EXP 12/12/202
27877D112
929481
988810
SH
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988810
0
0
ECD AUTOMOTIVE DESIGN INC
COM
27877D104
70500
75000
SH
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75000
0
0
EMBRACE CHANGE ACQUISITN COR
*W EXP 10/25/202
G3034H125
6962500
625000
SH
SOLE
625000
0
0
EMBRACE CHANGE ACQUISITN COR
RIGHT 10/25/2026
G3034H141
227825
1625000
SH
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1625000
0
0
EMBRAER S.A.
SPONSORED ADS
29082A107
34480498
1294313
SH
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1294313
0
0
ENOVA INTL INC
COM
29357K103
35499453
565008
SH
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565008
0
0
ESH ACQUISITION CORP
RIGHT 99/99/9999
296424112
28392
349659
SH
SOLE
349659
0
0
ESH ACQUISITION CORP
COM
296424104
4657500
450000
SH
SOLE
450000
0
0
EVE MOBILITY ACQUISITION COR
CL A ORD SHS
G3218G109
1064024
97260
SH
SOLE
97260
0
0
EVENTBRITE INC
NOTE 0.750% 9/1
29975EAD1
14364909
17000000
SH
SOLE
17000000
0
0
FEUTUNE LIGHT ACQUISITION CO
RIGHT 06/01/2029
31561T128
157490
1850649
SH
SOLE
1850649
0
0
FEUTUNE LIGHT ACQUISITION CO
*W EXP 06/01/202
31561T110
9247642
850749
SH
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0
0
FINTECH ECOSYSTEM DEVE
RIGHT 04/01/2026
318136124
179928
1499400
SH
SOLE
1499400
0
0
FLAHERTY & CRUMRINE DYNAMIC
SHS
33848W106
8811050
459627
SH
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0
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FLAHERTY & CRUMRINE PFD SECS
COM
338478100
9810341
660629
SH
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0
0
FOCUS IMPACT BH3 ACQUISITION
CLASS A COM
22677T102
566034
53908
SH
SOLE
53908
0
0
FOUR LEAF ACQUISITION CORP
COM CL A
35088F107
2820386
263081
SH
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263081
0
0
GLOBAL BLOCKCHAIN ACQUI CORP
RIGHT 05/09/2027
37961B112
134810
1497887
SH
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1497887
0
0
GLOBAL BLOCKCHAIN ACQUI CORP
*W EXP 99/99/999
37961B120
5390000
500000
SH
SOLE
500000
0
0
GLOBAL LIGHTS ACQUISITION CO
RIGHT 11/14/2024
G3937F119
220364
1024950
SH
SOLE
1024950
0
0
GLOBAL STAR ACQUISITION INC
RIGHT 06/21/2024
37962G128
170893
1896704
SH
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0
GLOBAL STAR ACQUISITION INC
*W EXP 07/15/202
37962G110
9603700
896704
SH
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0
0
GLOBALINK INVT INC
*W EXP 12/03/202
37892F125
10383500
950000
SH
SOLE
950000
0
0
GLOBALINK INVT INC
RIGHT 12/06/2026
37892F117
214500
1950000
SH
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1950000
0
0
GOAL ACQUISITIONS CORP
*W EXP 99/99/999
38021H115
7328868
678800
SH
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678800
0
0
GOLDEN STAR ACQUISITION CORP
RIGHT 03/30/2025
G4023C119
271115
1092766
SH
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0
0
GOLDENSTONE ACQUISITION LTD
COM
38136Y102
3361550
305135
SH
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305135
0
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GORES HOLDINGS IX INC
CLASS A COM
38287A101
2332292
220861
SH
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220861
0
0
HANCOCK JOHN PREM DIVID FD
COM SH BEN INT
41013T105
7934011
681031
SH
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681031
0
0
HAWAIIAN HOLDINGS INC
COM
419879101
14864616
1115125
SH
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1115125
0
0
HENNESSY CAPITAL INVST CORP
CLASS A COM
42600H108
2164225
207500
SH
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207500
0
0
HINGHAM INSTN SVGS MASS
COM
433323102
1780364
10205
SH
SOLE
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0
0
HUDSON ACQUISITION I CORP
RIGHT 99/99/9999
44364H118
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SH
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982547
0
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IAC INC
COM NEW
44891N208
18063218
338643
SH
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338643
0
0
IB ACQUISITION CORP
UNIT 03/26/2029
44934N207
1251250
125000
SH
SOLE
125000
0
0
INCEPTION GROWTH ACQUSTN LTD
*W EXP 10/15/202
45333D112
6278709
578150
SH
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0
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INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
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1149095
SH
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INTERNATIONAL MEDIA ACQUISIT
*W EXP 99/99/999
459867115
10170000
900000
SH
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0
0
IRON HORSE ACQUISITIONS CORP
RIGHT 99/99/9999
462837121
82755
406860
SH
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0
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IRON HORSE ACQUISITIONS CORP
*W EXP 99/99/999
462837113
784348
78592
SH
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ISHARES TR
CORE S&P SCP ETF
464287804
24679116
223300
SH
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223300
0
0
IX ACQUISITION CORP
*W EXP 07/31/202
G5000D111
5600000
500000
SH
SOLE
500000
0
0
JACKSON FINANCIAL INC
COM CL A
46817M107
45760216
691869
SH
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0
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JUNIPER NETWORKS INC
COM
48203R104
23447047
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SH
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0
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JVSPAC ACQUISITION CORP
RIGHT 11/26/2026
G5212E113
148440
600000
SH
SOLE
600000
0
0
KEEN VISION ACQUISITION CORP
*W EXP 03/15/202
G52443127
5225000
500000
SH
SOLE
500000
0
0
LANTHEUS HLDGS INC
COM
516544103
10821544
173868
SH
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173868
0
0
LARIMAR THERAPEUTICS INC
COM
517125100
6495636
855815
SH
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855815
0
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LAUREATE EDUCATION INC
COMMON STOCK
518613203
29854760
2049057
SH
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0
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LIBERTY MEDIA CORP DEL
COM LBTY LIV S C
531229722
25701920
586534
SH
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586534
0
0
MAQUIA CAPITAL ACQUISITION C
*W EXP 99/99/999
56564V119
5459082
499002
SH
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0
0
MARS ACQUISITION CORP
RIGHT 02/09/2028
G5870E124
128954
622967
SH
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622967
0
0
MASTERBRAND INC
COMMON STOCK
57638P104
50357660
2687175
SH
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2687175
0
0
MEREO BIOPHARMA GROUP PLC
SPON ADS
589492107
28884547
8752893
SH
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0
0
METAL SKY STAR ACQUISITION C
*W EXP 03/31/202
G6053N121
10547632
951094
SH
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951094
0
0
MONTEREY CAP ACQUISITION COR
*W EXP 01/01/202
61244M117
14200246
1280455
SH
SOLE
1280455
0
0
NB BANCORP INC
COM
63945M107
1574588
115270
SH
SOLE
115270
0
0
NCR VOYIX CORPORATION
COM
62886E108
7561960
598730
SH
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598730
0
0
NEOGAMES S A
SHS
L6673X107
16648206
574869
SH
SOLE
574869
0
0
NEW PROVIDENCE ACQSITN CORP
*W EXP 11/09/202
64823D110
1040734
96543
SH
SOLE
96543
0
0
NEW PROVIDENCE ACQSITN CORP
CLASS A COM
64823D102
2957903
274388
SH
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274388
0
0
NORTHEAST CMNTY BANCORP INC
COM
664121100
1588148
100963
SH
SOLE
100963
0
0
NORTHVIEW ACQUISITION CORP
RIGHT 99/99/9999
66718N129
225000
1500000
SH
SOLE
1500000
0
0
NOVA VISION ACQUISITION CORP
*W EXP 12/31/202
G6759A118
1009652
176051
SH
SOLE
176051
0
0
OAK WOODS ACQUISITION CORP
RIGHT 03/23/2028
67190B120
72934
364670
SH
SOLE
364670
0
0
OAK WOODS ACQUISITION CORP
*W EXP 99/99/999
67190B112
1920821
178681
SH
SOLE
178681
0
0
O-I GLASS INC
COM
67098H104
25730708
1550977
SH
SOLE
1550977
0
0
OLINK HLDG AB
SPONSORED ADS
680710100
12704005
540366
SH
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540366
0
0
ONEMEDNET CORP
*W EXP 11/07/202
68270C111
355000
500000
SH
SOLE
500000
0
0
OPENDOOR TECHNOLOGIES INC
COM
683712103
1627940
537274
SH
SOLE
537274
0
0
PEARL HOLDINGS ACQUISITN COR
CLASS A ORD SHS
G44525106
2688415
249158
SH
SOLE
249158
0
0
PLUTONIAN ACQUISITION CORP
*W EXP 10/26/202
72942P120
4254334
395752
SH
SOLE
395752
0
0
PLUTONIAN ACQUISITION CORP
RIGHT 10/26/2027
72942P112
11233
63750
SH
SOLE
63750
0
0
PONCE FINANCIAL GROUP INC
COMMON STOCK
732344106
1549419
174092
SH
SOLE
174092
0
0
PONO CAP TWO INC
*W EXP 99/99/999
73245B115
11812156
930091
SH
SOLE
930091
0
0
PROJECT ENERGY REIMAGINED AC
*W EXP 99/99/999
G72556114
5258564
476751
SH
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476751
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
12709354
439314
SH
SOLE
439314
0
0
QOMOLANGMA ACQUISITION CORP
*W EXP 09/29/202
74738V113
5445050
500000
SH
SOLE
500000
0
0
QUADRO ACQUISITION ONE CORP
*W EXP 06/30/202
G52807115
4706700
429052
SH
SOLE
429052
0
0
QUETTA ACQUISITION CORP
RIGHT 11/30/2024
74841A113
35855
34148
SH
SOLE
34148
0
0
QUETTA ACQUISITION CORP
COM
74841A105
3016863
296352
SH
SOLE
296352
0
0
REDWOODS ACQUISITION CORP
*W EXP 03/15/202
758083117
8211456
686003
SH
SOLE
686003
0
0
REDWOODS ACQUISITION CORP
RIGHT 03/15/2027
758083125
240516
1083407
SH
SOLE
1083407
0
0
RELATIVITY ACQUISITION CORP
*W EXP 12/15/202
75944B114
0
950000
SH
SOLE
950000
0
0
RF ACQUISITION CORP
*W EXP 05/01/202
74954L112
10270581
950100
SH
SOLE
950100
0
0
RF ACQUISITION CORP
RIGHT 05/01/2028
74954L120
170634
1950100
SH
SOLE
1950100
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
1838982
213339
SH
SOLE
213339
0
0
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
6208149
515627
SH
SOLE
515627
0
0
SILENCE THERAPEUTICS PLC
ADS
82686Q101
8324813
385408
SH
SOLE
385408
0
0
SILVERBOX CORP III
COM CL A
82836N107
4713883
449798
SH
SOLE
449798
0
0
SR BANCORP INC
COM
85227J106
1580464
167422
SH
SOLE
167422
0
0
SRIVARU HOLDING LIMITED
*W EXP 12/08/202
G8403L110
65721
298730
SH
SOLE
298730
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
21032898
326750
SH
SOLE
326750
0
0
TECHNOLOGY & TELECOM ACQ COR
*W EXP 04/15/202
G87119114
5641477
482590
SH
SOLE
482590
0
0
TEMPUR SEALY INTL INC
COM
88023U101
18112398
318768
SH
SOLE
318768
0
0
TENX KEANE ACQUISITION
RIGHT 06/30/2028
G8708L112
274200
1500000
SH
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1500000
0
0
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
38973993
2762154
SH
SOLE
2762154
0
0
TMT ACQUISITION CORP
RIGHT 03/27/2028
G89229135
79479
441551
SH
SOLE
441551
0
0
TOWER SEMICONDUCTOR LTD
SHS NEW
M87915274
27196288
813043
SH
SOLE
813043
0
0
TRUMP MEDIA & TECHNOLOGY GRO
COM
25400Q105
5576400
90000
SH
Put
SOLE
90000
0
0
TURNING PT BRANDS INC
COM
90041L105
2908289
99259
SH
SOLE
99259
0
0
TURNING PT BRANDS INC
NOTE 2.500% 7/1
90041LAE5
1382974
1400000
SH
SOLE
1400000
0
0
UBS GROUP AG
SHS
H42097107
20261253
659546
SH
SOLE
659546
0
0
UNITED STATES STL CORP NEW
COM
912909108
44416312
1089169
SH
SOLE
1089169
0
0
UR-ENERGY INC
COM
91688R108
8929362
5580851
SH
SOLE
5580851
0
0
VALARIS LTD
CL A
G9460G101
31601599
419899
SH
SOLE
419899
0
0
VIRTUS TOTAL RETURN FD INC
COM
92835W107
10819725
1942500
SH
SOLE
1942500
0
0
VISION SENSING ACQUISITION C
*W EXP 99/99/999
92838J111
1102372
98863
SH
SOLE
98863
0
0
WESTERN NEW ENG BANCORP INC
COM
958892101
1638511
213626
SH
SOLE
213626
0
0
WILLIAM PENN BANCORPORATION
COM
96927A105
1550333
125533
SH
SOLE
125533
0
0
WINVEST ACQUISITION CORP
RIGHT 99/99/9999
97655B125
59164
1479110
SH
SOLE
1479110
0
0
WORTHINGTON STL INC
COM SHS
982104101
31507131
878860
SH
SOLE
878860
0
0
YOTTA ACQUISITION CORPORATIO
*W EXP 03/15/202
98741Y111
9790320
904000
SH
SOLE
904000
0
0