0001172661-23-003949.txt : 20231114
0001172661-23-003949.hdr.sgml : 20231114
20231114121313
ACCESSION NUMBER: 0001172661-23-003949
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MANGROVE PARTNERS
CENTRAL INDEX KEY: 0001535392
IRS NUMBER: 980652572
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15348
FILM NUMBER: 231403075
BUSINESS ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-897-9535
MAIL ADDRESS:
STREET 1: 645 MADISON AVENUE, 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
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0001535392
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09-30-2023
09-30-2023
false
MANGROVE PARTNERS
645 Madison Avenue, 14th Floor
New York
NY
10022
13F HOLDINGS REPORT
028-15348
000162296
801-78070
N
Ward T. Dietrich
Chief Operating Officer
212-897-9537
/s/ Ward T. Dietrich
New York
NY
11-14-2023
0
167
1325337645
INFORMATION TABLE
2
infotable.xml
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G0542S130
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G0542S114
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1499400
SH
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A SPAC II ACQUISITION CORP
RIGHT 10/15/2026
G0543H133
238875
1950000
SH
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1950000
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0
A SPAC II ACQUISITION CORP
*W EXP 10/15/202
G0543H117
7014423
643525
SH
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0
0
ACCRETION ACQUISITION CORP
COM
00438Y107
2096000
200000
SH
SOLE
200000
0
0
ACE GLOBAL BUSINESS ACQU LTD
*W EXP 02/20/202
G0083E110
5159610
442126
SH
SOLE
442126
0
0
ACROPOLIS INFRASTRUCTURE ACQ
CL A
005029103
4090618
397920
SH
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397920
0
0
AERCAP HOLDINGS NV
SHS
N00985106
34469377
550014
SH
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0
AETHERIUM ACQUISITION CORP
*W EXP 12/21/202
00809J119
10365070
950000
SH
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0
0
AIB ACQUISITION CORPORATION
RIGHT 10/31/2028
G0R45S117
160320
1600000
SH
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AIMFINITY INVESTMENT CORP I
*W EXP 04/21/202
G0135E126
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ALBERTSONS COS INC
COMMON STOCK
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SH
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ALIBABA GROUP HLDG LTD
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ALPHA STAR ACQUISITION CORP
RIGHT 05/30/2023
G0230C132
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ALPHA STAR ACQUISITION CORP
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G0230C116
5520000
500000
SH
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0
0
ALPHABET INC
CAP STK CL A
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26595332
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SH
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ALSP ORCHID ACQUISITION CORP
*W EXP 11/30/202
G0231L123
2047745
188385
SH
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188385
0
0
ALTITUDE ACQUISITION CORP
*W EXP 11/30/202
02156Y111
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285257
SH
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0
0
ANEBULO PHARMACEUTICALS INC
COM
034569103
1219614
399219
SH
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0
0
AROGO CAPITAL ACQUISITION CO
*W EXP 03/23/202
042644112
10135529
949909
SH
SOLE
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0
0
ARTEMIS STRATEGIC INVT CORP
*W EXP 09/30/202
04303A111
2350199
220676
SH
SOLE
220676
0
0
ATHENA TECHNOLOGY ACQ CORP I
*W EXP 10/17/202
04687C113
5390000
500000
SH
SOLE
500000
0
0
ATMUS FILTRATION TECHNOLOGIE
COM
04956D107
13885662
665979
SH
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0
0
AURA FAT PROJS ACQUISITION C
*W EXP 03/31/202
G06362126
9684000
900000
SH
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0
0
AURORA TECHNOLOGY ACQUISITIO
*W EXP 01/27/202
G06984127
5588780
1030095
SH
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AURORA TECHNOLOGY ACQUISITIO
RIGHT 01/27/2027
G06984135
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SH
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0
0
BATH & BODY WORKS INC
COM
070830104
18823355
556904
SH
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556904
0
0
BAUSCH HEALTH COS INC
COM
071734107
13972331
1699797
SH
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1699797
0
0
BELLEVUE LIFE SCNCS AQSTN CO
*W EXP 02/09/202
079174116
2122349
204072
SH
SOLE
204072
0
0
BLACKROCK MUN INCOME TR
SH BEN INT
09248F109
2208665
249004
SH
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0
BLEUACACIA LTD
*W EXP 10/30/202
G11728113
5250000
500000
SH
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500000
0
0
BLEUACACIA LTD
RIGHT 10/30/2026
G11728139
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1452469
SH
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BLUE WORLD ACQUISITION CORP
RIGHT 08/29/2029
G1263E110
311154
1801704
SH
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0
BLUESCAPE OPPORTUNITIES ACQU
SHS
G1195N105
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BRIGHTSPHERE INVT GROUP INC
COM
10948W103
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1040988
SH
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BRILLIANT ACQUISITION CORP
*W EXP 03/30/202
G1643W129
4855998
417900
SH
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0
BURTECH ACQUISITION CORP
CLASS A COM
123013104
3581952
339200
SH
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0
0
BURTECH ACQUISITION CORP
*W EXP 12/18/202
123013112
10065275
953151
SH
SOLE
953151
0
0
CACTUS ACQUISITION CORP 1 LT
*W EXP 08/17/202
G1745A124
5510588
499600
SH
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0
0
CALAMOS GBL DYN INCOME FUND
COM
12811L107
3683003
664802
SH
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664802
0
0
CANNA GLOBAL ACQUISITION COR
*W EXP 11/30/202
13767K119
9804045
906104
SH
SOLE
906104
0
0
CANNAE HLDGS INC
COM
13765N107
14113257
757149
SH
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757149
0
0
CAPRI HOLDINGS LIMITED
SHS
G1890L107
10979181
208690
SH
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208690
0
0
CETUS CAP ACQUISITION CORP
RIGHT 03/31/2024
15719Y121
24242
107984
SH
SOLE
107984
0
0
CIA ENERGETICA DE MINAS GERA
SP ADR N-V PFD
204409601
19246076
7952924
SH
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0
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CLEAN EARTH ACQUISITIONS COR
RIGHT 01/01/2027
184493120
234596
1790806
SH
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0
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CLIMATEROCK
RIGHT 10/31/2028
G2311X134
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1800000
SH
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0
0
CLIMATEROCK
*W EXP 04/25/202
G2311X118
7098000
650000
SH
SOLE
650000
0
0
CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
3688520
832623
SH
SOLE
832623
0
0
CLOVER LEAF CAPITAL CORP
RIGHT 05/31/2028
18915E121
151650
1500000
SH
SOLE
1500000
0
0
CNH INDL N V
SHS
N20944109
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1754707
SH
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1754707
0
0
CONCORD ACQUISITION CORP II
COM CL A
20607U108
4626000
450000
SH
SOLE
450000
0
0
CRIXUS BH3 ACQUISITION CO
CLASS A COM
22677T102
563588
53573
SH
SOLE
53573
0
0
CSLM ACQUISITION CORP
*W EXP 06/01/202
G2365L119
5350000
500000
SH
SOLE
500000
0
0
CSLM ACQUISITION CORP
RIGHT 07/01/2023
G2365L127
177450
1950000
SH
SOLE
1950000
0
0
DATA KNIGHTS ACQUISITION COR
*W EXP 11/11/202
237699111
5630000
500000
SH
SOLE
500000
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
33742397
489730
SH
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0
0
DENALI CAPITAL ACQUISITN COR
*W EXP 03/28/202
G6256B114
2789852
254781
SH
SOLE
254781
0
0
DIRECT SELLING ACQUISITIN CO
CL A COM
25460L103
755696
69778
SH
SOLE
69778
0
0
DISTOKEN ACQUISITION CORP
*W EXP 11/30/202
G27740102
5508194
525090
SH
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525090
0
0
DUET ACQUISITION CORP
*W EXP 07/19/202
26431Q114
8025000
750000
SH
SOLE
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0
0
DUNE ACQUISITION CORP
*W EXP 10/29/202
265334110
4357225
431836
SH
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431836
0
0
EF HUTTON ACQUISITION CORP I
*W EXP 11/18/202
28201D117
10491274
988810
SH
SOLE
988810
0
0
EF HUTTON ACQUISITION CORP I
RIGHT 11/18/2027
28201D125
255000
1500000
SH
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0
0
EMBRACE CHANGE ACQUISITN COR
RIGHT 10/25/2026
G3034H141
258863
1625000
SH
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1625000
0
0
EMBRACE CHANGE ACQUISITN COR
*W EXP 10/25/202
G3034H125
6756313
625000
SH
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625000
0
0
EMBRAER S.A.
SPONSORED ADS
29082A107
17777182
1295713
SH
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1295713
0
0
ENOVA INTL INC
COM
29357K103
28741957
565008
SH
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0
0
ESAB CORPORATION
COM
29605J106
25256730
359680
SH
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359680
0
0
ESH ACQUISITION CORP
COM
296424104
4554000
450000
SH
SOLE
450000
0
0
EVE MOBILITY ACQUISITION COR
CL A ORD SHS
G3218G109
1039591
97340
SH
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0
0
EVENTBRITE INC
NOTE 0.750% 9/1
29975EAD1
14109150
17000000
SH
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0
0
FEUTUNE LIGHT ACQUISITION CO
RIGHT 06/01/2029
31561T128
236328
1850649
SH
SOLE
1850649
0
0
FEUTUNE LIGHT ACQUISITION CO
*W EXP 06/01/202
31561T110
9077492
850749
SH
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0
0
FINTECH ECOSYSTEM DEVE
RIGHT 04/01/2026
318136124
210066
1499400
SH
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FIRST HORIZON CORPORATION
COM
320517105
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SH
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FLAHERTY & CRUMRINE DYNAMIC
SHS
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SH
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0
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FLAHERTY & CRUMRINE PFD SECS
COM
338478100
6601730
509000
SH
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FORTUNE BRANDS INNOVATIONS I
COM
34964C106
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336915
SH
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336915
0
0
FOUR LEAF ACQUISITION CORP
COM CL A
35088F107
2757115
263081
SH
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263081
0
0
GLOBAL BLOCKCHAIN ACQUI CORP
*W EXP 05/09/202
37961B120
5255000
500000
SH
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0
0
GLOBAL BLOCKCHAIN ACQUI CORP
RIGHT 05/09/2027
37961B112
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SH
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0
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GLOBAL STAR ACQUISITION INC
*W EXP 07/15/202
37962G110
9522996
896704
SH
SOLE
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0
0
GLOBAL STAR ACQUISITION INC
RIGHT 06/21/2024
37962G128
228173
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SH
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0
0
GLOBALINK INVT INC
RIGHT 12/06/2026
37892F117
244920
1950000
SH
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0
0
GLOBALINK INVT INC
*W EXP 12/03/202
37892F125
10236250
950000
SH
SOLE
950000
0
0
GOAL ACQUISITIONS CORP
*W EXP 02/11/202
38021H115
7134188
678800
SH
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678800
0
0
GOLDEN STAR ACQUISITION CORP
RIGHT 03/30/2025
G4023C119
509188
1184157
SH
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1184157
0
0
GORES HOLDINGS IX INC
CLASS A COM
38287A101
4675500
450000
SH
SOLE
450000
0
0
GRUPO TELEVISA S A B
SPON ADR REP ORD
40049J206
7669899
2514721
SH
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2514721
0
0
HCM ACQUISITION CO
*W EXP 01/20/202
G4365A127
552797
50300
SH
SOLE
50300
0
0
HUDSON ACQUISITION I CORP
RIGHT 99/99/9999
44364H118
235811
982547
SH
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982547
0
0
IAC INC
COM NEW
44891N208
12720704
252445
SH
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252445
0
0
INCEPTION GROWTH ACQUSTN LTD
*W EXP 10/15/202
45333D112
6192522
583100
SH
SOLE
583100
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
34840560
1149095
SH
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0
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INTERNATIONAL MEDIA ACQUISIT
*W EXP 07/21/202
459867115
10224000
900000
SH
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0
0
IX ACQUISITION CORP
*W EXP 07/31/202
G5000D111
5450000
500000
SH
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500000
0
0
JACKSON FINANCIAL INC
COM CL A
46817M107
26443233
691869
SH
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691869
0
0
JUNIPER II CORP
CL A COM
48203N103
2613670
246689
SH
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246689
0
0
KEEN VISION ACQUISITION CORP
UNIT 99/99/9999
G52443101
1029917
100284
SH
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100284
0
0
KEYARCH ACQUISITION CORP
RIGHT 01/24/2027
G5260A120
239156
1991305
SH
SOLE
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0
0
KEYARCH ACQUISITION CORP
*W EXP 01/24/202
G5260A112
5888449
552906
SH
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552906
0
0
LANDCADIA HOLDINGS IV INC
CLASS A COM
51477A104
4634816
444800
SH
SOLE
444800
0
0
LANTHEUS HLDGS INC
COM
516544103
12080349
173868
SH
SOLE
173868
0
0
LARIMAR THERAPEUTICS INC
COM
517125100
3182969
805815
SH
SOLE
805815
0
0
LAUREATE EDUCATION INC
COMMON STOCK
518613203
28891704
2049057
SH
SOLE
2049057
0
0
LIBERTY MEDIA CORP DEL
COM LBTY SRM S C
531229789
7108890
279218
SH
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279218
0
0
LIBERTY MEDIA CORP DEL
COM LBTY LIV S C
531229722
8815623
274630
SH
SOLE
274630
0
0
M3 BRIGADE ACQUISITION II CO
COM CL A
553800103
2721212
261655
SH
SOLE
261655
0
0
MAQUIA CAPITAL ACQUISITION C
*W EXP 05/05/202
56564V119
5893214
499002
SH
SOLE
499002
0
0
MARS ACQUISITION CORP
RIGHT 02/09/2028
G5870E124
15540
57029
SH
SOLE
57029
0
0
MASTERBRAND INC
COMMON STOCK
57638P104
32649176
2687175
SH
SOLE
2687175
0
0
MEREO BIOPHARMA GROUP PLC
SPON ADS
589492107
7135696
5531547
SH
SOLE
5531547
0
0
METAL SKY STAR ACQUISITION C
*W EXP 03/31/202
G6053N121
10357414
951094
SH
SOLE
951094
0
0
MOBIV ACQUISITION CORP
*W EXP 07/31/202
60742N114
3026226
299330
SH
SOLE
299330
0
0
MONTEREY CAP ACQUISITION COR
*W EXP 01/01/202
61244M117
13611237
1280455
SH
SOLE
1280455
0
0
MONTEREY INNOVATION ACQUI CO
*W EXP 09/30/202
61240F116
3087235
276634
SH
SOLE
276634
0
0
NORTHVIEW ACQUISITION CORP
RIGHT 99/99/9999
66718N129
255000
1500000
SH
SOLE
1500000
0
0
NOVA VISION ACQUISITION CORP
*W EXP 12/31/202
G6759A118
991167
176051
SH
SOLE
176051
0
0
OAK WOODS ACQUISITION CORP
*W EXP 03/23/202
67190B112
769598
73681
SH
SOLE
73681
0
0
OAK WOODS ACQUISITION CORP
RIGHT 03/23/2028
67190B120
7450
29799
SH
SOLE
29799
0
0
O-I GLASS INC
COM
67098H104
16899659
1010141
SH
SOLE
1010141
0
0
ORION OFFICE REIT INC
COM
68629Y103
6051748
1161564
SH
SOLE
1161564
0
0
OSIRIS ACQUISITION CORP
CL A
68829A103
2404845
232802
SH
SOLE
232802
0
0
PLUTONIAN ACQUISITION CORP
RIGHT 10/26/2027
72942P112
10442
63750
SH
SOLE
63750
0
0
PLUTONIAN ACQUISITION CORP
*W EXP 10/26/202
72942P120
4183099
395752
SH
SOLE
395752
0
0
PNC FINL SVCS GROUP INC
COM
693475105
8987623
73207
SH
SOLE
73207
0
0
PNM RES INC
COM
69349H107
30496377
683622
SH
SOLE
683622
0
0
PONO CAP THREE INC
*W EXP 01/11/202
G71704111
414773
39315
SH
SOLE
39315
0
0
PONO CAP TWO INC
*W EXP 07/31/202
73245B115
9928721
930091
SH
SOLE
930091
0
0
PROTAGONIST THERAPEUTICS INC
COM
74366E102
7327758
439314
SH
SOLE
439314
0
0
QOMOLANGMA ACQUISITION CORP
*W EXP 09/29/202
74738V113
5300000
500000
SH
SOLE
500000
0
0
QUADRO ACQUISITION ONE CORP
*W EXP 06/30/202
G52807115
4622956
432052
SH
SOLE
432052
0
0
REDWOODS ACQUISITION CORP
RIGHT 03/15/2027
758083125
151996
1085687
SH
SOLE
1085687
0
0
REDWOODS ACQUISITION CORP
*W EXP 03/15/202
758083117
8711020
816403
SH
SOLE
816403
0
0
REGIONS FINANCIAL CORP NEW
COM
7591EP100
8827126
513205
SH
SOLE
513205
0
0
RELATIVITY ACQUISITION CORP
*W EXP 12/15/202
75944B114
0
950000
SH
SOLE
950000
0
0
RF ACQUISITION CORP
*W EXP 05/01/202
74954L112
10118565
950100
SH
SOLE
950100
0
0
RF ACQUISITION CORP
RIGHT 05/01/2028
74954L120
214706
1950100
SH
SOLE
1950100
0
0
RIVERNORTH DOUBLELINE STRATE
COM
76882G107
1043930
131976
SH
SOLE
131976
0
0
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
4551492
433063
SH
SOLE
433063
0
0
SCIPLAY CORPORATION
CL A
809087109
14220389
624523
SH
SOLE
624523
0
0
SDCL EDGE ACQUISITION CORP
CL A ORD SHS
G79471101
495561
46751
SH
SOLE
46751
0
0
SEAGEN INC
COM
81181C104
14919237
70324
SH
SOLE
70324
0
0
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
7651113
149290
SH
SOLE
149290
0
0
SILVERBOX CORP III
COM CL A
82836N107
4603500
450000
SH
SOLE
450000
0
0
SPORTSMAP TECH ACQUISITIN CO
*W EXP 09/01/202
84921J116
617219
57738
SH
SOLE
57738
0
0
SPREE ACQUISITION CORP 1 LTD
*W EXP 12/22/202
G83745128
1051846
96059
SH
SOLE
96059
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
17167445
326750
SH
SOLE
326750
0
0
TECHNOLOGY & TELECOM ACQ COR
*W EXP 04/15/202
G87119114
5477397
482590
SH
SOLE
482590
0
0
TEMPUR SEALY INTL INC
COM
88023U101
27684205
638768
SH
SOLE
638768
0
0
TENX KEANE ACQUISITION
RIGHT 06/30/2028
G8708L112
354622
1490008
SH
SOLE
1490008
0
0
TG VENTURE ACQUISITION CORP
*W EXP 08/15/202
87251T117
10079500
950000
SH
SOLE
950000
0
0
TMT ACQUISITION CORP
RIGHT 03/27/2028
G89229135
122115
391268
SH
SOLE
391268
0
0
TRAILBLAZER MERGER CORP I
CL A
89278D109
3283576
317868
SH
SOLE
317868
0
0
TRAVERE THERAPEUTICS INC
COM
89422G107
8452028
945417
SH
SOLE
945417
0
0
TURNING PT BRANDS INC
NOTE 2.500% 7/1
90041LAE5
1333465
1400000
SH
SOLE
1400000
0
0
TURNING PT BRANDS INC
COM
90041L105
19758644
855723
SH
SOLE
855723
0
0
TWELVE SEAS INVESTMENT CO II
*W EXP 03/02/202
90118T114
956932
91748
SH
SOLE
91748
0
0
UBS GROUP AG
SHS
H42097107
16257809
659546
SH
SOLE
659546
0
0
UR-ENERGY INC
COM
91688R108
8594511
5580851
SH
SOLE
5580851
0
0
VALARIS LTD
CL A
G9460G101
31484027
419899
SH
SOLE
419899
0
0
VISION SENSING ACQUISITION C
*W EXP 10/21/202
92838J111
1078595
98863
SH
SOLE
98863
0
0
VIVEON HEALTH ACQUISITION CO
RIGHT 12/31/2025
92853V122
7172
118161
SH
SOLE
118161
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833118
56157890
621697
SH
SOLE
621697
0
0
WINVEST ACQUISITION CORP
RIGHT 99/99/9999
97655B125
80020
1479110
SH
SOLE
1479110
0
0
YOTTA ACQUISITION CORPORATIO
*W EXP 03/15/202
98741Y111
9600480
904000
SH
SOLE
904000
0
0