0001209191-21-021603.txt : 20210317
0001209191-21-021603.hdr.sgml : 20210317
20210317203309
ACCESSION NUMBER: 0001209191-21-021603
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210315
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MURTHY ARUN
CENTRAL INDEX KEY: 0001763658
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38069
FILM NUMBER: 21752616
MAIL ADDRESS:
STREET 1: 5470 GREAT AMERICA PARKWAY
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cloudera, Inc.
CENTRAL INDEX KEY: 0001535379
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262922329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 395 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
BUSINESS PHONE: 650 644 3950
MAIL ADDRESS:
STREET 1: 395 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-15
0
0001535379
Cloudera, Inc.
CLDR
0001763658
MURTHY ARUN
C/O CLOUDERA INC.
5470 GREAT AMERICA PKWY
SANTA CLARA
CA
95054
0
1
0
0
Chief Product Officer
Common Stock
2021-03-15
4
M
0
48573
A
101257
D
Common Stock
2021-03-15
4
M
0
23543
A
124800
D
Common Stock
2021-03-15
4
M
0
32582
A
157382
D
Common Stock
2021-03-15
4
M
0
27987
A
185369
D
Common Stock
2021-03-15
4
F
0
54307
12.76
D
131062
D
Common Stock
2021-03-15
4
S
0
26956
12.8807
D
104106
D
Common Stock
743192
I
Held by Murthy Family Trust, Arun C Murthy and Manasa B.V. Murthy trustees
Restricted Stock Unit
2021-03-15
4
M
0
48573
0.00
D
Common Stock
48573
340013
D
Restricted Stock Unit
2021-03-15
4
M
0
23543
0.00
D
Common Stock
23543
258969
D
Restricted Stock Unit
2021-03-15
4
M
0
32582
0.00
D
Common Stock
32582
260659
D
Restricted Stock Unit
2021-03-15
4
M
0
27987
0.00
D
Common Stock
27987
307859
D
Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration.
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Represents the weighted average sales price per share. The shares sold at prices ranging from $12.43 to $13.07 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
The RSUs will vest 1/12th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
The RSUs will vest 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
The RSUs will vest 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
The RSUs will vest 1/12th of the total number of shares on March 15, 2021, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.
/s/ Arun Murthy by Jay Wedge, Attorney-in-Fact
2021-03-17