0001209191-20-037457.txt : 20200617 0001209191-20-037457.hdr.sgml : 20200617 20200617200431 ACCESSION NUMBER: 0001209191-20-037457 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200615 FILED AS OF DATE: 20200617 DATE AS OF CHANGE: 20200617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURTHY ARUN CENTRAL INDEX KEY: 0001763658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 20970972 MAIL ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-15 0 0001535379 Cloudera, Inc. CLDR 0001763658 MURTHY ARUN C/O CLOUDERA, INC. 395 PAGE MILL ROAD PALO ALTO CA 94306 0 1 0 0 Chief Product Officer Common Stock 2020-06-15 4 M 0 48573 A 795054 D Common Stock 2020-06-15 4 M 0 23543 A 818597 D Common Stock 2020-06-15 4 M 0 32582 A 851179 D Common Stock 2020-06-15 4 M 0 11825 A 863004 D Common Stock 2020-06-15 4 F 0 55262 11.60 D 807742 D Restricted Stock Units (RSU) 2020-06-15 4 M 0 48573 0.00 D Common Stock 48573 485732 D Restricted Stock Units (RSU) 2020-06-15 4 M 0 23543 0.00 D Common Stock 23543 329597 D Restricted Stock Units (RSU) 2020-06-15 4 M 0 32582 0.00 D Common Stock 32582 358406 D Restricted Stock Units (RSU) 2020-06-15 4 M 0 11825 0.00 D Common Stock 11825 0 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the settlement of vested RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. The RSUs vest as to 1/12th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs vest as to 1/16th of the total number of shares on each quarterly anniversary date following December 15, 2019, until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs vested as to 1/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs vested as to 100% of the total shares on June 15, 2020. /s/ Arun Murthy by Jay Wedge, Attorney-in-Fact 2020-06-17