0001209191-20-037441.txt : 20200617 0001209191-20-037441.hdr.sgml : 20200617 20200617194909 ACCESSION NUMBER: 0001209191-20-037441 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190103 FILED AS OF DATE: 20200617 DATE AS OF CHANGE: 20200617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURTHY ARUN CENTRAL INDEX KEY: 0001763658 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 20970940 MAIL ADDRESS: STREET 1: 5470 GREAT AMERICA PARKWAY CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-01-03 2019-01-07 0 0001535379 Cloudera, Inc. CLDR 0001763658 MURTHY ARUN C/O CLOUDERA, INC. 395 PAGE MILL ROAD PALO ALTO CA 94306 0 1 0 0 Chief Product Officer Common Stock 2019-01-03 4 A 0 1057038 A 1057038 D This Form 4/A is being filed solely to correct an inadvertent clerical error in the Securities Acquired or Disposed Of. All other information in the original Form 4 remains the same or was updated to reflect the correction, as applicable. Received in exchange for 809,992 shares of the common stock of Hortonworks, Inc., a Delaware corporation ("HDP") on the closing of the merger on January 3, 2019 (the "Closing") pursuant to the Agreement and Plan of Merger and Reorganization dated October 3, 2018 (the "Merger Agreement") by and among the Issuer, HDP and Surf Merger Corporation, a Delaware corporation and a direct, wholly owned subsidiary of the Issuer, whereby each share of HDP common stock was canceled and automatically converted into 1.305 shares of Issuer common stock (the "Exchange Ratio"), with fractional shares being paid in cash, as provided in the Merger Agreement. /s/ Arun Murthy by Jay Wedge, Attorney-in-Fact 2020-06-17