0000950123-15-009877.txt : 20150922 0000950123-15-009877.hdr.sgml : 20150922 20150921190317 ACCESSION NUMBER: 0000950123-15-009877 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150922 DATE AS OF CHANGE: 20150921 EFFECTIVENESS DATE: 20150922 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Allianz Asset Management AG CENTRAL INDEX KEY: 0001535323 IRS NUMBER: 980443854 STATE OF INCORPORATION: 2M FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15014 FILM NUMBER: 151118263 BUSINESS ADDRESS: STREET 1: SEIDLSTRASSE 24-24A CITY: MUNICH STATE: 2M ZIP: D-80335 BUSINESS PHONE: 49 89 1220 70 MAIL ADDRESS: STREET 1: SEIDLSTRASSE 24-24A CITY: MUNICH STATE: 2M ZIP: D-80335 FORMER COMPANY: FORMER CONFORMED NAME: Allianz Global Investors AG DATE OF NAME CHANGE: 20111121 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001535323 XXXXXXXX 06-30-2015 06-30-2015 true 2 NEW HOLDINGS Allianz Asset Management AG
SEIDLSTRASSE 24-24A MUNICH 2M D-80335
13F HOLDINGS REPORT 028-15014 Y This Amendment No. 2 is an amendment to the 13F Holdings Report that was filed on August 14, 2015 to add new holdings that were erroneously omitted therefrom. Please also see Amendment No. 1 that is being filed simultaneously herewith which is a restatement that corrects certain errors contained therein. Effective June 1, 2015, Other Included Manager No. 20, RCM Asia Pacific Limited (Filer No. 28-15015), changed its name to Allianz Global Investors Asia Pacific Limited. Additional Person Signing this Report on Behalf of Reporting Manager: Name: Sven Piegsa Title: Associate General Counsel Phone: 011-49-89-1220-7515 Signature, Place and Date of Signing: /s/ Sven Piegsa Signature City: Munich State/Country: Germany Date: 9-18-2015
Erick Holt General Counsel 011-49-89-1220-7418 /s/ Erick Holt Munich 2M 09-18-2015 4 127 513265 false 3 28-10770 NFJ Investment Group LLC 17 28-13991 Allianz Global Investors U.S. LLC 21 28-14962 Allianz Global Investors GmbH 24 28-15071 Allianz Global Investors Taiwan Ltd.
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F AGCO CORP COM 001084102 28 500 SH DFND 21 500 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 162 2300 SH DFND 21 0 0 2300 ACADIA HEALTHCARE COMPANY IN COM 00404A109 296 3900 SH DFND 21 0 0 3900 ALLY FINL INC COM 02005N100 163 7000 SH DFND 21 7000 0 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 206 11800 SH DFND 21 4900 0 6900 ARAMARK COM 03852U106 85 2700 SH DFND 21 2700 0 0 ARES CAP CORP COM 04010L103 1168 70691 SH DFND 21 0 0 70691 ARES CAP CORP NOTE 5.750% 2/0 04010LAB9 2445 2400000 PRN DFND 21 2400000 0 0 ARMSTRONG WORLD INDS INC NEW COM 04247X102 81 1500 SH DFND 21 1500 0 0 AVIS BUDGET GROUP COM 053774105 74 1600 SH DFND 21 1600 0 0 BANK OF THE OZARKS INC COM 063904106 339 7100 SH DFND 21 0 0 7100 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 0 460000 SH DFND 21 0 0 460000 BERRY PLASTICS GROUP INC COM 08579W103 111 3300 SH DFND 21 0 0 3300 BLACKSTONE MTG TR INC COM CL A 09257W100 63941 2298400 SH DFND 3 2259200 0 39200 BROOKDALE SR LIVING INC COM 112463104 208 5800 SH DFND 21 0 0 5800 BROWN & BROWN INC COM 115236101 176 5300 SH DFND 21 0 0 5300 BURLINGTON STORES INC COM 122017106 196 3700 SH DFND 21 0 0 3700 CADENCE DESIGN SYSTEM INC COM 127387108 212 10600 SH DFND 21 0 0 10600 CARLISLE COS INC COM 142339100 172 1700 SH DFND 21 0 0 1700 CARRIZO OIL & GAS INC COM 144577103 112 2200 SH DFND 21 0 0 2200 CATHAY GEN BANCORP COM 149150104 247 7400 SH DFND 21 0 0 7400 CEPHEID COM 15670R107 140 2300 SH DFND 21 0 0 2300 CHATHAM LODGING TR COM 16208T102 222 8200 SH DFND 21 0 0 8200 CHEESECAKE FACTORY INC COM 163072101 172 3100 SH DFND 21 0 0 3100 CORE MARK HOLDING CO INC COM 218681104 199 3350 SH DFND 21 0 0 3350 CROWN CASTLE INTL CORP NEW COM 22822V101 2713 33790 SH DFND 17 33790 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 3403 42383 SH DFND 21 42000 0 383 DHI GROUP INC COM 23331S100 30 3408 SH DFND 17 3408 0 0 DEPOMED INC COM 249908104 94 4400 SH DFND 21 0 0 4400 DIAMOND OFFSHORE DRILLING IN COM 25271C102 24 900 SH DFND 21 900 0 0 DIAMOND RESORTS INTL INC COM 25272T104 271 8400 SH DFND 21 0 0 8400 EAGLE BANCORP INC MD COM 268948106 111 2465 SH DFND 21 0 0 2465 E TRADE FINANCIAL CORP COM NEW 269246401 89 2900 SH DFND 21 2900 0 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 114 3500 SH DFND 21 0 0 3500 EMBRAER S A SP ADR REP 4 COM 29082A107 981 32389 SH DFND 21 12389 0 20000 ENDURANCE INTL GROUP HLDGS I COM 29272B105 228 11200 SH DFND 21 0 0 11200 EXAMWORKS GROUP INC COM 30066A105 225 5600 SH DFND 21 0 0 5600 EXTRA SPACE STORAGE INC COM 30225T102 171 2600 SH DFND 21 0 0 2600 FELCOR LODGING TR INC COM 31430F101 123 12000 SH DFND 21 0 0 12000 GENERAL CABLE CORP DEL NEW COM 369300108 105 5000 SH DFND 21 5000 0 0 GILDAN ACTIVEWEAR INC COM 375916103 164 4000 SH DFND 21 0 0 4000 GLOBUS MED INC CL A 379577208 196 7500 SH DFND 21 0 0 7500 GRAHAM HLDGS CO COM 384637104 5066 7800 SH DFND 3 7800 0 0 GRAHAM HLDGS CO COM 384637104 430 662 SH DFND 17 662 0 0 GRAHAM HLDGS CO COM 384637104 6540 10068 SH DFND 21 10068 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 87 1600 SH DFND 21 0 0 1600 HD SUPPLY HLDGS INC COM 40416M105 124 3500 SH DFND 21 0 0 3500 HFF INC CL A 40418F108 137 3200 SH DFND 21 0 0 3200 HERON THERAPEUTICS INC COM 427746102 1277 40990 SH DFND 17 29035 0 11955 HERON THERAPEUTICS INC COM 427746102 8792 282150 SH DFND 21 282150 0 0 HERON THERAPEUTICS INC COM 427746102 3615 116000 SH DFND 24 116000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 79 2800 SH DFND 21 2800 0 0 INFOBLOX INC COM 45672H104 112 4098 SH DFND 21 0 0 4098 INTEGRATED DEVICE TECHNOLOGY COM 458118106 607 27990 SH DFND 17 0 0 27990 ISHARES EM MK MINVOL ETF 464286533 16788 290000 SH DFND 21 0 0 290000 ISHARES TR IBOXX INV CP ETF 464287242 18620 162000 SH DFND 21 0 0 162000 ISHARES TR PUT 464287954 16894 426400 SH Put DFND 21 426400 0 0 ISHARES EAFE SML CP ETF 464288273 19719 386500 SH DFND 21 386500 0 0 ISHARES JP MOR EM MK ETF 464288281 17589 160000 SH DFND 21 0 0 160000 ISHARES TR USA MIN VOL ETF 46429B697 9671 236000 SH DFND 21 0 0 236000 ISHARES TR MSCI USA QLT FAC 46432F339 19431 302000 SH DFND 21 0 0 302000 ISHARES TR MSCI USAVALFCT 46432F388 19302 290000 SH DFND 21 0 0 290000 ISHARES TR MSCI USAMOMFCT 46432F396 10016 138000 SH DFND 21 0 0 138000 KBR INC COM 48242W106 14 700 SH DFND 21 700 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 182 7200 SH DFND 21 0 0 7200 LDR HLDG CORP COM 50185U105 198 4700 SH DFND 21 0 0 4700 LA QUINTA HLDGS INC COM 50420D108 175 7500 SH DFND 21 0 0 7500 LIBERTY BROADBAND CORP COM SER A 530307107 25 475 SH DFND 21 475 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 129 1300 SH DFND 21 0 0 1300 MDC PARTNERS INC CL A SUB VTG 552697104 118 4700 SH DFND 21 0 0 4700 MACQUARIE INFRASTRUCTURE COR COM 55608B105 280 3300 SH DFND 21 0 0 3300 MATADOR RES CO COM 576485205 99 3900 SH DFND 21 0 0 3900 MAXIMUS INC COM 577933104 202 3000 SH DFND 21 0 0 3000 MIDDLEBY CORP COM 596278101 137 1200 SH DFND 21 0 0 1200 MOTORCAR PTS AMER INC COM 620071100 81 2600 SH DFND 21 0 0 2600 MUELLER WTR PRODS INC COM SER A 624758108 114 12200 SH DFND 21 0 0 12200 NAVISTAR INTL CORP NEW COM 63934E108 64 2800 SH DFND 21 2800 0 0 OFG BANCORP COM 67103X102 1027 73065 SH DFND 21 0 0 73065 OLD DOMINION FGHT LINES INC COM 679580100 4371 63463 SH DFND 21 0 0 63463 OLD REP INTL CORP COM 680223104 86 5400 SH DFND 21 5400 0 0 OMNICELL INC COM 68213N109 106 2800 SH DFND 21 0 0 2800 ORBITAL ATK INC COM 68557N103 79760 1087240 SH DFND 3 1070635 0 16605 ORBITAL ATK INC COM 68557N103 1324 18044 SH DFND 17 18044 0 0 OWENS CORNING NEW COM 690742101 89 2100 SH DFND 21 2100 0 0 PHH CORP COM NEW 693320202 88 3300 SH DFND 21 3300 0 0 PTC INC COM 69370C100 142 3400 SH DFND 21 0 0 3400 PHIBRO ANIMAL HEALTH CORP CL A COM 71742Q106 166 4500 SH DFND 21 0 0 4500 PRIVATEBANCORP INC COM 742962103 276 6700 SH DFND 21 0 0 6700 RELIANCE STEEL & ALUMINUM CO COM 759509102 83 1300 SH DFND 21 1300 0 0 SLM CORP COM 78442P106 79 7900 SH DFND 21 7900 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 18013 85850 SH DFND 21 0 0 85850 SELECT COMFORT CORP COM 81616X103 110 3600 SH DFND 21 0 0 3600 SIX FLAGS ENTMT CORP NEW COM 83001A102 137 3000 SH DFND 21 0 0 3000 SOUTH ST CORP COM 840441109 261 3400 SH DFND 21 0 0 3400 SPRINGLEAF HLDGS INC COM 85172J101 93 2000 SH DFND 21 0 0 2000 STRATEGIC HOTELS & RESORTS I COM 86272T106 259 21100 SH DFND 21 0 0 21100 SUPERVALU INC COM 868536103 78 9200 SH DFND 21 9200 0 0 SYNERGY RES CORP COM 87164P103 86 7300 SH DFND 21 0 0 7300 T MOBILE US INC COM 872590104 4624 119270 SH DFND 21 119000 0 270 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 86 3000 SH DFND 21 0 0 3000 TEAM HEALTH HOLDINGS INC COM 87817A107 229 3400 SH DFND 21 0 0 3400 TEGNA INC COM 87901J105 6924 215900 SH DFND 3 215900 0 0 TEGNA INC COM 87901J105 1471 45871 SH DFND 17 45871 0 0 TEGNA INC COM 87901J105 17575 551169 SH DFND 21 500956 0 50213 TELEDYNE TECHNOLOGIES INC COM 879360105 2420 22583 SH DFND 21 0 0 22583 TELEPHONE & DATA SYS INC COM NEW 879433829 84 2800 SH DFND 21 2800 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 98 1700 SH DFND 21 1700 0 0 TEXAS ROADHOUSE INC COM 882681109 151 4000 SH DFND 21 0 0 4000 TWO HBRS INVT CORP COM 90187B101 1125 113899 SH DFND 21 0 0 113899 UGI CORP NEW COM 902681105 84 2400 SH DFND 21 2400 0 0 ULTIMATE SOFTWARE GROUP INC COM 90385D107 133 800 SH DFND 21 0 0 800 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 9281 225000 SH DFND 21 0 0 225000 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 16946 200000 SH DFND 21 0 0 200000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 13469 70000 SH DFND 21 0 0 70000 VANGUARD INDEX FDS REIT ETF 922908553 24819 327000 SH DFND 21 0 0 327000 VERIFONE SYS INC COM 92342Y109 107 3000 SH DFND 21 0 0 3000 VONAGE HLDGS CORP COM 92886T201 121 24200 SH DFND 21 0 0 24200 WELLCARE HEALTH PLANS INC COM 94946T106 87 1000 SH DFND 21 1000 0 0 WEX INC COM 96208T104 105 900 SH DFND 21 0 0 900 WHITING PETE CORP NEW COM 966387102 18 500 SH DFND 21 500 0 0 XPO LOGISTICS INC COM 983793100 183 4000 SH DFND 21 0 0 4000 OM ASSET MGMT PLC SHS G67506108 22000 1236640 SH DFND 3 1221211 0 15429 CYBERARK SOFTWARE LTD SHS M2682V108 8297 132070 SH DFND 17 113960 0 18110 MELLANOX TECHNOLOGIES LTD SHS M51363113 121 2500 SH DFND 21 0 0 2500 ASM INTL N V NY REGISTER SH N07045102 852 16200 SH DFND 3 16200 0 0 ASM INTL N V NY REGISTER SH N07045102 215 4089 SH DFND 17 4089 0 0 ASM INTL N V NY REGISTER SH N07045102 18096 341508 SH DFND 21 207841 0 133667