0000950123-15-009877.txt : 20150922
0000950123-15-009877.hdr.sgml : 20150922
20150921190317
ACCESSION NUMBER: 0000950123-15-009877
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150922
DATE AS OF CHANGE: 20150921
EFFECTIVENESS DATE: 20150922
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allianz Asset Management AG
CENTRAL INDEX KEY: 0001535323
IRS NUMBER: 980443854
STATE OF INCORPORATION: 2M
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15014
FILM NUMBER: 151118263
BUSINESS ADDRESS:
STREET 1: SEIDLSTRASSE 24-24A
CITY: MUNICH
STATE: 2M
ZIP: D-80335
BUSINESS PHONE: 49 89 1220 70
MAIL ADDRESS:
STREET 1: SEIDLSTRASSE 24-24A
CITY: MUNICH
STATE: 2M
ZIP: D-80335
FORMER COMPANY:
FORMER CONFORMED NAME: Allianz Global Investors AG
DATE OF NAME CHANGE: 20111121
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
true
false
0001535323
XXXXXXXX
06-30-2015
06-30-2015
true
2
NEW HOLDINGS
Allianz Asset Management AG
SEIDLSTRASSE 24-24A
MUNICH
2M
D-80335
13F HOLDINGS REPORT
028-15014
Y
This Amendment No. 2 is an amendment to the 13F Holdings Report that was filed on August 14, 2015 to add new holdings that were erroneously omitted therefrom. Please also see Amendment No. 1 that is being filed simultaneously herewith which is a restatement that corrects certain errors contained therein.
Effective June 1, 2015, Other Included Manager No. 20, RCM Asia Pacific Limited (Filer No. 28-15015), changed its name to Allianz Global Investors Asia Pacific Limited.
Additional Person Signing this Report on Behalf of Reporting Manager:
Name: Sven Piegsa
Title: Associate General Counsel
Phone: 011-49-89-1220-7515
Signature, Place and Date of Signing:
/s/ Sven Piegsa
Signature
City: Munich
State/Country: Germany
Date: 9-18-2015
Erick Holt
General Counsel
011-49-89-1220-7418
/s/ Erick Holt
Munich
2M
09-18-2015
4
127
513265
false
3
28-10770
NFJ Investment Group LLC
17
28-13991
Allianz Global Investors U.S. LLC
21
28-14962
Allianz Global Investors GmbH
24
28-15071
Allianz Global Investors Taiwan Ltd.
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
AGCO CORP
COM
001084102
28
500
SH
DFND
21
500
0
0
AMAG PHARMACEUTICALS INC
COM
00163U106
162
2300
SH
DFND
21
0
0
2300
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
296
3900
SH
DFND
21
0
0
3900
ALLY FINL INC
COM
02005N100
163
7000
SH
DFND
21
7000
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
206
11800
SH
DFND
21
4900
0
6900
ARAMARK
COM
03852U106
85
2700
SH
DFND
21
2700
0
0
ARES CAP CORP
COM
04010L103
1168
70691
SH
DFND
21
0
0
70691
ARES CAP CORP
NOTE 5.750% 2/0
04010LAB9
2445
2400000
PRN
DFND
21
2400000
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
81
1500
SH
DFND
21
1500
0
0
AVIS BUDGET GROUP
COM
053774105
74
1600
SH
DFND
21
1600
0
0
BANK OF THE OZARKS INC
COM
063904106
339
7100
SH
DFND
21
0
0
7100
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
0
460000
SH
DFND
21
0
0
460000
BERRY PLASTICS GROUP INC
COM
08579W103
111
3300
SH
DFND
21
0
0
3300
BLACKSTONE MTG TR INC
COM CL A
09257W100
63941
2298400
SH
DFND
3
2259200
0
39200
BROOKDALE SR LIVING INC
COM
112463104
208
5800
SH
DFND
21
0
0
5800
BROWN & BROWN INC
COM
115236101
176
5300
SH
DFND
21
0
0
5300
BURLINGTON STORES INC
COM
122017106
196
3700
SH
DFND
21
0
0
3700
CADENCE DESIGN SYSTEM INC
COM
127387108
212
10600
SH
DFND
21
0
0
10600
CARLISLE COS INC
COM
142339100
172
1700
SH
DFND
21
0
0
1700
CARRIZO OIL & GAS INC
COM
144577103
112
2200
SH
DFND
21
0
0
2200
CATHAY GEN BANCORP
COM
149150104
247
7400
SH
DFND
21
0
0
7400
CEPHEID
COM
15670R107
140
2300
SH
DFND
21
0
0
2300
CHATHAM LODGING TR
COM
16208T102
222
8200
SH
DFND
21
0
0
8200
CHEESECAKE FACTORY INC
COM
163072101
172
3100
SH
DFND
21
0
0
3100
CORE MARK HOLDING CO INC
COM
218681104
199
3350
SH
DFND
21
0
0
3350
CROWN CASTLE INTL CORP NEW
COM
22822V101
2713
33790
SH
DFND
17
33790
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
3403
42383
SH
DFND
21
42000
0
383
DHI GROUP INC
COM
23331S100
30
3408
SH
DFND
17
3408
0
0
DEPOMED INC
COM
249908104
94
4400
SH
DFND
21
0
0
4400
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
24
900
SH
DFND
21
900
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
271
8400
SH
DFND
21
0
0
8400
EAGLE BANCORP INC MD
COM
268948106
111
2465
SH
DFND
21
0
0
2465
E TRADE FINANCIAL CORP
COM NEW
269246401
89
2900
SH
DFND
21
2900
0
0
ECHO GLOBAL LOGISTICS INC
COM
27875T101
114
3500
SH
DFND
21
0
0
3500
EMBRAER S A
SP ADR REP 4 COM
29082A107
981
32389
SH
DFND
21
12389
0
20000
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
228
11200
SH
DFND
21
0
0
11200
EXAMWORKS GROUP INC
COM
30066A105
225
5600
SH
DFND
21
0
0
5600
EXTRA SPACE STORAGE INC
COM
30225T102
171
2600
SH
DFND
21
0
0
2600
FELCOR LODGING TR INC
COM
31430F101
123
12000
SH
DFND
21
0
0
12000
GENERAL CABLE CORP DEL NEW
COM
369300108
105
5000
SH
DFND
21
5000
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
164
4000
SH
DFND
21
0
0
4000
GLOBUS MED INC
CL A
379577208
196
7500
SH
DFND
21
0
0
7500
GRAHAM HLDGS CO
COM
384637104
5066
7800
SH
DFND
3
7800
0
0
GRAHAM HLDGS CO
COM
384637104
430
662
SH
DFND
17
662
0
0
GRAHAM HLDGS CO
COM
384637104
6540
10068
SH
DFND
21
10068
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
87
1600
SH
DFND
21
0
0
1600
HD SUPPLY HLDGS INC
COM
40416M105
124
3500
SH
DFND
21
0
0
3500
HFF INC
CL A
40418F108
137
3200
SH
DFND
21
0
0
3200
HERON THERAPEUTICS INC
COM
427746102
1277
40990
SH
DFND
17
29035
0
11955
HERON THERAPEUTICS INC
COM
427746102
8792
282150
SH
DFND
21
282150
0
0
HERON THERAPEUTICS INC
COM
427746102
3615
116000
SH
DFND
24
116000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
79
2800
SH
DFND
21
2800
0
0
INFOBLOX INC
COM
45672H104
112
4098
SH
DFND
21
0
0
4098
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
607
27990
SH
DFND
17
0
0
27990
ISHARES
EM MK MINVOL ETF
464286533
16788
290000
SH
DFND
21
0
0
290000
ISHARES TR
IBOXX INV CP ETF
464287242
18620
162000
SH
DFND
21
0
0
162000
ISHARES TR
PUT
464287954
16894
426400
SH
Put
DFND
21
426400
0
0
ISHARES
EAFE SML CP ETF
464288273
19719
386500
SH
DFND
21
386500
0
0
ISHARES
JP MOR EM MK ETF
464288281
17589
160000
SH
DFND
21
0
0
160000
ISHARES TR
USA MIN VOL ETF
46429B697
9671
236000
SH
DFND
21
0
0
236000
ISHARES TR
MSCI USA QLT FAC
46432F339
19431
302000
SH
DFND
21
0
0
302000
ISHARES TR
MSCI USAVALFCT
46432F388
19302
290000
SH
DFND
21
0
0
290000
ISHARES TR
MSCI USAMOMFCT
46432F396
10016
138000
SH
DFND
21
0
0
138000
KBR INC
COM
48242W106
14
700
SH
DFND
21
700
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
182
7200
SH
DFND
21
0
0
7200
LDR HLDG CORP
COM
50185U105
198
4700
SH
DFND
21
0
0
4700
LA QUINTA HLDGS INC
COM
50420D108
175
7500
SH
DFND
21
0
0
7500
LIBERTY BROADBAND CORP
COM SER A
530307107
25
475
SH
DFND
21
475
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
129
1300
SH
DFND
21
0
0
1300
MDC PARTNERS INC
CL A SUB VTG
552697104
118
4700
SH
DFND
21
0
0
4700
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
280
3300
SH
DFND
21
0
0
3300
MATADOR RES CO
COM
576485205
99
3900
SH
DFND
21
0
0
3900
MAXIMUS INC
COM
577933104
202
3000
SH
DFND
21
0
0
3000
MIDDLEBY CORP
COM
596278101
137
1200
SH
DFND
21
0
0
1200
MOTORCAR PTS AMER INC
COM
620071100
81
2600
SH
DFND
21
0
0
2600
MUELLER WTR PRODS INC
COM SER A
624758108
114
12200
SH
DFND
21
0
0
12200
NAVISTAR INTL CORP NEW
COM
63934E108
64
2800
SH
DFND
21
2800
0
0
OFG BANCORP
COM
67103X102
1027
73065
SH
DFND
21
0
0
73065
OLD DOMINION FGHT LINES INC
COM
679580100
4371
63463
SH
DFND
21
0
0
63463
OLD REP INTL CORP
COM
680223104
86
5400
SH
DFND
21
5400
0
0
OMNICELL INC
COM
68213N109
106
2800
SH
DFND
21
0
0
2800
ORBITAL ATK INC
COM
68557N103
79760
1087240
SH
DFND
3
1070635
0
16605
ORBITAL ATK INC
COM
68557N103
1324
18044
SH
DFND
17
18044
0
0
OWENS CORNING NEW
COM
690742101
89
2100
SH
DFND
21
2100
0
0
PHH CORP
COM NEW
693320202
88
3300
SH
DFND
21
3300
0
0
PTC INC
COM
69370C100
142
3400
SH
DFND
21
0
0
3400
PHIBRO ANIMAL HEALTH CORP
CL A COM
71742Q106
166
4500
SH
DFND
21
0
0
4500
PRIVATEBANCORP INC
COM
742962103
276
6700
SH
DFND
21
0
0
6700
RELIANCE STEEL & ALUMINUM CO
COM
759509102
83
1300
SH
DFND
21
1300
0
0
SLM CORP
COM
78442P106
79
7900
SH
DFND
21
7900
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
18013
85850
SH
DFND
21
0
0
85850
SELECT COMFORT CORP
COM
81616X103
110
3600
SH
DFND
21
0
0
3600
SIX FLAGS ENTMT CORP NEW
COM
83001A102
137
3000
SH
DFND
21
0
0
3000
SOUTH ST CORP
COM
840441109
261
3400
SH
DFND
21
0
0
3400
SPRINGLEAF HLDGS INC
COM
85172J101
93
2000
SH
DFND
21
0
0
2000
STRATEGIC HOTELS & RESORTS I
COM
86272T106
259
21100
SH
DFND
21
0
0
21100
SUPERVALU INC
COM
868536103
78
9200
SH
DFND
21
9200
0
0
SYNERGY RES CORP
COM
87164P103
86
7300
SH
DFND
21
0
0
7300
T MOBILE US INC
COM
872590104
4624
119270
SH
DFND
21
119000
0
270
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
86
3000
SH
DFND
21
0
0
3000
TEAM HEALTH HOLDINGS INC
COM
87817A107
229
3400
SH
DFND
21
0
0
3400
TEGNA INC
COM
87901J105
6924
215900
SH
DFND
3
215900
0
0
TEGNA INC
COM
87901J105
1471
45871
SH
DFND
17
45871
0
0
TEGNA INC
COM
87901J105
17575
551169
SH
DFND
21
500956
0
50213
TELEDYNE TECHNOLOGIES INC
COM
879360105
2420
22583
SH
DFND
21
0
0
22583
TELEPHONE & DATA SYS INC
COM NEW
879433829
84
2800
SH
DFND
21
2800
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
98
1700
SH
DFND
21
1700
0
0
TEXAS ROADHOUSE INC
COM
882681109
151
4000
SH
DFND
21
0
0
4000
TWO HBRS INVT CORP
COM
90187B101
1125
113899
SH
DFND
21
0
0
113899
UGI CORP NEW
COM
902681105
84
2400
SH
DFND
21
2400
0
0
ULTIMATE SOFTWARE GROUP INC
COM
90385D107
133
800
SH
DFND
21
0
0
800
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
9281
225000
SH
DFND
21
0
0
225000
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
16946
200000
SH
DFND
21
0
0
200000
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
13469
70000
SH
DFND
21
0
0
70000
VANGUARD INDEX FDS
REIT ETF
922908553
24819
327000
SH
DFND
21
0
0
327000
VERIFONE SYS INC
COM
92342Y109
107
3000
SH
DFND
21
0
0
3000
VONAGE HLDGS CORP
COM
92886T201
121
24200
SH
DFND
21
0
0
24200
WELLCARE HEALTH PLANS INC
COM
94946T106
87
1000
SH
DFND
21
1000
0
0
WEX INC
COM
96208T104
105
900
SH
DFND
21
0
0
900
WHITING PETE CORP NEW
COM
966387102
18
500
SH
DFND
21
500
0
0
XPO LOGISTICS INC
COM
983793100
183
4000
SH
DFND
21
0
0
4000
OM ASSET MGMT PLC
SHS
G67506108
22000
1236640
SH
DFND
3
1221211
0
15429
CYBERARK SOFTWARE LTD
SHS
M2682V108
8297
132070
SH
DFND
17
113960
0
18110
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
121
2500
SH
DFND
21
0
0
2500
ASM INTL N V
NY REGISTER SH
N07045102
852
16200
SH
DFND
3
16200
0
0
ASM INTL N V
NY REGISTER SH
N07045102
215
4089
SH
DFND
17
4089
0
0
ASM INTL N V
NY REGISTER SH
N07045102
18096
341508
SH
DFND
21
207841
0
133667