The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
908 Devices, Inc. | common | 65443P102 | 5,047,371 | 668,526 | SH | SOLE | 668,526 | 0 | 0 | |||
ADMA Biologics, Inc. | common | 000899104 | 37,718,221 | 5,714,882 | SH | SOLE | 5,714,882 | 0 | 0 | |||
ARS Pharmaceuticals,Inc. | common | 82835W108 | 1,022,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
AVITA Medical, Inc. | common | 05380C102 | 7,966,141 | 496,952 | SH | SOLE | 496,952 | 0 | 0 | |||
Aehr Test Systems | common | 00760J108 | 15,233,710 | 1,228,525 | SH | SOLE | 1,228,525 | 0 | 0 | |||
Aerovironment, Inc. | common | 008073108 | 16,527,569 | 107,826 | SH | SOLE | 107,826 | 0 | 0 | |||
Akoustis Technologies, Inc. | common | 00973N102 | 908,525 | 1,537,008 | SH | SOLE | 1,537,008 | 0 | 0 | |||
Alpine Immune Sciences, Inc. | common | 02083G100 | 1,585,600 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | |||
Alto Neuroscience, Inc. | common | 02157Q109 | 4,591,906 | 299,147 | SH | SOLE | 299,147 | 0 | 0 | |||
American Public Education, Inc | common | 02913V103 | 2,405,054 | 169,370 | SH | SOLE | 169,370 | 0 | 0 | |||
American Superconductor Corpor | common | 030111207 | 35,954,420 | 2,661,319 | SH | SOLE | 2,661,319 | 0 | 0 | |||
Aqua Metals, Inc. | common | 03837J101 | 968,400 | 1,800,000 | SH | SOLE | 1,800,000 | 0 | 0 | |||
Arbe Robotics, Ltd.(Israel) | common | M1R95N100 | 16,120,536 | 7,713,175 | SH | SOLE | 7,713,175 | 0 | 0 | |||
Aspen Aerogels, Inc. | common | 04523Y105 | 34,809,966 | 1,977,839 | SH | SOLE | 1,977,839 | 0 | 0 | |||
Aviat Networks, Inc. | common | 05366Y201 | 5,015,179 | 130,808 | SH | SOLE | 130,808 | 0 | 0 | |||
Avid Bioservices, Inc. | common | 05368M106 | 4,647,649 | 693,679 | SH | SOLE | 693,679 | 0 | 0 | |||
Beam Global | common | 07373B109 | 6,688,038 | 983,535 | SH | SOLE | 983,535 | 0 | 0 | |||
Bitcoin Depot, Inc. | common | 09174P105 | 1,775,619 | 937,002 | SH | SOLE | 937,002 | 0 | 0 | |||
Bitfarms, Ltd. (Canada) (U.S. | common | 09173B107 | 430,365 | 192,989 | SH | SOLE | 192,989 | 0 | 0 | |||
BlackSky Technology, Inc. | common | 09263B108 | 3,788,513 | 2,785,671 | SH | SOLE | 2,785,671 | 0 | 0 | |||
Blade Air Mobility, Inc. | common | 092667104 | 6,088,677 | 2,136,378 | SH | SOLE | 2,136,378 | 0 | 0 | |||
CEVA, Inc. | common | 157210105 | 11,516,332 | 507,104 | SH | SOLE | 507,104 | 0 | 0 | |||
Century Casinos, Inc. | common | 156492100 | 5,195,157 | 1,644,037 | SH | SOLE | 1,644,037 | 0 | 0 | |||
Citi Trends, Inc. | common | 17306X102 | 7,210,286 | 265,768 | SH | SOLE | 265,768 | 0 | 0 | |||
ClearPoint Neuro, Inc. | common | 18507C103 | 893,731 | 131,431 | SH | SOLE | 131,431 | 0 | 0 | |||
Cognition Therapeutics, Inc. | common | 19243B102 | 1,183,000 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | |||
Crinetics Pharmaceuticals, Inc | common | 22663K107 | 2,574,550 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | |||
Cybin, Inc. (Canada) | common | 23256X100 | 930,375 | 2,250,000 | SH | SOLE | 2,250,000 | 0 | 0 | |||
DHI Group, Inc. | common | 23331S100 | 1,481,550 | 581,000 | SH | SOLE | 581,000 | 0 | 0 | |||
Destination XL Group, Inc. | common | 25065K104 | 33,837,469 | 9,399,297 | SH | SOLE | 9,399,297 | 0 | 0 | |||
EMCORE Corporation | common | 290846401 | 1,380,000 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | |||
ElectroCore, Inc. | common | 28531P202 | 3,395,746 | 550,364 | SH | SOLE | 550,364 | 0 | 0 | |||
Everspin Technology, Inc. | common | 30041T104 | 15,889,429 | 2,006,241 | SH | SOLE | 2,006,241 | 0 | 0 | |||
Fathom Holdings, Inc. | common | 31198V109 | 2,820,509 | 1,417,341 | SH | SOLE | 1,417,341 | 0 | 0 | |||
Forza X1,Inc. | common | 34988N104 | 100,063 | 209,775 | SH | SOLE | 209,775 | 0 | 0 | |||
Gaia, Inc. | common | 36269P104 | 5,353,832 | 1,738,257 | SH | SOLE | 1,738,257 | 0 | 0 | |||
Gambling.com Group Ltd. | common | 63R239101 | 12,334,110 | 1,350,943 | SH | SOLE | 1,350,943 | 0 | 0 | |||
Genasys, Inc. | common | 36872P103 | 13,626,419 | 5,749,544 | SH | SOLE | 5,749,544 | 0 | 0 | |||
Gilat Satellite Networks, Ltd. | common | M51474118 | 4,200,545 | 773,581 | SH | SOLE | 773,581 | 0 | 0 | |||
GrowGeneration Corp. | common | 39986L109 | 2,864,839 | 1,001,692 | SH | SOLE | 1,001,692 | 0 | 0 | |||
Ideal Power, Inc. | common | 451622203 | 1,444,924 | 162,351 | SH | SOLE | 162,351 | 0 | 0 | |||
Immunovant, Inc. | common | 45258J102 | 2,261,700 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | |||
Impinj, Inc. | common | 453204109 | 40,995,149 | 319,252 | SH | SOLE | 319,252 | 0 | 0 | |||
Infusystem Holdings, Inc. | common | 45685K102 | 16,283,000 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | |||
Kopin Corporation | common | 500600101 | 9,766,586 | 5,425,881 | SH | SOLE | 5,425,881 | 0 | 0 | |||
Lantronix, Inc. | common | 516548203 | 3,521,933 | 989,307 | SH | SOLE | 989,307 | 0 | 0 | |||
LeMaitre Vascular, Inc. | common | 525558201 | 13,736,520 | 207,000 | SH | SOLE | 207,000 | 0 | 0 | |||
Leonardo DRS, Inc. | common | 52661A108 | 12,704,865 | 575,141 | SH | SOLE | 575,141 | 0 | 0 | |||
LightPath Technologies, Inc. - | common | 532257805 | 2,518,500 | 1,825,000 | SH | SOLE | 1,825,000 | 0 | 0 | |||
Lilium N.V. (Germany) | common | N52586109 | 1,861,291 | 1,938,845 | SH | SOLE | 1,938,845 | 0 | 0 | |||
LiqTech International, Inc. (D | common | 53632A102 | 772,500 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | |||
LivePerson, Inc. | common | 538146101 | 2,239,706 | 2,245,544 | SH | SOLE | 2,245,544 | 0 | 0 | |||
Longboard Pharmaceuticals, Inc | common | 54300N103 | 4,568,789 | 211,518 | SH | SOLE | 211,518 | 0 | 0 | |||
Lulu's Fashion Lounge Holdings | common | 55003A108 | 280,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | |||
Markforged Holding Corp. | common | 236759156 | 512,727 | 613,310 | SH | SOLE | 613,310 | 0 | 0 | |||
MaxCyte, Inc. | common | 5777K1061 | 510,024 | 121,724 | SH | SOLE | 121,724 | 0 | 0 | |||
Mind Medicine (MindMed) Inc. | common | 60255C885 | 7,830,200 | 833,000 | SH | SOLE | 833,000 | 0 | 0 | |||
Modular Medical, Inc. | common | 60785L207 | 1,387,500 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | |||
Movano, Inc. | common | 62459M107 | 552,380 | 1,343,663 | SH | SOLE | 1,343,663 | 0 | 0 | |||
Nano Dimension, Ltd. ADR (Isra | common | 63008G203 | 1,846,806 | 663,126 | SH | SOLE | 663,126 | 0 | 0 | |||
Natural Gas Services Group, In | common | 63886Q109 | 14,077,307 | 724,514 | SH | SOLE | 724,514 | 0 | 0 | |||
NeoGames S.A. (Luxembourg) | common | L6673X107 | 1,169,463 | 40,382 | SH | SOLE | 40,382 | 0 | 0 | |||
NeuroOne Medical Technologies | common | 64130M100 | 1,740,000 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | |||
Nuvation Bio, Inc. | common | 67080N101 | 4,914,000 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | |||
OPKO Health, Inc. | common | 68375N103 | 1,560,000 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | |||
OncoCyte Corporation | common | 68235C107 | 2,210,058 | 754,286 | SH | SOLE | 754,286 | 0 | 0 | |||
Ooma, Inc. | common | 683416101 | 12,026,856 | 1,409,948 | SH | SOLE | 1,409,948 | 0 | 0 | |||
OptimizeRx Corporation | common | 68401U204 | 10,364,460 | 853,042 | SH | SOLE | 853,042 | 0 | 0 | |||
OrthoPediatrics Corporation | common | 68752L100 | 14,218,970 | 487,619 | SH | SOLE | 487,619 | 0 | 0 | |||
Orthofix Medical, Inc. | common | 68752M108 | 6,889,101 | 474,456 | SH | SOLE | 474,456 | 0 | 0 | |||
Outbrain, Inc. | common | 69002R103 | 1,189,562 | 301,155 | SH | SOLE | 301,155 | 0 | 0 | |||
PowerFleet, Inc. | common | 73931J109 | 18,247,971 | 3,417,223 | SH | SOLE | 3,417,223 | 0 | 0 | |||
Profire Energy, Inc. | common | 74316X101 | 4,846,919 | 2,619,956 | SH | SOLE | 2,619,956 | 0 | 0 | |||
Progyny, Inc. | common | 74340E103 | 953,750 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
PureTech Health PLC-ADR | common | 746237106 | 196,650 | 6,900 | SH | SOLE | 6,900 | 0 | 0 | |||
QuickLogic Corporation | common | 74837P405 | 699,309 | 43,625 | SH | SOLE | 43,625 | 0 | 0 | |||
Quipt Home Medical Corp. | common | 74880P104 | 1,287,402 | 294,600 | SH | SOLE | 294,600 | 0 | 0 | |||
RADCOM, Ltd. (Israel) | common | M81865111 | 9,383,272 | 840,795 | SH | SOLE | 840,795 | 0 | 0 | |||
Red Cat Holdings, Inc. | common | 75644T100 | 3,825,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
Rekor Systems, Inc. | common | 759419104 | 3,322,957 | 1,451,073 | SH | SOLE | 1,451,073 | 0 | 0 | |||
Repligen Corporation | common | 759916109 | 13,794,000 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | |||
Reservoir Media, Inc. | common | 76119X105 | 5,683,130 | 716,662 | SH | SOLE | 716,662 | 0 | 0 | |||
Rocket Lab USA, Inc. | common | 773122106 | 830,220 | 202,000 | SH | SOLE | 202,000 | 0 | 0 | |||
Savara, Inc. | common | 805111101 | 498,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | |||
Sera Prognostics, Inc. | common | 81749D107 | 5,320,442 | 584,664 | SH | SOLE | 584,664 | 0 | 0 | |||
Shapeways Holdings, Inc. | common | 81947T102 | 505,363 | 255,234 | SH | SOLE | 255,234 | 0 | 0 | |||
Sidus Space,Inc. | common | 826165201 | 678,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | |||
Silynxcom, Ltd. (Israel) | common | M8T145100 | 1,828,677 | 536,269 | SH | SOLE | 536,269 | 0 | 0 | |||
Societal CDMO, Inc. | common | 75629F109 | 8,517,420 | 7,886,500 | SH | SOLE | 7,886,500 | 0 | 0 | |||
Spero Therapeutics, Inc. | common | 84833T103 | 573,448 | 333,400 | SH | SOLE | 333,400 | 0 | 0 | |||
Spruce Biosciences, Inc. | common | 85209E109 | 157,180 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | |||
Synchronoss Technologies, Inc. | common | 87157B103 | 4,434,768 | 531,110 | SH | SOLE | 531,110 | 0 | 0 | |||
Talkspace, Inc. | common | 87427V103 | 10,212,628 | 2,860,680 | SH | SOLE | 2,860,680 | 0 | 0 | |||
Tela Bio, Inc. | common | 208077520 | 3,345,090 | 589,963 | SH | SOLE | 589,963 | 0 | 0 | |||
The Lovesac Company | common | 54738L109 | 11,677,330 | 516,696 | SH | SOLE | 516,696 | 0 | 0 | |||
The Real Brokerage, Inc.(Canad | common | 75585H206 | 5,314,071 | 1,703,228 | SH | SOLE | 1,703,228 | 0 | 0 | |||
The Real Good Food Company, In | common | 75601G109 | 677,996 | 1,878,106 | SH | SOLE | 1,878,106 | 0 | 0 | |||
The RealReal, Inc. | common | 88339P101 | 1,861,547 | 476,099 | SH | SOLE | 476,099 | 0 | 0 | |||
Treace Medical Concepts, Inc. | common | 89455T109 | 717,750 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | |||
Turtle Beach Corporation | common | 900450206 | 9,437,210 | 547,402 | SH | SOLE | 547,402 | 0 | 0 | |||
Twin Vee PowerCats Co. | common | 90177C101 | 807,785 | 939,176 | SH | SOLE | 939,176 | 0 | 0 | |||
Ultra Clean Holdings, Inc. | common | 90385V107 | 6,534,873 | 142,248 | SH | SOLE | 142,248 | 0 | 0 | |||
Universal Technical Institute, | common | 913915104 | 9,245,200 | 580,000 | SH | SOLE | 580,000 | 0 | 0 | |||
Usio,Inc. | common | 917313108 | 2,158,772 | 1,269,866 | SH | SOLE | 1,269,866 | 0 | 0 | |||
Vicor Corporation | common | 925815102 | 8,583,236 | 224,457 | SH | SOLE | 224,457 | 0 | 0 | |||
Viemed Healthcare, Inc. (Canad | common | 92663R105 | 13,488,153 | 1,430,345 | SH | SOLE | 1,430,345 | 0 | 0 | |||
Vital Farms, Inc. | common | 92847W103 | 3,657,248 | 157,301 | SH | SOLE | 157,301 | 0 | 0 | |||
Westport Fuel Systems, Inc. (C | common | 960908309 | 2,487,667 | 369,090 | SH | SOLE | 369,090 | 0 | 0 | |||
XCel Brands, Inc. | common | 98400M101 | 599,999 | 769,230 | SH | SOLE | 769,230 | 0 | 0 | |||
Xtant Medical Holdings, Inc. | common | 98420P308 | 442,501 | 378,206 | SH | SOLE | 378,206 | 0 | 0 | |||
argenx SE - ADR (Netherlands) | common | 04016X101 | 9,843,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | |||
nLight, Inc. | common | 65487K100 | 9,638,265 | 741,405 | SH | SOLE | 741,405 | 0 | 0 | |||
urban-gro, Inc. (F4) | common | 91704K202 | 1,472,801 | 1,075,037 | SH | SOLE | 1,075,037 | 0 | 0 | |||
Clene Inc @1.50 6/16/30 (60day | warrants | 999999999 | 900,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
Clene Inc. @1.10 6/16/26 (60da | warrants | 999999999 | 550,000 | 5,000,000 | SH | SOLE | 5,000,000 | 0 | 0 | |||
ElectroCore Inc. @4.35 2/1/24- | warrants | 999999999 | 1,090,650 | 396,600 | SH | SOLE | 396,600 | 0 | 0 | |||
ElectroCore, Inc. Pre-funded @ | warrants | 999999999 | 3,084,500 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | |||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 2,373,061 | 266,666 | SH | SOLE | 266,666 | 0 | 0 | |||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 2,258,833 | 253,830 | SH | SOLE | 253,830 | 0 | 0 | |||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 2,920,547 | 439,180 | SH | SOLE | 439,180 | 0 | 0 | |||
Ideal Power @8.90 8/5/25 9.99 | warrants | 999999999 | 79,913 | 39,366 | SH | SOLE | 39,366 | 0 | 0 | |||
Kopin Corporation pre-funded @ | warrants | 999999999 | 10,740,000 | 6,000,000 | SH | SOLE | 6,000,000 | 0 | 0 | |||
Mobilicom Ltd. @5.00 8/31/27 A | warrants | 60742B110 | 119,097 | 363,100 | SH | SOLE | 363,100 | 0 | 0 | |||
NeuroOne Medical @1.75 1/14/26 | warrants | 999999999 | 120,000 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | |||
OncoCyte Corp @1.53 4/19/27 4. | warrants | 999999999 | 37,523 | 3,752,345 | SH | SOLE | 3,752,345 | 0 | 0 | |||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 9,482,000 | 550,000 | SH | SOLE | 550,000 | 0 | 0 |