0001535264-24-000039.txt : 20240412
0001535264-24-000039.hdr.sgml : 20240412
20240412162913
ACCESSION NUMBER: 0001535264-24-000039
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240403
FILED AS OF DATE: 20240412
DATE AS OF CHANGE: 20240412
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AWM Investment Company, Inc.
CENTRAL INDEX KEY: 0001535264
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39933
FILM NUMBER: 24841847
BUSINESS ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-319-6670
MAIL ADDRESS:
STREET 1: 527 MADISON AVENUE
STREET 2: SUITE 2600
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: urban-gro, Inc.
CENTRAL INDEX KEY: 0001706524
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MACHINERY, EQUIPMENT & SUPPLIES [5080]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 465158469
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
BUSINESS PHONE: 720-390-3880
MAIL ADDRESS:
STREET 1: 1751 PANORAMA PT
STREET 2: UNIT G
CITY: LAFAYETTE
STATE: CO
ZIP: 80026
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2024-04-03
0
0001706524
urban-gro, Inc.
URGO
0001535264
AWM Investment Company, Inc.
527 MADISON AVENUE
SUITE 2600
NEW YORK
NY
10022
0
0
1
0
Common Stock
1445037
I
By Limited Partnerships
AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 1,098,839 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 346,198 Shares held by Cay.
David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Adam Stettner
2024-04-12