0001535264-22-000032.txt : 20220808 0001535264-22-000032.hdr.sgml : 20220808 20220808164149 ACCESSION NUMBER: 0001535264-22-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220804 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AWM Investment Company, Inc. CENTRAL INDEX KEY: 0001535264 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40785 FILM NUMBER: 221145026 BUSINESS ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-319-6670 MAIL ADDRESS: STREET 1: 527 MADISON AVENUE STREET 2: SUITE 2600 CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assure Holdings Corp. CENTRAL INDEX KEY: 0001798270 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 822726719 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7887 EAST BELLEVIEW AVENUE STREET 2: SUITE 500 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 BUSINESS PHONE: 720-287-3093 MAIL ADDRESS: STREET 1: 7887 EAST BELLEVIEW AVENUE STREET 2: SUITE 500 CITY: GREENWOOD VILLAGE STATE: CO ZIP: 80111 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-08-04 1 0001798270 Assure Holdings Corp. IONM 0001535264 AWM Investment Company, Inc. 527 MADISON AVENUE SUITE 2600 NEW YORK NY 10022 0 0 0 1 below 10% Common Stock 2022-08-04 4 S 0 155132 2.7526 D 1394271 I By Limited Partnerships Common Stock 2022-08-04 4 S 0 31705 2.9 D 1362566 I By Limited Partnerships Common Stock 2022-08-05 4 S 0 362566 5.1935 D 1000000 I By Limited Partnerships Common Stock 2022-08-05 4 S 0 250000 2.9997 D 750000 I By Limited Partnerships This is a weighted average price. AWM Investment Company, Inc., a Delaware Corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP), Special Situations Cayman Fund, L.P. (Cay), Special Situations Private Equity Fund, L.P. (SSPE), and Special Situations Life Sciences Fund, L.P., (LS and together with SSFQP, Cay, and SSPE, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 230,758 shares of Common Stock of the Issuer (the Shares) held by SSFQP, 76,422 Shares held by Cay, 201,690 Shares held by SSPE and 241,130 Shares held by LS. Austin W. Marxe (Marxe), David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principals of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Adam Stettner 2022-08-08