The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 Goedeker, Inc. | common | 28252C109 | 1,491 | 474,850 | SH | SOLE | 474,850 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 18,642 | 1,365,749 | SH | SOLE | 1,365,749 | 0 | 0 | ||
Alpha Teknova, Inc. | common | 02080L102 | 1,493 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
American Public Education, Inc | common | 02913V103 | 1,282 | 50,070 | SH | SOLE | 50,070 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 12,459 | 854,534 | SH | SOLE | 854,534 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 115 | 55,474 | SH | SOLE | 55,474 | 0 | 0 | ||
Assure Holdings Corp(CND/AMR) | common | 04265J204 | 12,109 | 1,562,499 | SH | SOLE | 1,562,499 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 4,088 | 177,034 | SH | SOLE | 177,034 | 0 | 0 | ||
Avid Bioservices, Inc. | common | 05368M106 | 26,596 | 1,233,000 | SH | SOLE | 1,233,000 | 0 | 0 | ||
Aziyo Biologics, Inc. | common | 05479K106 | 896 | 126,720 | SH | SOLE | 126,720 | 0 | 0 | ||
Bellus Health, Inc. | common | 07987C204 | 2,456 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Bitfarms, Ltd. of Canada | common | 09173B107 | 692 | 162,838 | SH | SOLE | 162,838 | 0 | 0 | ||
Bitfarms, Ltd. of Canada (Cana | common | 09173B107 | 1,738 | 410,000 | SH | SOLE | 410,000 | 0 | 0 | ||
Bridgeline Digital, Inc. | common | 10807Q700 | 1,233 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
Burcon NutraScience Corp. (Can | common | 120831102 | 6,131 | 3,902,823 | SH | SOLE | 3,902,823 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 15,704 | 368,037 | SH | SOLE | 368,037 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 3,168 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 19,976 | 1,482,988 | SH | SOLE | 1,482,988 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 5,487 | 75,208 | SH | SOLE | 75,208 | 0 | 0 | ||
Compass Pathways PLC (Great B | common | 20451W101 | 2,390 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
Cryoport, Inc. | common | 229050307 | 1,995 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DHI Group, Inc. | common | 23331S100 | 2,861 | 601,000 | SH | SOLE | 601,000 | 0 | 0 | ||
DZS, Inc. | common | 268211109 | 6,732 | 549,143 | SH | SOLE | 549,143 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 67,821 | 11,081,793 | SH | SOLE | 11,081,793 | 0 | 0 | ||
DoubleDown Interactive Co. Ltd | common | 25862B109 | 3,962 | 224,976 | SH | SOLE | 224,976 | 0 | 0 | ||
EMCORE Corp. | common | 290846203 | 20,047 | 2,680,094 | SH | SOLE | 2,680,094 | 0 | 0 | ||
Eco Wave Power Global AB (Swe | common | 27900N103 | 1,021 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ElectroCore, Inc. | common | 28531P103 | 4,689 | 4,149,900 | SH | SOLE | 4,149,900 | 0 | 0 | ||
Enthusiast Gaming Holdings,Inc | common | 29385B109 | 3,237 | 897,100 | SH | SOLE | 897,100 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 2,520 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 12,173 | 1,878,597 | SH | SOLE | 1,878,597 | 0 | 0 | ||
EzFill Holdings, Inc. | common | 302314208 | 4,786 | 1,170,232 | SH | SOLE | 1,170,232 | 0 | 0 | ||
Franchise Group, Inc. | common | 35180X105 | 4,671 | 131,912 | SH | SOLE | 131,912 | 0 | 0 | ||
GAN, Ltd. (London) | common | G3728V109 | 7,017 | 471,870 | SH | SOLE | 471,870 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 7,596 | 801,236 | SH | SOLE | 801,236 | 0 | 0 | ||
Gambling.com Group Ltd. | common | 63R239101 | 8,487 | 929,575 | SH | SOLE | 929,575 | 0 | 0 | ||
Gee Group, Inc. | common | 36165A102 | 1,061 | 2,285,192 | SH | SOLE | 2,285,192 | 0 | 0 | ||
Genasys, Inc. | common | 36872P103 | 22,531 | 4,349,544 | SH | SOLE | 4,349,544 | 0 | 0 | ||
Greenbrook TMS, Inc. (Canada) | common | 393704309 | 4,543 | 612,147 | SH | SOLE | 612,147 | 0 | 0 | ||
INVO Bioscience, Inc. | common | 44984F302 | 3,744 | 1,159,075 | SH | SOLE | 1,159,075 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622203 | 3,581 | 235,271 | SH | SOLE | 235,271 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 28,135 | 492,477 | SH | SOLE | 492,477 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 26,060 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
Intellicheck, Inc. | common | 45817G201 | 2,048 | 250,010 | SH | SOLE | 250,010 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,876 | 355,359 | SH | SOLE | 355,359 | 0 | 0 | ||
Jerash Holdings US, Inc. | common | 47632P101 | 739 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
Karat Packaging, Inc. | common | 48563L101 | 8,412 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 7,422 | 1,446,746 | SH | SOLE | 1,446,746 | 0 | 0 | ||
LeMaitre Vascular, Inc. | common | 525558201 | 12,211 | 230,000 | SH | SOLE | 230,000 | 0 | 0 | ||
Limelight Networks, Inc. | common | 53261M104 | 1,320 | 554,604 | SH | SOLE | 554,604 | 0 | 0 | ||
LiqTech International, Inc. | common | 53632A102 | 10,842 | 1,978,444 | SH | SOLE | 1,978,444 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 20,627 | 349,900 | SH | SOLE | 349,900 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 21,284 | 322,039 | SH | SOLE | 322,039 | 0 | 0 | ||
MaxCyte, Inc. | common | 5777K1061 | 610 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Miromatrix Medical, Inc. | common | 60471P108 | 812 | 116,688 | SH | SOLE | 116,688 | 0 | 0 | ||
Misonix, Inc. | common | 604871103 | 6,306 | 249,239 | SH | SOLE | 249,239 | 0 | 0 | ||
Motorsports Games, Inc. | common | 62011B102 | 3,116 | 218,494 | SH | SOLE | 218,494 | 0 | 0 | ||
Movano, Inc. | common | 62459M107 | 3,240 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
Mudrick Capital Acquisition Co | common | 62477L107 | 3,485 | 350,301 | SH | SOLE | 350,301 | 0 | 0 | ||
Natural Gas Services Group, In | common | 63886Q109 | 7,031 | 677,371 | SH | SOLE | 677,371 | 0 | 0 | ||
NeoGames S.A. (Luxembourg) | common | L6673X107 | 8,317 | 226,500 | SH | SOLE | 226,500 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 16,729 | 1,920,722 | SH | SOLE | 1,920,722 | 0 | 0 | ||
Neonode, Inc. | common | 64051M709 | 3,710 | 367,695 | SH | SOLE | 367,695 | 0 | 0 | ||
NeuroOne Medical Technologies | common | 64130M100 | 3,950 | 1,000,001 | SH | SOLE | 1,000,001 | 0 | 0 | ||
Noodles & Co. | common | 65540B105 | 5,669 | 480,403 | SH | SOLE | 480,403 | 0 | 0 | ||
Nuvation Bio, Inc. | common | 67080N101 | 3,976 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 2,920 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
Oncocyte Corp. | common | 68235C107 | 2,553 | 717,000 | SH | SOLE | 717,000 | 0 | 0 | ||
OneWater Marine, Inc. - CL A | common | 68280L101 | 3,079 | 76,571 | SH | SOLE | 76,571 | 0 | 0 | ||
Ooma, Inc. | common | 683416101 | 20,586 | 1,106,165 | SH | SOLE | 1,106,165 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U204 | 36,457 | 426,143 | SH | SOLE | 426,143 | 0 | 0 | ||
Orbital Energy Group, Inc. | common | 68559A110 | 3,898 | 1,265,669 | SH | SOLE | 1,265,669 | 0 | 0 | ||
OrthoPediatrics Corporation | common | 68752L100 | 19,536 | 298,221 | SH | SOLE | 298,221 | 0 | 0 | ||
PLBY Group,Inc. | common | 72814P109 | 12,971 | 550,320 | SH | SOLE | 550,320 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 26,254 | 2,035,179 | SH | SOLE | 2,035,179 | 0 | 0 | ||
PowerFleet, Inc. | common | 73931J109 | 9,795 | 1,461,907 | SH | SOLE | 1,461,907 | 0 | 0 | ||
Profound Medical Corp. (U.S.) | common | 74319B502 | 5,108 | 348,939 | SH | SOLE | 348,939 | 0 | 0 | ||
Progyny, Inc. | common | 74340E103 | 3,360 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PureTech Health PLC-ADR (Brita | common | 746237106 | 1,440 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
Quantum Corp. | common | 747906501 | 605 | 116,850 | SH | SOLE | 116,850 | 0 | 0 | ||
QuickLogic Corporation | common | 74837P405 | 2,226 | 415,230 | SH | SOLE | 415,230 | 0 | 0 | ||
Quipt Home Medical Corp. | common | 74880P104 | 1,859 | 294,600 | SH | SOLE | 294,600 | 0 | 0 | ||
RADA Electronic Industries Ltd | common | M81863124 | 8,694 | 817,071 | SH | SOLE | 817,071 | 0 | 0 | ||
RADCOM, Ltd. (Israel) | common | M81865111 | 6,593 | 578,312 | SH | SOLE | 578,312 | 0 | 0 | ||
Recro Pharma, Inc. | common | 75629F109 | 8,794 | 4,269,081 | SH | SOLE | 4,269,081 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 28,899 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
Reservior Media, Inc. | common | 76119X105 | 3,683 | 404,319 | SH | SOLE | 404,319 | 0 | 0 | ||
Resonant, Inc. | common | 76118L102 | 9,104 | 3,761,840 | SH | SOLE | 3,761,840 | 0 | 0 | ||
Roth CH Acquisition III Co. | common | 77867Q102 | 1,676 | 168,600 | SH | SOLE | 168,600 | 0 | 0 | ||
SeaSpine Holdings Corp. | common | 81255T108 | 8,519 | 541,547 | SH | SOLE | 541,547 | 0 | 0 | ||
Senstar Technologies Ltd. | common | 011027857 | 313 | 79,070 | SH | SOLE | 79,070 | 0 | 0 | ||
Sequans Communications S.A. AD | common | 817323207 | 14,059 | 3,202,480 | SH | SOLE | 3,202,480 | 0 | 0 | ||
Sera Prognostics, Inc. | common | 81749D107 | 2,886 | 259,737 | SH | SOLE | 259,737 | 0 | 0 | ||
Sientra, Inc. | common | 82621J105 | 7,577 | 1,322,284 | SH | SOLE | 1,322,284 | 0 | 0 | ||
Sigma Labs, Inc. | common | 826598500 | 2,135 | 697,785 | SH | SOLE | 697,785 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 6,862 | 372,755 | SH | SOLE | 372,755 | 0 | 0 | ||
Sunrun, Inc. | common | 86771W105 | 1,760 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
Synchronoss Technologies, Inc. | common | 87157B103 | 1,265 | 526,980 | SH | SOLE | 526,980 | 0 | 0 | ||
Telos Corp. | common | 87969B101 | 8,162 | 287,181 | SH | SOLE | 287,181 | 0 | 0 | ||
The Cooper Companies, Inc. | common | 216648402 | 1,860 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
TravelCenters of America LLC | common | 89421B109 | 33,598 | 674,800 | SH | SOLE | 674,800 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 15,177 | 545,543 | SH | SOLE | 545,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 10,506 | 246,627 | SH | SOLE | 246,627 | 0 | 0 | ||
Universal Technical Institute | common | 913915104 | 8,751 | 1,294,575 | SH | SOLE | 1,294,575 | 0 | 0 | ||
VIQ Solutions, Inc. | common | 91825V400 | 1,052 | 355,400 | SH | SOLE | 355,400 | 0 | 0 | ||
Veru, Inc. | common | 92536C103 | 15,542 | 1,822,078 | SH | SOLE | 1,822,078 | 0 | 0 | ||
Vicor Corporation | common | 925815102 | 10,599 | 79,000 | SH | SOLE | 79,000 | 0 | 0 | ||
Viemed Healthcare, Inc.(Canada | common | 92663R105 | 4,051 | 728,833 | SH | SOLE | 728,833 | 0 | 0 | ||
Westport Fuel Systems, Inc. | common | 960908309 | 12,607 | 3,832,047 | SH | SOLE | 3,832,047 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 8,564 | 297,226 | SH | SOLE | 297,226 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 560 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
Zevia PBC - A | common | 98955K104 | 807 | 70,122 | SH | SOLE | 70,122 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 24,160 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 2,533 | 1,120,887 | SH | SOLE | 1,120,887 | 0 | 0 | ||
nLight, Inc. | common | 65487K100 | 7,329 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
urban-gro, Inc. | common | 91704K202 | 3,348 | 251,889 | SH | SOLE | 251,889 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L106 | 9,074 | 992,778 | SH | SOLE | 992,778 | 0 | 0 | ||
1847 Goedeker, Inc 5/26/22-12/ | warrants | 28252C117 | 2,239 | 1,333,000 | SH | SOLE | 1,333,000 | 0 | 0 | ||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 3,863 | 253,830 | SH | SOLE | 253,830 | 0 | 0 | ||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 5,797 | 439,180 | SH | SOLE | 439,180 | 0 | 0 | ||
Ideal Power @8.90 8/5/25 9.99 | warrants | 999999999 | 350 | 39,366 | SH | SOLE | 39,366 | 0 | 0 | ||
Ocean Power Technologies @3.85 | warrants | 674870118 | 190 | 464,280 | SH | SOLE | 464,280 | 0 | 0 | ||
Roth CH Acquisition III Co @11 | warrants | 77867Q110 | 64 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 15,301 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 4,950 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 872 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 536 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 |