The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corp | common | 00687D101 | 15,977 | 1,879,651 | SH | SOLE | 1,879,651 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 3,797 | 1,898,524 | SH | SOLE | 1,898,524 | 0 | 0 | ||
Aemetis, Inc. | common | 00770K202 | 149 | 178,944 | SH | SOLE | 178,944 | 0 | 0 | ||
Akoustis Technologies, Inc. | common | 00973N102 | 6,189 | 773,611 | SH | SOLE | 773,611 | 0 | 0 | ||
American Superconductor Corp | common | 030111207 | 8,747 | 1,114,328 | SH | SOLE | 1,114,328 | 0 | 0 | ||
Anchiano Therapeutics, Ltd. | common | 03280X102 | 438 | 312,980 | SH | SOLE | 312,980 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 4,198 | 5,557,906 | SH | SOLE | 5,557,906 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 5,111 | 1,659,450 | SH | SOLE | 1,659,450 | 0 | 0 | ||
Avid Bioservices, Inc. | common | 05368M106 | 6,467 | 843,162 | SH | SOLE | 843,162 | 0 | 0 | ||
Bellus Health, Inc. (Canada) | common | 07987C105 | 11,045 | 1,461,988 | SH | SOLE | 1,461,988 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 2,778 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
Boingo Wireless, Inc. | common | 09739C102 | 5,199 | 474,821 | SH | SOLE | 474,821 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 2,266 | 1,365,092 | SH | SOLE | 1,365,092 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 12,671 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
CPI Aerostructures, Inc. | common | 125919308 | 1,066 | 158,438 | SH | SOLE | 158,438 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 835 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 5,069 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
Celsius Holdings, Inc. | common | 15118V207 | 5,045 | 1,044,459 | SH | SOLE | 1,044,459 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 8,323 | 1,050,836 | SH | SOLE | 1,050,836 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 8,226 | 355,808 | SH | SOLE | 355,808 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 3,142 | 199,623 | SH | SOLE | 199,623 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 365 | 285,176 | SH | SOLE | 285,176 | 0 | 0 | ||
Energy Recovery Inc. | common | 29270J100 | 777 | 79,400 | SH | SOLE | 79,400 | 0 | 0 | ||
Enservco Corporation | common | 29358Y102 | 473 | 2,540,068 | SH | SOLE | 2,540,068 | 0 | 0 | ||
Eton Pharmaceuticals, Inc. | common | 29772L108 | 3,722 | 516,882 | SH | SOLE | 516,882 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 8,169 | 1,553,091 | SH | SOLE | 1,553,091 | 0 | 0 | ||
Exicure, Inc. | common | 30205M101 | 13,139 | 4,594,200 | SH | SOLE | 4,594,200 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 6,481 | 811,151 | SH | SOLE | 811,151 | 0 | 0 | ||
Genasys Incorporated | common | 36872P103 | 15,862 | 4,850,706 | SH | SOLE | 4,850,706 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 3,473 | 158,729 | SH | SOLE | 158,729 | 0 | 0 | ||
IZEA Worldwide, Inc. | common | 46604H105 | 539 | 2,278,000 | SH | SOLE | 2,278,000 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622203 | 29 | 12,605 | SH | SOLE | 12,605 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 12,906 | 499,077 | SH | SOLE | 499,077 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 17,060 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 6,740 | 998,543 | SH | SOLE | 998,543 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,866 | 373,859 | SH | SOLE | 373,859 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 2,921 | 7,282,997 | SH | SOLE | 7,282,997 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 11,324 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
Limelight Networks, Inc. | common | 53261M104 | 9,058 | 2,220,000 | SH | SOLE | 2,220,000 | 0 | 0 | ||
LiqTech International, Inc. | common | 53632A102 | 11,953 | 2,043,290 | SH | SOLE | 2,043,290 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 24,336 | 657,743 | SH | SOLE | 657,743 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 11,925 | 743,016 | SH | SOLE | 743,016 | 0 | 0 | ||
Magal Security System, Ltd | common | 2544056US | 1,484 | 395,656 | SH | SOLE | 395,656 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 4,988 | 6,927,200 | SH | SOLE | 6,927,200 | 0 | 0 | ||
Millendo Therapeutics, Inc. | common | 60040X103 | 4,124 | 611,900 | SH | SOLE | 611,900 | 0 | 0 | ||
Mohawk Group Holdings, Inc. | common | 608189106 | 2,643 | 448,704 | SH | SOLE | 448,704 | 0 | 0 | ||
Myomo, Inc. | common | 62857J102 | 112 | 373,159 | SH | SOLE | 373,159 | 0 | 0 | ||
NV5 Global, Inc. | common | 62945V109 | 757 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 16,773 | 1,901,722 | SH | SOLE | 1,901,722 | 0 | 0 | ||
Neonode, Inc. | common | 64051M709 | 691 | 356,210 | SH | SOLE | 356,210 | 0 | 0 | ||
OPKO Health, Inc. | common | 68375N103 | 1,470 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
Ocean Power Technologies, Inc. | common | 674870506 | 184 | 211,891 | SH | SOLE | 211,891 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 16,577 | 1,253,006 | SH | SOLE | 1,253,006 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U204 | 9,777 | 952,027 | SH | SOLE | 952,027 | 0 | 0 | ||
OrthoPediatrics Corporation | common | 68752L100 | 16,531 | 351,795 | SH | SOLE | 351,795 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,022 | 120,698 | SH | SOLE | 120,698 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 6,999 | 1,832,185 | SH | SOLE | 1,832,185 | 0 | 0 | ||
Powerfleet, Inc. | common | 73931J109 | 1,302 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Primo Water Corp. | common | 74165N105 | 1,931 | 172,000 | SH | SOLE | 172,000 | 0 | 0 | ||
Purple Innovation, Inc. | common | 74640Y106 | 3,484 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
QuickLogic Corporation | common | 74837P108 | 1,864 | 310,690 | SH | SOLE | 310,690 | 0 | 0 | ||
RADCOM, Ltd. | common | M81865111 | 4,414 | 523,553 | SH | SOLE | 523,553 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 15,332 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 11,192 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
Sequans Communications S.A. | common | 817323207 | 7,197 | 2,399,001 | SH | SOLE | 2,399,001 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 6,822 | 594,798 | SH | SOLE | 594,798 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 4,561 | 474,344 | SH | SOLE | 474,344 | 0 | 0 | ||
Tactile Systems Technology | common | 87357P100 | 8,825 | 130,714 | SH | SOLE | 130,714 | 0 | 0 | ||
TravelCenters of America LLC | common | 89421B109 | 496 | 28,934 | SH | SOLE | 28,934 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 822 | 444,300 | SH | SOLE | 444,300 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 5,061 | 535,543 | SH | SOLE | 535,543 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 12,386 | 527,721 | SH | SOLE | 527,721 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 1,675 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
Viemed Healthcare, Inc. | common | 92663R105 | 6,800 | 1,086,000 | SH | SOLE | 1,086,000 | 0 | 0 | ||
Vivint Solar, Inc. | common | 92854q106 | 4,423 | 609,205 | SH | SOLE | 609,205 | 0 | 0 | ||
Westport Fuel Systems Inc. | common | 960908309 | 2,033 | 857,879 | SH | SOLE | 857,879 | 0 | 0 | ||
Zagg, Inc. | common | 98884U108 | 892 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
Zealand Pharma A/S (Denmark) | common | 999999999 | 14,489 | 410,185 | SH | SOLE | 410,185 | 0 | 0 | ||
Zealand Pharma A/S ADR(Denmark | common | 98920Y304 | 663 | 19,981 | SH | SOLE | 19,981 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 15,249 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 1,545 | 4,492,624 | SH | SOLE | 4,492,624 | 0 | 0 | ||
voxeljet AG, ADR (Germany) | common | 92912L107 | 5,711 | 2,785,927 | SH | SOLE | 2,785,927 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 7 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Ideal Power @.001 (pre-funded) | warrants | 999999999 | 929 | 403,828 | SH | SOLE | 403,828 | 0 | 0 | ||
Ideal Power @2.32 11/13/24 9.9 | warrants | 999999999 | 510 | 504,787 | SH | SOLE | 504,787 | 0 | 0 | ||
Ocean Power Technologies @3.85 | warrants | 674870188 | 57 | 714,280 | SH | SOLE | 714,280 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 6 | warrants | 81728J117 | 13 | 130,261 | SH | SOLE | 130,261 | 0 | 0 | ||
Turtle Beach Corp. @0 pre-fund | warrants | 999999999 | 5,197 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
Verb Technology @3.443 4/9/24 | warrants | 92337U112 | 288 | 640,000 | SH | SOLE | 640,000 | 0 | 0 | ||
eMagin Corp @.78 10/9/19-10/9/ | warrants | 999999999 | 270 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
eMagin Corporation @.01 pre fu | warrants | 999999999 | 1,320 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
eMagin Corporation @1.55 1/29/ | warrants | 999999999 | 36 | 890,000 | SH | SOLE | 890,000 | 0 | 0 | ||
eMagin Corporation @2.45 5/24/ | warrants | 999999999 | 32 | 1,625,000 | SH | SOLE | 1,625,000 | 0 | 0 |