The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adesto Technologies Corp. | common | 00687D101 | 15,986 | 1,903,062 | SH | SOLE | 1,903,062 | 0 | 0 | ||
Aehr Test Systems | common | 00760J108 | 4,235 | 1,802,226 | SH | SOLE | 1,802,226 | 0 | 0 | ||
Aerovironment, Inc. | common | 008073108 | 2,493 | 34,900 | SH | SOLE | 34,900 | 0 | 0 | ||
Airgain, Inc. | common | 00938A104 | 874 | 95,107 | SH | SOLE | 95,107 | 0 | 0 | ||
American Superconductor, Corp. | common | 030111207 | 8,770 | 1,252,914 | SH | SOLE | 1,252,914 | 0 | 0 | ||
Aqua Metals, Inc. | common | 03837J101 | 7,143 | 2,480,184 | SH | SOLE | 2,480,184 | 0 | 0 | ||
Aspen Group, Inc. | common | 04530L203 | 5,067 | 678,380 | SH | SOLE | 678,380 | 0 | 0 | ||
Asure Software, Inc. | common | 04649U102 | 7,964 | 499,327 | SH | SOLE | 499,327 | 0 | 0 | ||
Atomera Incorporated | common | 04965B100 | 5,423 | 886,062 | SH | SOLE | 886,062 | 0 | 0 | ||
AxoGen, Inc. | common | 05463X106 | 13,141 | 261,506 | SH | SOLE | 261,506 | 0 | 0 | ||
BioTelemetry, Inc. | common | 090672106 | 4,014 | 89,189 | SH | SOLE | 89,189 | 0 | 0 | ||
Biofrontera AG (Germany) | common | 09075G105 | 3,674 | 302,418 | SH | SOLE | 302,418 | 0 | 0 | ||
Broadwind Energy, Inc. | common | 11161T207 | 2,766 | 1,171,834 | SH | SOLE | 1,171,834 | 0 | 0 | ||
CEVA, Inc. | common | 157210105 | 21,702 | 718,623 | SH | SOLE | 718,623 | 0 | 0 | ||
CVD Equipment Corporation | common | 126601103 | 1,728 | 259,414 | SH | SOLE | 259,414 | 0 | 0 | ||
CareDx, Inc. | common | 14167L103 | 3,807 | 311,002 | SH | SOLE | 311,002 | 0 | 0 | ||
Century Casinos, Inc. | common | 156492100 | 6,306 | 720,689 | SH | SOLE | 720,689 | 0 | 0 | ||
Christopher & Banks Corp. | common | 171046105 | 515 | 547,960 | SH | SOLE | 547,960 | 0 | 0 | ||
Citi Trends, Inc. | common | 17306X102 | 10,693 | 389,700 | SH | SOLE | 389,700 | 0 | 0 | ||
Clearside Biomedical, Inc. | common | 185063104 | 7,109 | 664,995 | SH | SOLE | 664,995 | 0 | 0 | ||
Corium International Inc. | common | 21887L107 | 18,370 | 2,293,343 | SH | SOLE | 2,293,343 | 0 | 0 | ||
DSP Group, Inc. | common | 23332B106 | 9,650 | 775,140 | SH | SOLE | 775,140 | 0 | 0 | ||
Destination XL Group, Inc. | common | 25065K104 | 597 | 265,461 | SH | SOLE | 265,461 | 0 | 0 | ||
Determine, Inc. | common | 250660107 | 2,052 | 1,455,220 | SH | SOLE | 1,455,220 | 0 | 0 | ||
Digimarc Corporation | common | 25381B101 | 1,173 | 43,772 | SH | SOLE | 43,772 | 0 | 0 | ||
Electrocore, LLC | common | 28531P103 | 4,540 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
Enservco Corp | common | 29358Y102 | 4,640 | 4,000,000 | SH | SOLE | 4,000,000 | 0 | 0 | ||
Everspin Technology, Inc. | common | 30041T104 | 14,147 | 1,585,981 | SH | SOLE | 1,585,981 | 0 | 0 | ||
Gaia, Inc. | common | 36269P104 | 4,252 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
Graham Corp. | common | 384556106 | 2,506 | 97,107 | SH | SOLE | 97,107 | 0 | 0 | ||
IZEA Inc. | common | 46603N301 | 482 | 507,885 | SH | SOLE | 507,885 | 0 | 0 | ||
Ideal Power, Inc. | common | 451622104 | 927 | 874,300 | SH | SOLE | 874,300 | 0 | 0 | ||
Impinj, Inc. | common | 453204109 | 11,510 | 520,573 | SH | SOLE | 520,573 | 0 | 0 | ||
Infusystem Holdings, Inc. | common | 45685K102 | 6,036 | 1,700,270 | SH | SOLE | 1,700,270 | 0 | 0 | ||
Inspired Entertainment, Inc. | common | 45782N108 | 6,839 | 1,094,283 | SH | SOLE | 1,094,283 | 0 | 0 | ||
Iteris, Inc. | common | 46564T107 | 1,620 | 334,769 | SH | SOLE | 334,769 | 0 | 0 | ||
Juniper Pharmaceuticals, Inc | common | 48203L107 | 1,740 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
Kopin Corporation | common | 500600101 | 18,916 | 6,614,094 | SH | SOLE | 6,614,094 | 0 | 0 | ||
Kornit Digital Ltd., Israel | common | M6372Q113 | 6,478 | 363,958 | SH | SOLE | 363,958 | 0 | 0 | ||
LRAD Corporation | common | 50213V109 | 13,020 | 4,950,706 | SH | SOLE | 4,950,706 | 0 | 0 | ||
LeMaitre Vascular Inc. | common | 525558201 | 11,724 | 350,194 | SH | SOLE | 350,194 | 0 | 0 | ||
LiqTech International Inc. | common | 53632A102 | 2,982 | 4,005,250 | SH | SOLE | 4,005,250 | 0 | 0 | ||
LivePerson, Inc. | common | 538146101 | 34,024 | 1,612,507 | SH | SOLE | 1,612,507 | 0 | 0 | ||
Lovesac Company, The | common | 54738L109 | 8,715 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
Loxo Oncology, Inc. | common | 548862101 | 13,011 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MCBC Holdings, Inc. | common | 55276F107 | 7,744 | 267,500 | SH | SOLE | 267,500 | 0 | 0 | ||
Magal Security Sys Ltd (Israel | common | 2544056US | 1,958 | 367,374 | SH | SOLE | 367,374 | 0 | 0 | ||
Manitex Int'l Inc. | common | 563420108 | 6,086 | 487,682 | SH | SOLE | 487,682 | 0 | 0 | ||
MaxLinear, Inc. | common | 57776J100 | 4,144 | 265,840 | SH | SOLE | 265,840 | 0 | 0 | ||
Maxwell Technologies, Inc. | common | 577767106 | 4,891 | 940,615 | SH | SOLE | 940,615 | 0 | 0 | ||
Microvision, Inc. | common | 594960304 | 9,112 | 8,135,860 | SH | SOLE | 8,135,860 | 0 | 0 | ||
NTN Buzztime, Inc. | common | 629410606 | 1,266 | 285,112 | SH | SOLE | 285,112 | 0 | 0 | ||
NV5 Global Inc. | common | 62945V109 | 1,039 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NeoPhotonics Corporation | common | 64051T100 | 14,772 | 2,371,183 | SH | SOLE | 2,371,183 | 0 | 0 | ||
Neonode, Inc. | common | 64051M402 | 1,212 | 3,202,806 | SH | SOLE | 3,202,806 | 0 | 0 | ||
Netlist, Inc. | common | 64118P109 | 838 | 4,751,218 | SH | SOLE | 4,751,218 | 0 | 0 | ||
Neuronetics, Inc. | common | 64131A105 | 3,326 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
OPKO Health Inc. | common | 68375N103 | 3,290 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
Ooma,Inc. | common | 683416101 | 18,891 | 1,335,051 | SH | SOLE | 1,335,051 | 0 | 0 | ||
OptimizeRx Corporation | common | 68401U105 | 14,226 | 1,367,925 | SH | SOLE | 1,367,925 | 0 | 0 | ||
OrthoPediatrics, Corp. | common | 68752L100 | 12,239 | 459,418 | SH | SOLE | 459,418 | 0 | 0 | ||
PC-Tel, Inc. | common | 69325Q105 | 1,712 | 274,399 | SH | SOLE | 274,399 | 0 | 0 | ||
Pfsweb, Inc. | common | 717098206 | 12,235 | 1,258,725 | SH | SOLE | 1,258,725 | 0 | 0 | ||
QuickLogic Corp. | common | 74837P108 | 3,105 | 2,700,000 | SH | SOLE | 2,700,000 | 0 | 0 | ||
Reata Pharmaceuticals, Inc. | common | 75615P103 | 2,448 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
Reed's, Inc. | common | 758338107 | 3,268 | 1,146,756 | SH | SOLE | 1,146,756 | 0 | 0 | ||
Repligen Corporation | common | 759916109 | 5,692 | 121,000 | SH | SOLE | 121,000 | 0 | 0 | ||
SITO Mobile Ltd. | common | 82988R203 | 783 | 302,495 | SH | SOLE | 302,495 | 0 | 0 | ||
Saia, Inc. | common | 78709Y105 | 971 | 12,010 | SH | SOLE | 12,010 | 0 | 0 | ||
Sensus Healthcare, Inc | common | 81728J109 | 3,571 | 491,938 | SH | SOLE | 491,938 | 0 | 0 | ||
Sequans Communications - ADR | common | 817323108 | 18,495 | 9,066,057 | SH | SOLE | 9,066,057 | 0 | 0 | ||
SharpSpring, Inc. | common | 820054104 | 4,806 | 549,837 | SH | SOLE | 549,837 | 0 | 0 | ||
Spero Therapeutics, Inc. | common | 84833T103 | 2,061 | 140,474 | SH | SOLE | 140,474 | 0 | 0 | ||
Tactile Systems Technology | common | 87357P100 | 21,003 | 403,906 | SH | SOLE | 403,906 | 0 | 0 | ||
Trillium Therapeutics Inc. | common | 89620X506 | 4,207 | 701,138 | SH | SOLE | 701,138 | 0 | 0 | ||
Tuesday Morning Corporation | common | 899035505 | 4,013 | 1,315,839 | SH | SOLE | 1,315,839 | 0 | 0 | ||
Turtle Beach Corporation | common | 900450206 | 15,350 | 755,409 | SH | SOLE | 755,409 | 0 | 0 | ||
Ultra Clean Holdings, Inc. | common | 90385V107 | 14,955 | 900,909 | SH | SOLE | 900,909 | 0 | 0 | ||
Veru,Inc. | common | 92536C103 | 1,172 | 580,000 | SH | SOLE | 580,000 | 0 | 0 | ||
Vivint Solar Inc. | common | 92854q106 | 2,042 | 412,556 | SH | SOLE | 412,556 | 0 | 0 | ||
Vocera Communications, Inc. | common | 92857F107 | 444 | 14,850 | SH | SOLE | 14,850 | 0 | 0 | ||
Xplore Technologies, Corp. | common | 983950700 | 1,109 | 288,732 | SH | SOLE | 288,732 | 0 | 0 | ||
Yatra Online, Inc. | common | 999999999 | 3,216 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
Zafgen Inc. | common | 98885E102 | 7,202 | 703,977 | SH | SOLE | 703,977 | 0 | 0 | ||
Zealand Pharma A/S ADR (Denmar | common | 98920Y304 | 4,165 | 328,478 | SH | SOLE | 328,478 | 0 | 0 | ||
argenx SE - ADR (Netherlands) | common | 04016X101 | 8,286 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
eMagin Corporation | common | 29076N206 | 9,773 | 5,429,524 | SH | SOLE | 5,429,524 | 0 | 0 | ||
scPharmaceuticals, Inc. | common | 810648105 | 2,297 | 405,807 | SH | SOLE | 405,807 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 859 | 810,000 | SH | SOLE | 810,000 | 0 | 0 | ||
Ideal Power, Inc. Series A PS | preferred | 999999999 | 751 | 708,430 | SH | SOLE | 708,430 | 0 | 0 | ||
Cellectar Biosciences @4.68 8/ | warrants | 15117F203 | 19 | 106,600 | SH | SOLE | 106,600 | 0 | 0 | ||
EyeGate Pharmaceuticals @10.62 | warrants | 30233M115 | 12 | 137,092 | SH | SOLE | 137,092 | 0 | 0 | ||
Sensus Healthcare, Inc @6.75 7 | warrants | 81728J117 | 619 | 494,939 | SH | SOLE | 494,939 | 0 | 0 |