EDGAR Filing Documents for 0001044321-15-000067

Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]

SEC Accession No. 0001044321-15-000067

Filing Date

2015-02-04

Accepted

2015-02-04 12:18:59

Documents

Group Members

ADAM C. STETTNERAUSTIN W. MARXEAWM INVESTMENT COMPANY, INC.DAVID M. GREENHOUSESPECIAL SITUATIONS TECHNOLOGY FUND II, L.P.SPECIAL SITUATIONS TECHNOLOGY FUND, L.P.SST ADVISERS, LLC

Document Format Files

Seq	Description	Document	Type	Size
1	NEOPHOTONICS 13G/A	neophotonics13gat2.txt	SC 13G/A	7292
	Complete submission text file	0001044321-15-000067.txt		9030

Mailing Address 2911 ZANKER ROAD SAN JOSE CA 95134

Business Address 2911 ZANKER ROAD SAN JOSE CA 951342125 4082329200

NEOPHOTONICS CORP (Subject) CIK: 0001227025 (see all company filings)

IRS No.: 943253730 | Fiscal Year End: 1231
Type: SC 13G/A | Act: 34 | File No.: 005-86596 | Film No.: 15574367
SIC: 3674 Semiconductors & Related Devices

Mailing Address 527 MADISON AVENUE SUITE 2600 NEW YORK NY 10022

Business Address 527 MADISON AVENUE SUITE 2600 NEW YORK NY 10022 212-319-6670

AWM Investment Company, Inc. (Filed by) CIK: 0001535264 (see all company filings)

IRS No.: 113086452 | State of Incorp.: DE | Fiscal Year End: 1231
Type: SC 13G/A