0001628280-19-015360.txt : 20191230 0001628280-19-015360.hdr.sgml : 20191230 20191230181108 ACCESSION NUMBER: 0001628280-19-015360 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191226 FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARCUS LORI TAUBER CENTRAL INDEX KEY: 0001535247 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37862 FILM NUMBER: 191317612 MAIL ADDRESS: STREET 1: C/O THE CHILDREN'S PLACE STREET 2: 500 PLAZA DRIVE CITY: SECAUCUS STATE: NJ ZIP: 07094 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phunware, Inc. CENTRAL INDEX KEY: 0001665300 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 BUSINESS PHONE: 512-693-4199 MAIL ADDRESS: STREET 1: 7800 SHOAL CREEK BLVD STREET 2: SUITE 230-S CITY: AUSTIN STATE: X1 ZIP: 78757 FORMER COMPANY: FORMER CONFORMED NAME: Stellar Acquisition III Inc. DATE OF NAME CHANGE: 20160128 4 1 wf-form4_157774744714228.xml FORM 4 X0306 4 2019-12-26 0 0001665300 Phunware, Inc. PHUN 0001535247 MARCUS LORI TAUBER C/O PHUNWARE, INC. 7800 SHOAL CREEK BLVD, SUITE 230-S AUSTIN TX 78757 1 0 0 0 Common Stock 2019-12-26 4 M 0 7500 0 A 72099 D Restricted Stock Units 2019-12-26 4 M 0 7500 0 D Common Stock 7500.0 0 D Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. /s/ J. Brendhan Botkin, by power of attorney 2019-12-30