0001535031-16-000093.txt : 20160307 0001535031-16-000093.hdr.sgml : 20160307 20160307162836 ACCESSION NUMBER: 0001535031-16-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160303 FILED AS OF DATE: 20160307 DATE AS OF CHANGE: 20160307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tumi Holdings, Inc. CENTRAL INDEX KEY: 0001535031 STANDARD INDUSTRIAL CLASSIFICATION: LEATHER & LEATHER PRODUCTS [3100] IRS NUMBER: 043799139 STATE OF INCORPORATION: DE FISCAL YEAR END: 0303 BUSINESS ADDRESS: STREET 1: 1001 DURHAM AVE. CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080 BUSINESS PHONE: 908-756-4400 MAIL ADDRESS: STREET 1: 1001 DURHAM AVE. CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griffith Jerome CENTRAL INDEX KEY: 0001547440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35495 FILM NUMBER: 161488816 MAIL ADDRESS: STREET 1: C/O TUMI, INC. STREET 2: 1001 DURHAM AVENUE CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080 4 1 wf-form4_145738610466133.xml FORM 4 X0306 4 2016-03-03 0 0001535031 Tumi Holdings, Inc. TUMI 0001547440 Griffith Jerome C/O TUMI HOLDINGS, INC. 1001 DURHAM AVENUE SOUTH PLAINFIELD NJ 07080 1 1 0 0 CEO and President Common Stock, $0.01 par value per share 2016-03-03 4 M 0 6344 A 1342349 D Common Stock, par value $0.01 per share 370000 I See footnote Restricted Stock Units 2016-03-03 4 M 0 6344 A 2016-03-03 2016-03-03 Common Stock, $0.01 par value per share 6344.0 12688 D As previously reported, each restricted stock unit was awarded on March 3, 2015 and represented the contingent right to receive one share of Tumi Holdings, Inc. common stock. Pursuant to the terms of the Restricted Stock Unit Agreement among the Reporting Person and the Issuer, the restricted stock units vested on March 3, 2016 and the shares were issued to the Reporting Person. Shares held by Griffith Investment Management Company, LLC (the "LLC"), of which Mr. Griffith is a Manager. The membership units in the LLC are held by four trusts, for which Mr. Griffith disclaims beneficial ownership of the securities held by the LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for Section 16 or for any other purpose. /s/ Michael J. Mardy, as attorney-in-fact 2016-03-07