0001104659-12-038035.txt : 20120517 0001104659-12-038035.hdr.sgml : 20120517 20120517095010 ACCESSION NUMBER: 0001104659-12-038035 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120514 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20120517 DATE AS OF CHANGE: 20120517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Highbridge Commodities FuturesAccess LLC CENTRAL INDEX KEY: 0001534977 STANDARD INDUSTRIAL CLASSIFICATION: [6221] IRS NUMBER: 452608276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-54573 FILM NUMBER: 12850557 BUSINESS ADDRESS: STREET 1: C/O MLAI, FOUR WORLD FINANCIAL CENTER STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 212-449-3517 MAIL ADDRESS: STREET 1: C/O MLAI, FOUR WORLD FINANCIAL CENTER STREET 2: 250 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10080 8-K 1 a12-12139_48k.htm 8-K

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 14, 2012

 

HIGHBRIDGE COMMODITIES FUTURESACCESS LLC
(Exact name of registrant as specified in its charter)

 

Delaware

 

0-54573

 

45-2608276

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

 

c/o Merrill Lynch Alternative Investments LLC
Four World Financial Center – 10th Floor
250 Vesey Street
New York, NY 10080
(Address of principal executive offices)
(Zip Code)

 

Registrant’s telephone number, including area code:  (212) 449-3517

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 3.02.  Unregistered Sales of Equity Securities.

 

Units are privately offered and sold to “accredited investors” (as defined in Rule 501(a) under the Securities Act) in reliance on the exemption from registration provided by Section 4(2) of the Securities Act and Rule 506 thereunder.  The selling agent of the Units was Merrill Lynch Pierce Fenner & Smith Incorporated (“MLPF&S”).

 

CLASS A

 

 

 

Subscription

 

 

 

Amount

 

Units

 

 

 

 

 

 

 

May 14, 2012

 

$

1,325,524

 

1,311,751

 

 

CLASS C

 

 

 

Subscription

 

 

 

Amount

 

Units

 

 

 

 

 

 

 

May 14, 2012

 

$

2,043,962

 

2,032,781

 

 

CLASS D

 

 

 

Subscription

 

 

 

Amount

 

Units

 

 

 

 

 

 

 

May 14, 2012

 

$

1,175,000

 

1,117,877

 

 

CLASS I

 

 

 

Subscription

 

 

 

Amount

 

Units

 

 

 

 

 

 

 

May 14, 2012

 

$

1,338,315

 

1,321,662

 

 

Class A Units are subject to a sales commission paid to MLPF&S ranging from 1.0% to 2.5%.  Class D Units and Class I Units are subject to sales commissions paid to MLPF&S up to 0.5%.  The rate assessed to a given subscription is based upon the subscription amount.  Sales commissions are directly deducted from subscription amounts.  Class C Units are not subject to any sales commissions.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

HIGHBRIDGE COMMODITIES FUTURESACCESS LLC

 

 

 

By: Merrill Lynch Alternative Investments LLC, its Sponsor

 

 

 

 

 

By:

/s/ BARBRA E. KOCSIS

 

 

Name: Barbra E. Kocsis

 

 

Position: Chief Financial Officer

 

 

Date:  May 17, 2012

 

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