0001534969-24-000146.txt : 20240715
0001534969-24-000146.hdr.sgml : 20240715
20240715170123
ACCESSION NUMBER: 0001534969-24-000146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240713
FILED AS OF DATE: 20240715
DATE AS OF CHANGE: 20240715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wilson Marcus Dean
CENTRAL INDEX KEY: 0001871726
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 241117919
MAIL ADDRESS:
STREET 1: C/O SERA PROGNOSTICS, INC.
STREET 2: 2749 EAST PARLEYS WAY, SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
4
1
wk-form4_1721077275.xml
FORM 4
X0508
4
2024-07-13
0
0001534969
SERA PROGNOSTICS, INC.
SERA
0001871726
Wilson Marcus Dean
C/O SERA PROGNOSTICS, INC.
2749 EAST PARLEYS WAY, SUITE 200
SALT LAKE CITY
UT
84109
1
0
0
0
0
Class A Common Stock
2024-07-13
4
A
0
7117
0
A
7117
D
Stock Option (right to buy)
8.43
2024-07-13
4
A
0
10549
0
A
2034-07-13
Class A Common Stock
10549
10549
D
Each share is represented by a restricted stock unit ("RSU"). These RSUs vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 6, 2024, subject to the reporting person continuing to provide services to the issuer.
Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 6, 2024, subject to the reporting person continuing to provide services to the issuer.
/s/ Benjamin G. Jackson, Attorney-in-fact
2024-07-15