0001534969-24-000116.txt : 20240515
0001534969-24-000116.hdr.sgml : 20240515
20240515182606
ACCESSION NUMBER: 0001534969-24-000116
CONFORMED SUBMISSION TYPE: 144
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20240515
DATE AS OF CHANGE: 20240515
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 144
SEC ACT: 1933 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 24953035
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
REPORTING-OWNER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kearney Paul
CENTRAL INDEX KEY: 0001888075
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 144
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: C/O SERA PROGNOSTICS, INC.
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
144
1
primary_doc.xml
144
0001888075
XXXXXXXX
LIVE
0001534969
SERA PROGNOSTICS, INC.
001-40606
2749 E. PARLEYS WAY
SUITE 200
SALT LAKE CITY
UT
84109
(801) 990-0520
Kearney Paul
Officer
Class A Common
Morgan Stanley Smith Barney LLC
1 New York Plaza
38th Floor
New York
NY
10004
10387
85608.00
32653777
05/15/2024
NASDAQ
Class A Common
05/15/2024
Restricted Stock Unit Vesting
Issuer
N
10387
05/15/2024
Not Applicable
N
Paul Kearney
2749 E. Parleys Way
Suite 200
Salt Lake City
UT
84109
Class A Common
03/06/2024
1028
9273.00
Paul Kearney
2749 E. Parleys Way
Suite 200
Salt Lake City
UT
84109
Class A Common
05/08/2024
4205
40312.00
The sale on this form represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. The sale is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by sell to cover transactions and does not represent a discretionary transaction by the Reporting Person.
05/15/2024
/s/ Paul Kearney