0001534969-24-000111.txt : 20240514 0001534969-24-000111.hdr.sgml : 20240514 20240514191626 ACCESSION NUMBER: 0001534969-24-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240510 FILED AS OF DATE: 20240514 DATE AS OF CHANGE: 20240514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kearney Paul CENTRAL INDEX KEY: 0001888075 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40606 FILM NUMBER: 24946491 MAIL ADDRESS: STREET 1: 2749 E. PARLEYS WAY STREET 2: C/O SERA PROGNOSTICS, INC. CITY: SALT LAKE CITY STATE: UT ZIP: 84109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC. CENTRAL INDEX KEY: 0001534969 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 261911522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2749 E. PARLEYS WAY STREET 2: SUITE 200 CITY: SALT LAKE CITY STATE: UT ZIP: 84109 BUSINESS PHONE: (801) 990-0520 MAIL ADDRESS: STREET 1: 2749 E. PARLEYS WAY STREET 2: SUITE 200 CITY: SALT LAKE CITY STATE: UT ZIP: 84109 4 1 wk-form4_1715728567.xml FORM 4 X0508 4 2024-05-10 0 0001534969 SERA PROGNOSTICS, INC. SERA 0001888075 Kearney Paul C/O SERA PROGNOSTICS, INC. 2749 EAST PARLEYS WAY, SUITE 200 SALT LAKE CITY UT 84109 0 1 0 0 Chief Data Officer 0 Class A Common Stock 2024-05-10 4 A 0 40854 0 A 195687 D Stock Option (right to buy) 0.83 2024-05-10 4 D 0 44646 D 2024-08-20 Class A Common Stock 44646 0 D Each share is represented by a restricted stock unit ("RSU"). These RSUs vest immediately and were granted in exchange for the Reporting Person's agreement to cancel the stock options represented in Table II of this Form 4. The shares subject to this canceled option were fully vested and exercisable. /s/ Benjamin G. Jackson, Attorney-in-fact 2024-05-14