0001534969-24-000111.txt : 20240514
0001534969-24-000111.hdr.sgml : 20240514
20240514191626
ACCESSION NUMBER: 0001534969-24-000111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240510
FILED AS OF DATE: 20240514
DATE AS OF CHANGE: 20240514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kearney Paul
CENTRAL INDEX KEY: 0001888075
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40606
FILM NUMBER: 24946491
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: C/O SERA PROGNOSTICS, INC.
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SERA PROGNOSTICS, INC.
CENTRAL INDEX KEY: 0001534969
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 261911522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
BUSINESS PHONE: (801) 990-0520
MAIL ADDRESS:
STREET 1: 2749 E. PARLEYS WAY
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84109
4
1
wk-form4_1715728567.xml
FORM 4
X0508
4
2024-05-10
0
0001534969
SERA PROGNOSTICS, INC.
SERA
0001888075
Kearney Paul
C/O SERA PROGNOSTICS, INC.
2749 EAST PARLEYS WAY, SUITE 200
SALT LAKE CITY
UT
84109
0
1
0
0
Chief Data Officer
0
Class A Common Stock
2024-05-10
4
A
0
40854
0
A
195687
D
Stock Option (right to buy)
0.83
2024-05-10
4
D
0
44646
D
2024-08-20
Class A Common Stock
44646
0
D
Each share is represented by a restricted stock unit ("RSU"). These RSUs vest immediately and were granted in exchange for the Reporting Person's agreement to cancel the stock options represented in Table II of this Form 4.
The shares subject to this canceled option were fully vested and exercisable.
/s/ Benjamin G. Jackson, Attorney-in-fact
2024-05-14