0001567619-20-014668.txt : 20200811
0001567619-20-014668.hdr.sgml : 20200811
20200811095230
ACCESSION NUMBER: 0001567619-20-014668
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200811
DATE AS OF CHANGE: 20200811
EFFECTIVENESS DATE: 20200811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectrum Management Group, LLC
CENTRAL INDEX KEY: 0001534843
IRS NUMBER: 272092334
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15862
FILM NUMBER: 201091347
BUSINESS ADDRESS:
STREET 1: 600 E. 96TH STREET SUITE 130
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
BUSINESS PHONE: 317-663-5600
MAIL ADDRESS:
STREET 1: 600 E. 96TH STREET SUITE 130
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46240
FORMER COMPANY:
FORMER CONFORMED NAME: Spectrum Management Group, Inc.
DATE OF NAME CHANGE: 20111114
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001534843
XXXXXXXX
06-30-2020
06-30-2020
Spectrum Management Group, LLC
600 E. 96TH STREET SUITE 130
INDIANAPOLIS
IN
46240
13F HOLDINGS REPORT
028-15862
N
Leslie D. Thompson
Managing Principal
317-663-5600
Leslie D. Thompson
Indianapolis
IN
08-10-2020
0
260
394205
false
INFORMATION TABLE
2
form13fInfoTable.xml
AT&T INC
COM
00206R102
29
946
SH
SOLE
2
0
934
12
ABBOTT LABS
COM
002824100
398
4357
SH
SOLE
2
0
4357
0
ABBVIE INC
COM
00287Y109
5422
55222
SH
SOLE
2
0
54097
1125
ACTIVISION BLIZZARD INC
COM
00507V109
53
700
SH
SOLE
2
0
0
700
ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
2
35
SH
SOLE
2
0
35
0
ADOBE INC
COM
00724F101
4488
10310
SH
SOLE
2
0
10310
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
49
225
SH
SOLE
2
0
25
200
ALLEGHENY TECHNOLOGIES INC
COM
01741R102
9
842
SH
SOLE
2
0
0
842
ALLIANT ENERGY CORP
COM
018802108
1949
40730
SH
SOLE
2
0
39295
1435
ALLSTATE CORP
COM
020002101
3176
32745
SH
SOLE
2
0
31905
840
ALPHABET INC
CAP STK CL C
02079K107
78
55
SH
SOLE
2
0
55
0
ALPHABET INC
CAP STK CL A
02079K305
3328
2347
SH
SOLE
2
0
2317
30
ALTRIA GROUP INC
COM
02209S103
24
600
SH
SOLE
2
0
600
0
AMAZON COM INC
COM
023135106
6411
2324
SH
SOLE
2
0
2294
30
AMERICAN ELEC PWR CO INC
COM
025537101
6
74
SH
SOLE
2
0
74
0
AMERICAN EXPRESS CO
COM
025816109
48
506
SH
SOLE
2
0
506
0
AMERICAN TOWER CORP NEW
COM
03027X100
276
1068
SH
SOLE
2
0
1068
0
AMGEN INC
COM
031162100
4063
17225
SH
SOLE
2
0
17225
0
ANTHEM INC
COM
036752103
1805
6865
SH
SOLE
2
0
5919
946
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
2
42
SH
SOLE
2
0
0
42
APPLE INC
COM
037833100
12591
34516
SH
SOLE
2
0
33060
1456
ASTRAZENECA PLC
SPONSORED ADR
046353108
5
93
SH
SOLE
2
0
93
0
BK OF AMERICA CORP
COM
060505104
4
180
SH
SOLE
2
0
180
0
BARRICK GOLD CORPORATION
COM
067901108
32
1199
SH
SOLE
2
0
0
1199
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1980
11094
SH
SOLE
2
0
11094
0
BIOTELEMETRY INC
COM
090672106
81
1790
SH
SOLE
2
0
1790
0
BLACKROCK INC
COM
09247X101
3225
5928
SH
SOLE
2
0
5768
160
BLACKSTONE GROUP INC
COM CL A
09260D107
2342
41340
SH
SOLE
2
0
40635
705
BOEING CO
COM
097023105
7
40
SH
SOLE
2
0
40
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1065
13685
SH
SOLE
2
0
13685
0
BROADCOM INC
COM
11135F101
12
37
SH
SOLE
2
0
37
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
7
89
SH
SOLE
2
0
89
0
CIGNA CORP NEW
COM
125523100
5
25
SH
SOLE
2
0
25
0
CARLYLE GROUP INC
COM
14316J108
2799
100310
SH
SOLE
2
0
97640
2670
CATERPILLAR INC DEL
COM
149123101
13
100
SH
SOLE
2
0
0
100
CHEMED CORP NEW
COM
16359R103
629
1394
SH
SOLE
2
0
1394
0
CHEVRON CORP NEW
COM
166764100
1739
19487
SH
SOLE
2
0
19212
275
CISCO SYS INC
COM
17275R102
2
50
SH
SOLE
2
0
0
50
CITRIX SYS INC
COM
177376100
6
42
SH
SOLE
2
0
42
0
CLOROX CO DEL
COM
189054109
7
32
SH
SOLE
2
0
32
0
COCA COLA CO
COM
191216100
51
1150
SH
SOLE
2
0
1150
0
COLGATE PALMOLIVE CO
COM
194162103
7
101
SH
SOLE
2
0
101
0
COMCAST CORP NEW
CL A
20030N101
79
2039
SH
SOLE
2
0
1979
60
CORECIVIC INC
COM
21871N101
5
500
SH
SOLE
2
0
500
0
COSTCO WHSL CORP NEW
COM
22160K105
6
20
SH
SOLE
2
0
20
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
4238
25324
SH
SOLE
2
0
25324
0
CUMMINS INC
COM
231021106
3473
20045
SH
SOLE
2
0
19620
425
CURTISS WRIGHT CORP
COM
231561101
54
608
SH
SOLE
2
0
0
608
DBX ETF TR
XTRACK USD HIGH
233051432
38
818
SH
SOLE
2
0
818
0
DIGITAL RLTY TR INC
COM
253868103
3000
21110
SH
SOLE
2
0
21110
0
DISNEY WALT CO
COM DISNEY
254687106
79
710
SH
SOLE
2
0
600
110
DOLLAR GEN CORP NEW
COM
256677105
1548
8123
SH
SOLE
2
0
8123
0
DOMINION ENERGY INC
COM
25746U109
7
85
SH
SOLE
2
0
85
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
16
197
SH
SOLE
2
0
197
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
4
200
SH
SOLE
2
0
200
0
EQUINIX INC
COM
29444U700
46
65
SH
SOLE
2
0
65
0
EVERGY INC
COM
30034W106
6
109
SH
SOLE
2
0
109
0
EXXON MOBIL CORP
COM
30231G102
18
392
SH
SOLE
2
0
392
0
FACEBOOK INC
CL A
30303M102
531
2340
SH
SOLE
2
0
2340
0
FIDELITY COVINGTON TR
MSCI HLTH CARE I
316092600
444
8920
SH
SOLE
2
0
8060
860
FIDELITY COVINGTON TR
MSCI UTILS INDEX
316092865
1513
41475
SH
SOLE
2
0
21700
19775
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
50
2724
SH
SOLE
2
0
2724
0
FRANCO NEV CORP
COM
351858105
3
25
SH
SOLE
2
0
0
25
GABELLI CONV&INCOM SECS FD I
COM
36240B109
17
3245
SH
SOLE
2
0
0
3245
GARRETT MOTION INC
COM
366505105
0
7
SH
SOLE
2
0
7
0
GENERAL ELECTRIC CO
COM
369604103
8
1155
SH
SOLE
2
0
1125
30
GENERAL MLS INC
COM
370334104
62
1000
SH
SOLE
2
0
1000
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
4
113
SH
SOLE
2
0
113
0
HERSHEY CO
COM
427866108
1723
13294
SH
SOLE
2
0
13294
0
HOME DEPOT INC
COM
437076102
6694
26723
SH
SOLE
2
0
26723
0
HONEYWELL INTL INC
COM
438516106
20
138
SH
SOLE
2
0
138
0
HORMEL FOODS CORP
COM
440452100
7
155
SH
SOLE
2
0
155
0
INTEL CORP
COM
458140100
3328
55626
SH
SOLE
2
0
55626
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
229
1900
SH
SOLE
2
0
1677
223
INTERNATIONAL TOWER HILL MIN
COM
46050R102
27
15000
SH
SOLE
2
0
0
15000
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
34
670
SH
SOLE
2
0
64
606
INVESCO QQQ TR
UNIT SER 1
46090E103
1167
4714
SH
SOLE
2
0
4456
258
INTUITIVE SURGICAL INC
COM NEW
46120E602
157
275
SH
SOLE
2
0
275
0
INVESCO MUN OPPORTUNITY TR
COM
46132C107
100
8431
SH
SOLE
2
0
8431
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR VAL
46137V258
8
167
SH
SOLE
2
0
0
167
INVESCO EXCHANGE TRADED FD T
S&P500 EQL TEC
46137V282
10
49
SH
SOLE
2
0
0
49
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1500
46137V597
21
186
SH
SOLE
2
0
186
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
2455
22668
SH
SOLE
2
0
22408
260
INVESCO EXCHANGE TRADED FD T
DYNMC LRG GWTH
46137V746
80
1469
SH
SOLE
2
0
0
1469
INVESCO EXCH TRADED FD TR II
FTSE RAFI EMNG
46138E727
10
561
SH
SOLE
2
0
561
0
INVESCO EXCH TRADED FD TR II
FTSE RAFI SML
46138E735
7
257
SH
SOLE
2
0
257
0
INVESCO EXCH TRADED FD TR II
FTSE RAFI DEV
46138E743
19
549
SH
SOLE
2
0
549
0
GOLD TRUST
ISHARES
464285105
108
6381
SH
SOLE
2
0
2126
4255
ISHARES TR
CORE S&P TTL STK
464287150
1567
22562
SH
SOLE
2
0
5146
17416
ISHARES TR
CORE S&P500 ETF
464287200
18714
60429
SH
SOLE
2
0
26970
33459
ISHARES TR
CORE US AGGBD ET
464287226
769
6507
SH
SOLE
2
0
4072
2435
ISHARES TR
IBOXX INV CP ETF
464287242
9331
69377
SH
SOLE
2
0
32743
36634
ISHARES TR
GLOBAL TECH ETF
464287291
3449
14642
SH
SOLE
2
0
6009
8633
ISHARES TR
S&P 500 GRWT ETF
464287309
5046
24319
SH
SOLE
2
0
7031
17288
ISHARES TR
GLOBAL ENERG ETF
464287341
18
934
SH
SOLE
2
0
934
0
ISHARES TR
S&P 500 VAL ETF
464287408
4135
38215
SH
SOLE
2
0
11098
27117
ISHARES TR
20 YR TR BD ETF
464287432
1177
7180
SH
SOLE
2
0
4546
2634
ISHARES TR
1 3 YR TREAS BD
464287457
187
2160
SH
SOLE
2
0
985
1175
ISHARES TR
CORE S&P MCP ETF
464287507
698
3923
SH
SOLE
2
0
1139
2784
ISHARES TR
S&P MC 400GR ETF
464287606
298
1330
SH
SOLE
2
0
0
1330
ISHARES TR
RUSSELL 2000 ETF
464287655
1811
12648
SH
SOLE
2
0
6308
6340
ISHARES TR
S&P MC 400VL ETF
464287705
92
692
SH
SOLE
2
0
0
692
ISHARES TR
US HLTHCARE ETF
464287762
14
65
SH
SOLE
2
0
0
65
ISHARES TR
U.S. FIN SVC ETF
464287770
2152
18023
SH
SOLE
2
0
7221
10802
ISHARES TR
CORE S&P SCP ETF
464287804
4666
68326
SH
SOLE
2
0
29298
39028
ISHARES TR
SP SMCP600VL ETF
464287879
51
421
SH
SOLE
2
0
0
421
ISHARES TR
S&P SML 600 GWT
464287887
71
420
SH
SOLE
2
0
0
420
ISHARES TR
NATIONAL MUN ETF
464288414
629
5450
SH
SOLE
2
0
5450
0
ISHARES TR
MBS ETF
464288588
3
30
SH
SOLE
2
0
0
30
ISHARES TR
USD INV GRDE ETF
464288620
5
75
SH
SOLE
2
0
0
75
ISHARES TR
INTRM TR CRP ETF
464288638
1188
19680
SH
SOLE
2
0
19005
675
ISHARES TR
SH TR CRPORT ETF
464288646
3474
63490
SH
SOLE
2
0
30912
32578
ISHARES TR
SHORT TREAS BD
464288679
33
301
SH
SOLE
2
0
28
273
ISHARES TR
U.S. MED DVC ETF
464288810
3322
12548
SH
SOLE
2
0
5137
7411
ISHARES TR
EAFE GRWTH ETF
464288885
9132
109876
SH
SOLE
2
0
45112
64764
ISHARES TR
LNG TR CRPRT BD
464289511
2
30
SH
SOLE
2
0
30
0
ISHARES TR
US TREAS BD ETF
46429B267
7990
285453
SH
SOLE
2
0
136229
149224
ISHARES TR
FLTG RATE NT ETF
46429B655
14
270
SH
SOLE
2
0
85
185
ISHARES TR
MSCI MIN VOL ETF
46429B697
2288
37736
SH
SOLE
2
0
15072
22664
ISHARES TR
0-5 YR TIPS ETF
46429B747
17
170
SH
SOLE
2
0
75
95
ISHARES TR
USA QUALITY FCTR
46432F339
4
40
SH
SOLE
2
0
0
40
ISHARES TR
USA SIZE FACTOR
46432F370
2
19
SH
SOLE
2
0
0
19
ISHARES TR
EDGE MSCI USA VL
46432F388
4045
55968
SH
SOLE
2
0
23346
32622
ISHARES TR
CORE MSCI EAFE
46432F842
5552
97129
SH
SOLE
2
0
50769
46360
ISHARES INC
CORE MSCI EMKT
46434G103
1037
21791
SH
SOLE
2
0
18265
3526
ISHARES INC
ESG MSCI EM ETF
46434G863
5614
174994
SH
SOLE
2
0
72053
102941
ISHARES TR
0-5YR HI YL CP
46434V407
2245
52333
SH
SOLE
2
0
25813
26520
ISHARES TR
CORE TOTAL USD
46434V613
1143
21030
SH
SOLE
2
0
8332
12698
ISHARES TR
ESG MSCI USA ETF
46435G425
11470
163879
SH
SOLE
2
0
66052
97827
JPMORGAN CHASE & CO
COM
46625H100
3899
41454
SH
SOLE
2
0
41086
368
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
662
13043
SH
SOLE
2
0
10190
2853
JOHNSON & JOHNSON
COM
478160104
213
1516
SH
SOLE
2
0
1366
150
KEMPER CORP DEL
COM
488401100
180
2483
SH
SOLE
2
0
0
2483
KIMBERLY CLARK CORP
COM
494368103
120
851
SH
SOLE
2
0
851
0
KIRKLAND LAKE GOLD LTD
COM
49741E100
43
1035
SH
SOLE
2
0
0
1035
LEIDOS HOLDINGS INC
COM
525327102
3202
34180
SH
SOLE
2
0
33565
615
LILLY ELI & CO
COM
532457108
143
869
SH
SOLE
2
0
406
463
LITHIUM AMERS CORP NEW
COM NEW
53680Q207
7
1360
SH
SOLE
2
0
0
1360
LOCKHEED MARTIN CORP
COM
539830109
4733
12970
SH
SOLE
2
0
12725
245
LULULEMON ATHLETICA INC
COM
550021109
92
295
SH
SOLE
2
0
295
0
MSCI INC
COM
55354G100
3372
10101
SH
SOLE
2
0
10101
0
MARATHON PETE CORP
COM
56585A102
2
55
SH
SOLE
2
0
0
55
MASCO CORP
COM
574599106
1279
25473
SH
SOLE
2
0
25473
0
MASTERCARD INCORPORATED
CL A
57636Q104
4027
13618
SH
SOLE
2
0
13618
0
MCCORMICK & CO INC
COM NON VTG
579780206
7
41
SH
SOLE
2
0
41
0
MCDONALDS CORP
COM
580135101
214
1158
SH
SOLE
2
0
1025
133
MERCK & CO. INC
COM
58933Y105
284
3677
SH
SOLE
2
0
3677
0
MICROSOFT CORP
COM
594918104
9707
47697
SH
SOLE
2
0
46962
735
MONDELEZ INTL INC
CL A
609207105
41
804
SH
SOLE
2
0
804
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
2
14
SH
SOLE
2
0
0
14
NCR CORP NEW
COM
62886E108
14
800
SH
SOLE
2
0
800
0
NEXTERA ENERGY INC
COM
65339F101
3697
15395
SH
SOLE
2
0
15065
330
NIKE INC
CL B
654106103
66
669
SH
SOLE
2
0
669
0
NORTHROP GRUMMAN CORP
COM
666807102
6
20
SH
SOLE
2
0
20
0
NOVARTIS AG
SPONSORED ADR
66987V109
61
695
SH
SOLE
2
0
695
0
NVIDIA CORPORATION
COM
67066G104
3822
10061
SH
SOLE
2
0
10061
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
1407
8294
SH
SOLE
2
0
8294
0
ORACLE CORP
COM
68389X105
3665
66316
SH
SOLE
2
0
66316
0
PNC FINL SVCS GROUP INC
COM
693475105
0
1
SH
SOLE
2
0
0
1
PACIRA BIOSCIENCES
COM
695127100
31
600
SH
SOLE
2
0
600
0
PAN AMERN SILVER CORP
COM
697900108
72
2356
SH
SOLE
2
0
0
2356
PAYPAL HLDGS INC
COM
70450Y103
5
27
SH
SOLE
2
0
27
0
PEPSICO INC
COM
713448108
3234
24451
SH
SOLE
2
0
23651
800
PFIZER INC
COM
717081103
6
178
SH
SOLE
2
0
178
0
PHILIP MORRIS INTL INC
COM
718172109
82
1170
SH
SOLE
2
0
1170
0
PINNACLE WEST CAP CORP
COM
723484101
6
79
SH
SOLE
2
0
79
0
PIONEER NAT RES CO
COM
723787107
20
205
SH
SOLE
2
0
205
0
PIPER SANDLER COMPANIES
COM
724078100
1
9
SH
SOLE
2
0
9
0
PRICE T ROWE GROUP INC
COM
74144T108
3826
30979
SH
SOLE
2
0
30979
0
PROCTER AND GAMBLE CO
COM
742718109
618
5170
SH
SOLE
2
0
4556
614
PRUDENTIAL FINL INC
COM
744320102
8
129
SH
SOLE
2
0
129
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
5
59
SH
SOLE
2
0
59
0
REPUBLIC SVCS INC
COM
760759100
7
80
SH
SOLE
2
0
80
0
RESIDEO TECHNOLOGIES INC
COM
76118Y104
0
12
SH
SOLE
2
0
12
0
ROCKWELL AUTOMATION INC
COM
773903109
793
3722
SH
SOLE
2
0
3722
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
6
202
SH
SOLE
2
0
0
202
S&P GLOBAL INC
COM
78409V104
838
2544
SH
SOLE
2
0
2544
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
50882
165010
SH
SOLE
2
0
85866
79144
SPDR GOLD TR
GOLD SHS
78463V107
3573
21345
SH
SOLE
2
0
9015
12330
SPDR SER TR
S&P 600 SMCP GRW
78464A201
52
920
SH
SOLE
2
0
920
0
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
52
1967
SH
SOLE
2
0
1967
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
2075
46186
SH
SOLE
2
0
23675
22511
SPDR SER TR
S&P DIVID ETF
78464A763
13
145
SH
SOLE
2
0
0
145
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
2401
7400
SH
SOLE
2
0
7400
0
SPDR SER TR
PORTFOLIO SH TSR
78468R101
41
1350
SH
SOLE
2
0
131
1219
SALESFORCE COM INC
COM
79466L302
19
99
SH
SOLE
2
0
99
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
33
450
SH
SOLE
2
0
450
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
555
8490
SH
SOLE
2
0
8490
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
26
1057
SH
SOLE
2
0
1057
0
SCHWAB STRATEGIC TR
SCHWB FDT EMK LG
808524730
12
530
SH
SOLE
2
0
530
0
SCHWAB STRATEGIC TR
SCHWB FDT INT SC
808524748
17
630
SH
SOLE
2
0
630
0
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
40
1672
SH
SOLE
2
0
1672
0
SCHWAB STRATEGIC TR
SCHWAB FDT US SC
808524763
25
791
SH
SOLE
2
0
791
0
SCHWAB STRATEGIC TR
SCHWAB FDT US LG
808524771
51
1388
SH
SOLE
2
0
1388
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
3140
60674
SH
SOLE
2
0
35885
24789
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
27
923
SH
SOLE
2
0
923
0
SCHWAB STRATEGIC TR
US REIT ETF
808524847
42
1201
SH
SOLE
2
0
1201
0
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
117
1990
SH
SOLE
2
0
1990
0
SCHWAB STRATEGIC TR
US TIPS ETF
808524870
218
3637
SH
SOLE
2
0
3240
397
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
7
236
SH
SOLE
2
0
236
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
12
213
SH
SOLE
2
0
0
213
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
3336
33335
SH
SOLE
2
0
15875
17460
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
9194
71988
SH
SOLE
2
0
42545
29443
SELECT SECTOR SPDR TR
ENERGY
81369Y506
1254
33120
SH
SOLE
2
0
20460
12660
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
20821
199267
SH
SOLE
2
0
121895
77372
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
6500
120285
SH
SOLE
2
0
72880
47405
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
369
6543
SH
SOLE
2
0
6025
518
SERVICENOW INC
COM
81762P102
117
289
SH
SOLE
2
0
289
0
SIMON PPTY GROUP INC NEW
COM
828806109
67
981
SH
SOLE
2
0
619
362
SOLAR CAP LTD
COM
83413U100
2
150
SH
SOLE
2
0
0
150
SOUTHERN CO
COM
842587107
6
109
SH
SOLE
2
0
109
0
STARBUCKS CORP
COM
855244109
68
930
SH
SOLE
2
0
500
430
STEREOTAXIS INC
COM NEW
85916J409
22
5000
SH
SOLE
2
0
5000
0
STORE CAP CORP
COM
862121100
24
1000
SH
SOLE
2
0
0
1000
STRYKER CORPORATION
COM
863667101
6
33
SH
SOLE
2
0
33
0
SYSCO CORP
COM
871829107
26
470
SH
SOLE
2
0
470
0
TJX COS INC NEW
COM
872540109
7
144
SH
SOLE
2
0
144
0
TARGET CORP
COM
87612E106
6654
55482
SH
SOLE
2
0
55482
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
75
240
SH
SOLE
2
0
0
240
TERADATA CORP DEL
COM
88076W103
17
800
SH
SOLE
2
0
800
0
TESLA INC
COM
88160R101
122
113
SH
SOLE
2
0
36
77
TEXAS INSTRS INC
COM
882508104
1699
13381
SH
SOLE
2
0
13381
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
376
1039
SH
SOLE
2
0
1039
0
TRUIST FINL CORP
COM
89832Q109
4
100
SH
SOLE
2
0
0
100
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
3
240
SH
SOLE
2
0
240
0
US BANCORP DEL
COM NEW
902973304
56
1512
SH
SOLE
2
0
627
885
UNION PAC CORP
COM
907818108
208
1232
SH
SOLE
2
0
1232
0
UNITEDHEALTH GROUP INC
COM
91324P102
7
23
SH
SOLE
2
0
23
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
323
8800
SH
SOLE
2
0
1600
7200
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
1487
12688
SH
SOLE
2
0
12350
338
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
7
80
SH
SOLE
2
0
80
0
VANGUARD TAX-MANAGED FDS
FTSE DEV MKT ETF
921943858
71
1838
SH
SOLE
2
0
1838
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
18
395
SH
SOLE
2
0
395
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
6
60
SH
SOLE
2
0
60
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
30
770
SH
SOLE
2
0
770
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
11
72
SH
SOLE
2
0
0
72
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
94
1721
SH
SOLE
2
0
1721
0
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
172
3179
SH
SOLE
2
0
3179
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
27
95
SH
SOLE
2
0
95
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
1487
7357
SH
SOLE
2
0
7357
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
12
79
SH
SOLE
2
0
79
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
489
3123
SH
SOLE
2
0
1615
1508
VERIZON COMMUNICATIONS INC
COM
92343V104
4407
79945
SH
SOLE
2
0
79221
724
VERTEX PHARMACEUTICALS INC
COM
92532F100
163
560
SH
SOLE
2
0
0
560
VISA INC
COM CL A
92826C839
2952
15282
SH
SOLE
2
0
15231
51
WEC ENERGY GROUP INC
COM
92939U106
42
475
SH
SOLE
2
0
475
0
WABTEC
COM
929740108
0
6
SH
SOLE
2
0
6
0
WALMART INC
COM
931142103
3186
26599
SH
SOLE
2
0
26599
0
WASHINGTON PRIME GROUP NEW
COM
93964W108
0
41
SH
SOLE
2
0
0
41
WASTE MGMT INC DEL
COM
94106L109
886
8366
SH
SOLE
2
0
8366
0
WELLS FARGO CO NEW
COM
949746101
330
12898
SH
SOLE
2
0
12386
512
WESTERN UN CO
COM
959802109
2457
113640
SH
SOLE
2
0
113640
0
WILLIAMS COS INC
COM
969457100
4
204
SH
SOLE
2
0
0
204
XCEL ENERGY INC
COM
98389B100
7
109
SH
SOLE
2
0
109
0
ZEBRA TECHNOLOGIES CORPORATI
CL A
989207105
393
1535
SH
SOLE
2
0
1535
0
AMDOCS LTD
SHS
G02602103
6
102
SH
SOLE
2
0
102
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
20
577
SH
SOLE
2
0
0
577
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
2979
13872
SH
SOLE
2
0
13872
0
EVEREST RE GROUP LTD
COM
G3223R108
5
24
SH
SOLE
2
0
24
0
MEDTRONIC PLC
SHS
G5960L103
6
63
SH
SOLE
2
0
63
0