Managing Principal

0001140361-14-039404.txt : 20141029 0001140361-14-039404.hdr.sgml : 20141029 20141029165201 ACCESSION NUMBER: 0001140361-14-039404 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141029 DATE AS OF CHANGE: 20141029 EFFECTIVENESS DATE: 20141029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Management Group, Inc. CENTRAL INDEX KEY: 0001534843 IRS NUMBER: 272092334 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15862 FILM NUMBER: 141180721 BUSINESS ADDRESS: STREET 1: 600 E. 96TH STREET SUITE 130 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-663-5600 MAIL ADDRESS: STREET 1: 600 E. 96TH STREET SUITE 130 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534843 XXXXXXXX 09-30-2014 09-30-2014 Spectrum Management Group, Inc.

600 E. 96TH STREET SUITE 130 INDIANAPOLIS IN 46240

13F HOLDINGS REPORT 028-15862 N Leslie D. Thompson Managing Principal 317-663-5600 /s/ Leslie D. Thompson Indianapolis IN 10-29-2014 0 132 162125 false INFORMATION TABLE 2 form13fInfoTable.xml ICICI BK LTD ADR 45104G104 7 150 SH SOLE 0 0 150 ALPS ETF TR ALERIAN MLP 00162Q866 9805 511470 SH SOLE 0 0 511470 MONDELEZ INTL INC CL A 609207105 14 394 SH SOLE 0 394 0 COMCAST CORP NEW CL A 20030N101 2 30 SH SOLE 0 0 30 GOOGLE INC CL A 38259P508 1014 1724 SH SOLE 0 1724 0 MASTERCARD INC CL A 57636Q104 923 12480 SH SOLE 0 12480 0 NEWS CORP NEW CL A 65249B109 4 217 SH SOLE 0 0 217 TWENTY FIRST CENTY FOX INC CL A 90130A101 782 22810 SH SOLE 0 21940 870 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1246 9022 SH SOLE 0 8288 734 ABBOTT LABS COM 002824100 31 750 SH SOLE 0 0 750 AMERICAN EXPRESS CO COM 025816109 26 300 SH SOLE 0 300 0 AMGEN INC COM 031162100 10 68 SH SOLE 0 68 0 ANADARKO PETE CORP COM 032511107 1 10 SH SOLE 0 0 10 APPLE INC COM 037833100 1670 16577 SH SOLE 0 13925 2652 BB&T CORP COM 054937107 17 460 SH SOLE 0 0 460 BANK AMER CORP COM 060505104 10 600 SH SOLE 0 0 600 B/E AEROSPACE INC COM 073302101 19 229 SH SOLE 0 0 229 BOEING CO COM 097023105 11 84 SH SOLE 0 0 84 CVS HEALTH CORP COM 126650100 70 884 SH SOLE 0 884 0 CAMPBELL SOUP CO COM 134429109 4 100 SH SOLE 0 0 100 CHEVRON CORP NEW COM 166764100 48 400 SH SOLE 0 0 400 CHUBB CORP COM 171232101 17 190 SH SOLE 0 190 0 COCA COLA BOTTLING CO CONS COM 191098102 37 500 SH SOLE 0 0 500 COCA COLA CO COM 191216100 49 1144 SH SOLE 0 0 1144 COLGATE PALMOLIVE CO COM 194162103 117 1800 SH SOLE 0 0 1800 DISCOVER FINL SVCS COM 254709108 10 155 SH SOLE 0 155 0 DOW CHEM CO COM 260543103 1124 21440 SH SOLE 0 21440 0 E M C CORP MASS COM 268648102 1159 39605 SH SOLE 0 39605 0 EBAY INC COM 278642103 1012 17870 SH SOLE 0 17870 0 FIFTH THIRD BANCORP COM 316773100 1 62 SH SOLE 0 0 62 GANNETT INC COM 364730101 30 1000 SH SOLE 0 1000 0 GENERAL ELECTRIC CO COM 369604103 1 32 SH SOLE 0 0 32 GENERAL MLS INC COM 370334104 10 200 SH SOLE 0 0 200 GENUINE PARTS CO COM 372460105 867 9880 SH SOLE 0 9880 0 GILEAD SCIENCES INC COM 375558103 11 100 SH SOLE 0 100 0 GOODYEAR TIRE & RUBR CO COM 382550101 808 35760 SH SOLE 0 35760 0 HARMAN INTL INDS INC COM 413086109 6 65 SH SOLE 0 65 0 HERSHEY CO COM 427866108 48 500 SH SOLE 0 0 500 HONEYWELL INTL INC COM 438516106 101 1085 SH SOLE 0 0 1085 INTERNATIONAL BUSINESS MACHS COM 459200101 766 4033 SH SOLE 0 2902 1131 INTERPUBLIC GROUP COS INC COM 460690100 22 1195 SH SOLE 0 1195 0 JOHNSON & JOHNSON COM 478160104 1247 11703 SH SOLE 0 11203 500 KIMBERLY CLARK CORP COM 494368103 129 1200 SH SOLE 0 800 400 LILLY ELI & CO COM 532457108 85 1309 SH SOLE 0 700 609 MCDONALDS CORP COM 580135101 36 383 SH SOLE 0 250 133 MICROSOFT CORP COM 594918104 6 120 SH SOLE 0 120 0 MOODYS CORP COM 615369105 5 48 SH SOLE 0 0 48 NATIONAL OILWELL VARCO INC COM 637071101 956 12560 SH SOLE 0 12560 0 OCCIDENTAL PETE CORP DEL COM 674599105 19 200 SH SOLE 0 200 0 PNC FINL SVCS GROUP INC COM 693475105 0 1 SH SOLE 0 0 1 PACIRA PHARMACEUTICALS INC COM 695127100 319 3295 SH SOLE 0 0 3295 PEPSICO INC COM 713448108 109 1175 SH SOLE 0 700 475 PHILIP MORRIS INTL INC COM 718172109 48 570 SH SOLE 0 570 0 PROCTER & GAMBLE CO COM 742718109 426 5090 SH SOLE 0 4900 190 PRUDENTIAL FINL INC COM 744320102 4 43 SH SOLE 0 0 43 QUALCOMM INC COM 747525103 1038 13880 SH SOLE 0 13880 0 SIMON PPTY GROUP INC NEW COM 828806109 1300 7904 SH SOLE 0 0 7904 STARBUCKS CORP COM 855244109 15 200 SH SOLE 0 0 200 SUN LIFE FINL INC COM 866796105 10 272 SH SOLE 0 0 272 TOOTSIE ROLL INDS INC COM 890516107 15 545 SH SOLE 0 0 545 UNION PAC CORP COM 907818108 173 1600 SH SOLE 0 0 1600 WAL-MART STORES INC COM 931142103 38 500 SH SOLE 0 0 500 WALGREEN CO COM 931422109 21 350 SH SOLE 0 0 350 WASHINGTON PRIME GROUP INC COM 939647103 69 3951 SH SOLE 0 0 3951 WELLS FARGO & CO NEW COM 949746101 27 525 SH SOLE 0 525 0 WESTERN DIGITAL CORP COM 958102105 1220 12541 SH SOLE 0 12541 0 WHOLE FOODS MKT INC COM 966837106 15 400 SH SOLE 0 0 400 YAHOO INC COM 984332106 1317 32320 SH SOLE 0 32320 0 TRAVELERS COMPANIES INC COM 89417E109 8 80 SH SOLE 0 80 0 AT&T INC COM 00206R102 0 12 SH SOLE 0 0 12 ABBVIE INC COM 00287Y109 43 750 SH SOLE 0 0 750 ARES CAP CORP COM 04010L103 1 32 SH SOLE 0 0 32 BLACKROCK CORPOR HI YLD FD I COM 09255P107 97 8161 SH SOLE 0 0 8161 COCA COLA ENTERPRISES INC NE COM 19122T109 6 135 SH SOLE 0 135 0 COSTCO WHSL CORP NEW COM 22160K105 36 288 SH SOLE 0 288 0 DEVON ENERGY CORP NEW COM 25179M103 27 400 SH SOLE 0 0 400 EXXON MOBIL CORP COM 30231G102 20 210 SH SOLE 0 210 0 FEDEX CORP COM 31428X106 1146 7100 SH SOLE 0 7100 0 GLOBAL PMTS INC COM 37940X102 1071 15330 SH SOLE 0 15330 0 HCA HOLDINGS INC COM 40412C101 1378 19540 SH SOLE 0 19540 0 HESS CORP COM 42809H107 1099 11650 SH SOLE 0 11650 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 7 37 SH SOLE 0 0 37 JPMORGAN CHASE & CO COM 46625H100 1 18 SH SOLE 0 0 18 KRAFT FOODS GROUP INC COM 50076Q106 7 131 SH SOLE 0 131 0 MACYS INC COM 55616P104 17 285 SH SOLE 0 285 0 MCKESSON CORP COM 58155Q103 12 60 SH SOLE 0 60 0 MERCK & CO INC NEW COM 58933Y105 213 3600 SH SOLE 0 3600 0 MONSANTO CO NEW COM 61166W101 975 8668 SH SOLE 0 8650 18 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 1 900 SH SOLE 0 0 900 TEMPUR SEALY INTL INC COM 88023U101 848 15090 SH SOLE 0 15090 0 TESLA MTRS INC COM 88160R101 24 99 SH SOLE 0 0 99 UNITEDHEALTH GROUP INC COM 91324P102 5 60 SH SOLE 0 60 0 VALERO ENERGY CORP NEW COM 91913Y100 5 115 SH SOLE 0 115 0 VERIZON COMMUNICATIONS INC COM 92343V104 71 1424 SH SOLE 0 700 724 WELLPOINT INC COM 94973V107 6 50 SH SOLE 0 0 50 WESTERN ASSET HIGH INCM OPP COM 95766K109 15 2607 SH SOLE 0 0 2607 WISDOMTREE INVTS INC COM 97717P104 4 380 SH SOLE 0 0 380 LINKEDIN CORP COM CL A 53578A108 9 43 SH SOLE 0 0 43 DISNEY WALT CO COM DISNEY 254687106 1331 14955 SH SOLE 0 14050 905 ALEXZA PHARMACEUTICALS INC COM NEW 015384209 0 5 SH SOLE 0 0 5 PRICELINE GRP INC COM NEW 741503403 772 666 SH SOLE 0 666 0 RAYTHEON CO COM NEW 755111507 30 300 SH SOLE 0 0 300 SMTP INC COM NEW 784589202 10 1576 SH SOLE 0 0 1576 US BANCORP DEL COM NEW 902973304 49 1170 SH SOLE 0 285 885 INTUITIVE SURGICAL INC COM NEW 46120E602 46 100 SH SOLE 0 0 100 STEREOTAXIS INC COM NEW 85916J409 2 1000 SH SOLE 0 0 1000 JDS UNIPHASE CORP COM PAR $0.001 46612J507 0 6 SH SOLE 0 0 6 SMART TECHNOLOGIES INC COM SHS 83172R108 79 48413 SH SOLE 0 0 48413 ISHARES TR CORE S&P MCP ETF 464287507 38 280 SH SOLE 0 0 280 ISHARES TR CORE S&P SCP ETF 464287804 190 1824 SH SOLE 0 0 1824 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 65313 742870 SH SOLE 0 0 742870 SPDR GOLD TRUST GOLD SHS 78463V107 88 760 SH SOLE 0 0 760 ISHARES IBOXX HI YD ETF 464288513 24 260 SH SOLE 0 0 260 WISDOMTREE TR INTL SMCAP DIV 97717W760 53 890 SH SOLE 0 0 890 ISHARES TR MSCI EAFE ETF 464287465 65 1010 SH SOLE 0 0 1010 ISHARES TR RUS 1000 GRW ETF 464287614 112 1225 SH SOLE 0 0 1225 ISHARES TR RUSSELL 2000 ETF 464287655 78 715 SH SOLE 0 0 715 SPDR SERIES TRUST S&P DIVID ETF 78464A763 258 3445 SH SOLE 0 0 3445 ISHARES TR SELECT DIVID ETF 464287168 294 3980 SH SOLE 0 0 3980 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 100 1250 SH SOLE 0 0 1250 ACTAVIS PLC SHS G0083B108 1099 4554 SH SOLE 0 4554 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 22 225 SH SOLE 0 0 225 UNILEVER PLC SPON ADR NEW 904767704 8 190 SH SOLE 0 0 190 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 41 1200 SH SOLE 0 0 1200 ALCATEL-LUCENT SPONSORED ADR 013904305 0 12 SH SOLE 0 0 12 BP PLC SPONSORED ADR 055622104 44 1000 SH SOLE 0 1000 0 NOVARTIS A G SPONSORED ADR 66987V109 14 151 SH SOLE 0 0 151 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 62 700 SH SOLE 0 500 200 VANGUARD INDEX FDS TOTAL STK MKT 922908769 86 845 SH SOLE 0 0 845 SPDR S&P 500 ETF TR TR UNIT 78462F103 7717 39170 SH SOLE 0 0 39170 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 12787 248774 SH SOLE 0 0 248774 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 33600 134767 SH SOLE 0 0 134767