0001868726-23-000079.txt : 20230810 0001868726-23-000079.hdr.sgml : 20230810 20230810161737 ACCESSION NUMBER: 0001868726-23-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230809 FILED AS OF DATE: 20230810 DATE AS OF CHANGE: 20230810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: White Emily CENTRAL INDEX KEY: 0001534778 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40860 FILM NUMBER: 231159745 MAIL ADDRESS: STREET 1: C/O LULULEMON ATHLETICA INC. STREET 2: 1818 CORNWALL AVENUE CITY: VANCOUVER STATE: A1 ZIP: V6J 1C7 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OLAPLEX HOLDINGS, INC. CENTRAL INDEX KEY: 0001868726 STANDARD INDUSTRIAL CLASSIFICATION: PERFUMES, COSMETICS & OTHER TOILET PREPARATIONS [2844] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1187 COAST VILLAGE ROAD STREET 2: SUITE 1-520 CITY: SANTA BARBARA STATE: CA ZIP: 93108 BUSINESS PHONE: 617-951-9461 MAIL ADDRESS: STREET 1: 1187 COAST VILLAGE ROAD STREET 2: SUITE 1-520 CITY: SANTA BARBARA STATE: CA ZIP: 93108 FORMER COMPANY: FORMER CONFORMED NAME: OLAPEX HOLDINGS, INC. DATE OF NAME CHANGE: 20210622 4 1 wf-form4_169169864157972.xml FORM 4 X0508 4 2023-08-09 0 0001868726 OLAPLEX HOLDINGS, INC. OLPX 0001534778 White Emily C/O OLAPLEX HOLDINGS, INC. 1178 COAST VILLAGE RD, SUITE 1-520 SANTA BARBARA CA 93108 1 0 0 0 0 Common Stock 2023-08-09 4 A 0 53571 0 A 62257 D Common Stock 23476117 I By: Anthos Capital IV, L.P. Common Stock 148064 I By: Anthos Tribe, L.P. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on August 9, 2024, subject to the Reporting Person's continued service to the Issuer through such vesting date. The Reporting Person is an employee of Anthos Management, L.P. (the "Management Company"). The Reporting Person holds the reported RSUs for the benefit of the Management Company. The Management Company is controlled, indirectly, by Paul Farr and Bryan Kelly. The Reporting Person is the spouse of Mr. Kelly. The Reporting Person disclaims beneficial ownership of the RSUs, except to the extent of her pecuniary interest therein. Shares are held by Anthos Capital IV, L.P. ("Anthos Capital IV"). Anthos Associates IV, L.P. ("Anthos Associates IV") is the general partner of Anthos Capital IV and Anthos Associates GP IV, LLC ("Anthos Associates GP IV") is the general partner of Anthos Associates IV. Paul Farr and Bryan Kelly are the sole managers of Anthos Associates GP IV. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by Anthos Capital IV. The Reporting Person disclaims beneficial ownership of the shares held by Anthos Capital IV, except to the extent of her pecuniary interest, if any, therein. Shares are held by Anthos Tribe, L.P. ("Anthos Tribe"). Anthos Tribe GP, LLC ("Anthos Tribe GP") is the general partner of Anthos Tribe. Paul Farr and Bryan Kelly are the sole managers of Anthos Tribe GP. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by Anthos Tribe. The Reporting Person disclaims beneficial ownership of the shares held by Anthos Tribe, except to the extent of her pecuniary interest, if any, therein. /s/ Eric Tiziani, Attorney-in-Fact 2023-08-10