0001209191-17-067518.txt : 20171228 0001209191-17-067518.hdr.sgml : 20171228 20171228123837 ACCESSION NUMBER: 0001209191-17-067518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171226 FILED AS OF DATE: 20171228 DATE AS OF CHANGE: 20171228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pichai Sundar CENTRAL INDEX KEY: 0001534753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 171277757 MAIL ADDRESS: STREET 1: GOOGLE INC. STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-26 0 0001652044 Alphabet Inc. GOOG 0001534753 Pichai Sundar C/O ALPHABET INC., 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 1 0 0 CEO, Google Inc. Class A Common Stock 2017-12-26 4 C 0 603 0.00 A 1406 D Class A Google Stock Units 2017-12-26 4 F 0 660 1068.86 D 20816 D Class A Google Stock Units 2017-12-26 4 C 0 603 0.00 D 20213 D Class C Capital Stock 2017-12-26 4 C 0 8772 0.00 A 31057 D Class C Google Stock Units 2017-12-26 4 C 0 8169 0.00 D 145578 D Class C Google Stock Units 2017-12-26 4 F 0 8914 1060.12 D 136664 D Class C Google Stock Units 2017-12-26 4 F 0 660 1060.12 D 20816 D Class C Google Stock Units 2017-12-26 4 C 0 603 0.00 D 20213 D Class C Google Stock Units 353939 D Option to Purchase Class A Common Stock 318.2102 2022-04-04 Class A Common Stock 8646 8646 D Option to Purchase Class A Common Stock 218.5563 2019-07-29 Class A Common Stock 2436 2436 D Option to Purchase Class A Common Stock 253.6664 2020-08-04 Class A Common Stock 1459 1459 D Option to Purchase Class C Capital Stock 316.9399 2022-04-04 Class C Capital Stock 8646 8646 D Option to Purchase Class C Capital Stock 217.6838 2019-07-29 Class C Capital Stock 2436 2436 D Option to Purchase Class C Capital Stock 252.6537 2020-08-04 Class C Capital Stock 1459 1459 D Vesting of Google Stock Units ("GSUs") grant of which was previously reported in Form 4. The Class A GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates. Shares withheld to satisfy tax obligations arising out of vesting of GSUs. 1/16th of the GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continuing employment on such vesting dates. The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates 100% of the grant will vest on April 25, 2018, subject to continued employment on such date. Option is fully vested. /s/ Valentina Margulis, Attorney-in-Fact for Sundar Pichai 2017-12-28