0001140361-18-014483.txt : 20180321
0001140361-18-014483.hdr.sgml : 20180321
20180321171812
ACCESSION NUMBER: 0001140361-18-014483
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180319
FILED AS OF DATE: 20180321
DATE AS OF CHANGE: 20180321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garcia John L
CENTRAL INDEX KEY: 0001675523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705180
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Investors Partners V LP
CENTRAL INDEX KEY: 0001675447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705182
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Management (Cayman) Ltd
CENTRAL INDEX KEY: 0001675446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705181
BUSINESS ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS FUND V-A LP
CENTRAL INDEX KEY: 0001551971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705184
BUSINESS ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS FUND V-B LP
CENTRAL INDEX KEY: 0001554676
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705183
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-664-5900
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS FUND V LP
CENTRAL INDEX KEY: 0001534662
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 18705185
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
doc1.xml
FORM 4
X0306
4
2018-03-19
0
0001604643
Evoqua Water Technologies Corp.
AQUA
0001534662
AEA INVESTORS FUND V LP
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001551971
AEA INVESTORS FUND V-A LP
P. O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001554676
AEA INVESTORS FUND V-B LP
P. O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001675447
AEA Investors Partners V LP
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001675446
AEA Management (Cayman) Ltd
P. O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001675523
Garcia John L
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
0
0
1
0
Common Stock
2018-03-19
4
S
0
9524997
21.285
D
36447602
I
See footnotes
Common Stock
2018-03-21
4
S
0
1428749
21.285
D
35018853
I
See footnotes
These shares of common stock were sold pursuant to the Underwriting Agreement dated March 14, 2018.
This amount represents the $22.00 public offering price per share of the issuer's common stock less the underwriting discount of $0.715 per share.
These shares of common stock of the issuer are directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaims beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman and Chief Executive Officer of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., may also be deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but Dr. Garcia disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.
AEA Investors Fund V LP, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2018-03-21
AEA Investors Fund V-A LP, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2018-03-21
AEA Investors Fund V-B LP, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2018-03-21
AEA Investors Partners V LP, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2018-03-21
AEA Management (Cayman) Ltd., by /s/ Barbara L. Burns, Vice President
2018-03-21
/s/ Barbara L. Burns, Attorney-in-Fact for John L. Garcia
2018-03-21