0001213900-16-014469.txt : 20160624 0001213900-16-014469.hdr.sgml : 20160624 20160624143524 ACCESSION NUMBER: 0001213900-16-014469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160623 FILED AS OF DATE: 20160624 DATE AS OF CHANGE: 20160624 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tempus Applied Solutions Holdings, Inc. CENTRAL INDEX KEY: 0001628871 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 472599251 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 555 5TH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-350-8200 MAIL ADDRESS: STREET 1: 555 5TH AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chart Acquisition Group LLC CENTRAL INDEX KEY: 0001534548 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55534 FILM NUMBER: 161730746 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-350-8275 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: Chart Acquisition Group Holding LLC DATE OF NAME CHANGE: 20111108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chart Group, LP CENTRAL INDEX KEY: 0001564921 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55534 FILM NUMBER: 161730747 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-350-8205 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brady Christopher D. CENTRAL INDEX KEY: 0001564636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55534 FILM NUMBER: 161730748 MAIL ADDRESS: STREET 1: C/O CHART ACQUISITION CORP. STREET 2: 75 ROCKEFELLER PLAZA, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 4 1 f4062316brady_tempusapplied.xml OWNERSHIP DOCUMENT X0306 4 2016-06-23 0 0001628871 Tempus Applied Solutions Holdings, Inc. TMPS 0001564636 Brady Christopher D. C/O TEMPUS APPLIED SOLUTIONS HOLDINGS, INC. 133 WALLER MILL ROAD, SUITE 400 WILLIAMSBURG VA 23185 1 0 1 0 0001564921 Chart Group, LP 555 5TH AVENUE, 19TH FLOOR NEW YORK, NY 10017 0 0 1 0 0001534548 Chart Acquisition Group LLC 555 5TH AVENUE, 19TH FLOOR NEW YORK, NY 10017 0 0 1 0 Common Stock 2016-06-23 4 J 0 942138 A 2848396 I See footnote Common Stock 2016-06-23 4 J 0 188428 A 3036824 I See footnote Series B-2 Warrant 2016-06-23 4 J 0 192710 0 D 2015-07-31 2016-10-31 Common Stock or Series A Convertible Preferred Stock 942138 0 I See footnote Series B-3 Warrant 2016-06-23 4 J 0 38542 0 D 2015-08-14 2016-10-31 Common Stock or Series A Convertible Preferred Stock 188428 0 I See footnote On June 23, 2016, the Reporting Person exercised (i) Series B-2 Warrants into 942,138 shares of common stock, and (ii) Series B-3 Warrants into 188,428 shares of common stock, pursuant to a formula contained in the respective warrants that did not require the payment of any cash consideration or the withholding of warrant shares upon such exercise. Mr. Brady indirectly owns these securities through his membership interests in Antwerp L.L.C., the general partner of The Chart Group, L.P., which is the sole managing member of Chart Acquisition Group LLC. /s/ Christopher D. Brady 2016-06-24 The Chart Group, L.P. By: Antwerp L.L.C., general partner By: /s/ Christopher D. Brady, Chief Executive Officer 2016-06-24 Chart Acquisition Group LLC By: The Chart Group, L.P., sole managing member By: Antwerp L.L.C., general partner By: /s/ Christopher D. Brady, Chief Executive Officer 2016-06-24