Director, Advisory Compliance

0001085146-16-003229.txt : 20160216 0001085146-16-003229.hdr.sgml : 20160215 20160216120750 ACCESSION NUMBER: 0001085146-16-003229 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 161425213 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001534468 XXXXXXXX 12-31-2015 12-31-2015 Cetera Advisor Networks LLC

200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION. Jose Rodriguez Director, Advisory Compliance 310 326-3100 /s/ Jose Rodriguez El Segunda CA 02-12-2016 0 778 1372511 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554d2052076405SHSOLE 0064053M COCOM88579y101841251228SHSOLE 0051228ABBOTT LABSCOM002824100165536423SHSOLE 0036423ABBVIE INCCOM00287Y109235735813SHSOLE 0035813ABERDEEN ASIA PACIFIC INCOMCOM00300910754496757SHSOLE 0096757ABERDEEN GLOBAL INCOME FD INCOM00301310912513058SHSOLE 0013058ACCENTURE PLC IRELANDSHS CLASS Ag1151C1017228115SHSOLE 008115ACE LTDSHSH0023R1054023535SHSOLE 003535ACELRX PHARMACEUTICALS INCCOM00444T10011817650SHSOLE 0017650ACNB CORPCOM00086810941519076SHSOLE 0019076ADAMS DIVERSIFIED EQUITY FDCOM00621210449535963SHSOLE 0035963ADOBE SYS INCCOM00724f1012042808SHSOLE 002808ADVANCE AUTO PARTS INCCOM00751y1066984378SHSOLE 004378ADVISORSHARES TRBNY GRWTH ADR00768Y206369798781SHSOLE 0098781AETNA INC NEWCOM00817y108118313290SHSOLE 0013290AFLAC INCCOM0010551024988195SHSOLE 008195AGIOS PHARMACEUTICALS INCCOM00847X1042292055SHSOLE 002055AGL RES INCCOM001204106131224151SHSOLE 0024151AIR PRODS & CHEMS INCCOM0091581063422370SHSOLE 002370AKORN INCCOM0097281062115869SHSOLE 005869ALBEMARLE CORPCOM0126531012504165SHSOLE 004165ALCOA INCCOM01381710126216695SHSOLE 0016695ALEXION PHARMACEUTICALS INCCOM0153511096483505SHSOLE 003505ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1028688370SHSOLE 008370ALLETE INCCOM NEW0185223002614701SHSOLE 004701ALLIANCE DATA SYSTEMS CORPCOM0185811083351175SHSOLE 001175ALLIANCE RES PARTNER L PUT LTD PART01877r1082064765SHSOLE 004765ALLIANCEBERNSTEIN GBL HGH INCOM01879r10658747492SHSOLE 0047492ALLIANCEBERNSTEIN HOLDING LPUNIT LTD PARTN01881g10645117492SHSOLE 0017492ALLIANZGI CONV & INCOME FDCOM01882810322724124SHSOLE 0024124ALLIANZGI CONV & INCOME FD ICOM0188251099110229SHSOLE 0010229ALLIANZGI EQUITY & CONV INCOCOM0188291012468119580SHSOLE 00119580ALLIANZGI NFJ DIVID INT & PRCOM01883A1071921119874SHSOLE 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002971CAPSTEAD MTG CORPCOM NO PAR14067e50622418281SHSOLE 0018281CARDINAL HEALTH INCCOM14149y1082022519SHSOLE 002519CARLISLE COS INCCOM1423391002162396SHSOLE 002396CASS INFORMATION SYS INCCOM14808P10965912368SHSOLE 0012368CATERPILLAR INC DELCOM149123101220424167SHSOLE 0024167CBRE CLARION GLOBAL REAL ESTCOM12504G10032836487SHSOLE 0036487CELGENE CORPCOM151020104225220126SHSOLE 0020126CEMPRA INCCOM15130J10956623980SHSOLE 0023980CENTENE CORP DELCOM15135b1016846578SHSOLE 006578CENTRAL FD CDA LTDCL A15350110157649739SHSOLE 0049739CENTRAL GOLDTRUSTTR UNIT153546106208951613SHSOLE 0051613CENTRAL SECS CORPCOM15512310226011828SHSOLE 0011828CENTURYLINK INCCOM156700106116629449SHSOLE 0029449CERNER CORPCOM1567821042133321SHSOLE 003321CHEVRON CORP NEWCOM16676410032197287126SHSOLE 00287126CHICAGO BRIDGE & IRON CO N VCOM1672501092846853SHSOLE 006853CHIPOTLE MEXICAN GRILL INCCOM1696561057891154SHSOLE 001154CHUBB CORPCOM1712321013253155SHSOLE 003155CHURCH & DWIGHT INCCOM1713401024535688SHSOLE 005688CIGNA 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0085578COHEN & STEERS TOTAL RETURNCOM19247R10370153103SHSOLE 0053103COLGATE PALMOLIVE COCOM194162103104915147SHSOLE 0015147COLUMBIA PPTY TR INCCOM NEW19828720354021241SHSOLE 0021241COMCAST CORP NEWCL A20030n101159527524SHSOLE 0027524COMPASS MINERALS INTL INCCOM20451n1012723115SHSOLE 003115CONAGRA FOODS INCCOM20588710259016210SHSOLE 0016210CONOCOPHILLIPSCOM20825c104384255465SHSOLE 0055465CONSOLIDATED COMM HLDGS INCCOM20903410730611008SHSOLE 0011008CONSOLIDATED EDISON INCCOM209115104185628094SHSOLE 0028094CONSTELLATION BRANDS INCCL A21036p1085755827SHSOLE 005827CORE LABORATORIES N VCOMn227171072411993SHSOLE 001993CORNING INCCOM21935010544619497SHSOLE 0019497COSTCO WHSL CORP NEWCOM22160k105243217154SHSOLE 0017154CSX CORPCOM126408103312586458SHSOLE 0086458CUMMINS INCCOM2310211067064914SHSOLE 004914CUSHING RENAISSANCE FDCOM23164710853424890SHSOLE 0024890CVS HEALTH CORPCOM126650100336634991SHSOLE 0034991CYS INVTS INCCOM12673A10812814765SHSOLE 0014765DANAHER CORP DELCOM2358511026377404SHSOLE 007404DBX ETF TRDB XTR MSCI EUR23305185398337739SHSOLE 0037739DEAN FOODS CO NEWCOM NEW24237020331115797SHSOLE 0015797DEERE & COCOM2441991058219257SHSOLE 009257DELTA AIR LINES INC DELCOM NEW247361702140628587SHSOLE 0028587DEVON ENERGY CORP NEWCOM25179m1032303761SHSOLE 003761DIAGEO P L CSPON ADR NEW25243q2053372968SHSOLE 002968DIAMOND HILL INVESTMENT GROUCOM NEW25264R2072762000SHSOLE 002000DIEBOLD INCCOM253651103117233860SHSOLE 0033860DIGITAL RLTY TR INCCOM2538681032674046SHSOLE 004046DISCOVER FINL SVCSCOM254709108108316545SHSOLE 0016545DISNEY WALT COCOM DISNEY254687106607064541SHSOLE 0064541DNP SELECT INCOME FDCOM23325p1041454138107SHSOLE 00138107DOCUMENT SEC SYS INCCOM25614T101510000SHSOLE 0010000DOLLAR TREE INCCOM2567461084616573SHSOLE 006573DOMINION RES INC VA NEWCOM25746u109237330815SHSOLE 0030815DOUBLELINE OPPORTUNISTIC CRCOM258623107157263871SHSOLE 0063871DOVER CORPCOM2600031083494863SHSOLE 004863DOW CHEM COCOM260543103424992916SHSOLE 0092916DREYFUS HIGH YIELD STRATEGIESH BEN INT26200s10110328238SHSOLE 0028238DTE ENERGY COCOM2333311073844451SHSOLE 004451DU PONT E I DE NEMOURS & COCOM263534109129317546SHSOLE 0017546DUKE ENERGY CORP NEWCOM NEW26441C204779493133SHSOLE 0093133E M C CORP MASSCOM268648102129243413SHSOLE 0043413EASTMAN CHEM COCOM2774321002393140SHSOLE 003140EATON CORP PLCSHSG2918310369310180SHSOLE 0010180EATON VANCE ENH EQTY INC FDCOM27827710835425657SHSOLE 0025657EATON VANCE LTD DUR INCOME FCOM27828h10515310798SHSOLE 0010798EATON VANCE RISK MNGD DIV EQCOM27829G10611911050SHSOLE 0011050EATON VANCE TXMGD GL BUYWR OCOM27829c10516314750SHSOLE 0014750EBAY INCCOM27864210361710984SHSOLE 0010984ECOLAB INCCOM2788651004894667SHSOLE 004667EDISON INTLCOM2810201074807343SHSOLE 007343EGA EMERGING GLOBAL SHS TREGSHR BYND BRC268461639115457826SHSOLE 0057826ELLIE MAE INCCOM28849P1002827000SHSOLE 007000EMERSON ELEC COCOM291011104100716414SHSOLE 0016414ENBRIDGE ENERGY PARTNERS L PCOM29250r10660115009SHSOLE 0015009ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1004077060SHSOLE 007060ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273r10994014335SHSOLE 0014335ENSERVCO CORPCOM29358Y1022112860SHSOLE 0012860ENTERPRISE PRODS PARTNERS LCOM293792107218260555SHSOLE 0060555EOG RES INCCOM26875p1013884219SHSOLE 004219EPR PPTYSCOM SH BEN INT26884U1093385847SHSOLE 005847EQUITY RESIDENTIALSH BEN INT29476l10785411882SHSOLE 0011882ESSEX PPTY TR INCCOM2971781056122969SHSOLE 002969ETFS GOLD TRSHS26922Y1054694005SHSOLE 004005ETFS SILVER TRSILVER SHS26922X10732220850SHSOLE 0020850EXELON CORPCOM30161n10190224266SHSOLE 0024266EXPEDIA INC DELCOM NEW30212P3036217296SHSOLE 007296EXPRESS SCRIPTS HLDG COCOM30219G108248629304SHSOLE 0029304EXXON MOBIL CORPCOM30231g10222445243151SHSOLE 00243151FACEBOOK INCCL A30303M102290637034SHSOLE 0037034FASTENAL COCOM3119001043417113SHSOLE 007113FEDERAL REALTY INVT TRSH BEN INT NEW31374720610327746SHSOLE 007746FEDEX CORPCOM31428x1066833952SHSOLE 003952FIAT CHRYSLER AUTOMOBILES NSHSN3173810241635795SHSOLE 0035795FIFTH STREET FINANCE CORPCOM31678A1031801224600SHSOLE 00224600FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1192576057SHSOLE 006057FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X2002309011SHSOLE 009011FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605123856213SHSOLE 0056213FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1434677763SHSOLE 007763FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R11869525213SHSOLE 0025213FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10169924777SHSOLE 0024777FIRST TR ISE WATER INDEX FDCOM33733B1002447248SHSOLE 007248FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K108360977615SHSOLE 0077615FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101108524879SHSOLE 0024879FIRST TR MORNINGSTAR DIV LEASHS33691710932513640SHSOLE 0013640FIRST TR NASDAQ100 TECH INDESHS33734510268215566SHSOLE 0015566FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10986217539SHSOLE 0017539FIRST TR VALUE LINE DIVID INSHS33734h10653522239SHSOLE 0022239FIRSTENERGY CORPCOM3379321073208209SHSOLE 008209FLAHERTY & CRUMRINE DYN PFDSHS33848W10625211435SHSOLE 0011435FLAHERTY&CRMN PFD SEC INCOMCOM338478100180494149SHSOLE 0094149FORD MTR CO DELCOM PAR $0.013453708601979126854SHSOLE 00126854FORTUNE BRANDS HOME & SEC INCOM34964C1062004451SHSOLE 004451FRANKLIN RES INCCOM3546131015018990SHSOLE 008990FRANKLIN UNVL TRSH BEN INT35514510323533125SHSOLE 0033125FREEPORT-MCMORAN INCCL B35671d85764827614SHSOLE 0027614FRONTIER COMMUNICATIONS CORPCOM35906A10823837457SHSOLE 0037457FS INVT CORPCOM302635107103041037786SHSOLE 001037786FULLER H B COCOM35969410660413577SHSOLE 0013577G & K SVCS INCCL A3612681052503524SHSOLE 003524GABELLI EQUITY TR INCCOM3623971018212801SHSOLE 0012801GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1091070151700SHSOLE 00151700GENERAL DYNAMICS CORPCOM3695501085564054SHSOLE 004054GENERAL ELECTRIC COCOM36960410314718580414SHSOLE 00580414GENERAL MLS INCCOM370334104188335278SHSOLE 0035278GENERAL MOLY INCCOM3703731021120000SHSOLE 0020000GENERAL MTRS COCOM37045V10069720085SHSOLE 0020085GENUINE PARTS COCOM3724601055044714SHSOLE 004714GILEAD SCIENCES INCCOM375558103673171487SHSOLE 0071487GLAXOSMITHKLINE PLCSPONSORED ADR37733w10599323200SHSOLE 0023200GLOBAL X FDSGLB X SUPERDIV37950E54962226870SHSOLE 0026870GLOBAL X FDSGLBX SUPRINC ETF37950E33341428784SHSOLE 0028784GOLDMAN SACHS GROUP INCCOM38141g1044522338SHSOLE 002338GOLUB CAP BDC INCCOM38173M10219911100SHSOLE 0011100GRAHAM HLDGS COCOM384637104241279SHSOLE 00279HAIN CELESTIAL GROUP INCCOM4052171002273874SHSOLE 003874HALLIBURTON COCOM4062161013799583SHSOLE 009583HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P74934931001SHSOLE 0031001HANCOCK JOHN PFD INCOME FDSH BEN INT41013w10828213888SHSOLE 0013888HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013t10561844814SHSOLE 0044814HANCOCK JOHN TAX-ADV DIV INCCOM41013V1002139561SHSOLE 009561HARLEY DAVIDSON INCCOM4128221082664019SHSOLE 004019HARTFORD FINL SVCS GROUP INCCOM4165151043438206SHSOLE 008206HATTERAS FINL CORPCOM41902R1034149224618SHSOLE 00224618HAWAIIAN ELEC INDUSTRIESCOM419870100152745640SHSOLE 0045640HCP INCCOM40414L109109024737SHSOLE 0024737HERCULES TECH GROWTH CAP INCCOM42709650827418418SHSOLE 0018418HERSHEY COCOM4278661089579222SHSOLE 009222HOME DEPOT INCCOM437076102441242118SHSOLE 0042118HONEYWELL INTL INCCOM438516106284828514SHSOLE 0028514HORMEL FOODS CORPCOM4404521003055844SHSOLE 005844HOSPITALITY PPTYS TRCOM SH BEN INT44106m1022578215SHSOLE 008215HUANENG PWR INTL INCSPON ADR H SHS443304100224041484SHSOLE 0041484HUNTINGTON BANCSHARES INCCOM44615010429127583SHSOLE 0027583ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001012612840SHSOLE 002840ICON PLCSHSG4705A1004528871SHSOLE 008871ILLINOIS TOOL WKS INCCOM4523081093013217SHSOLE 003217ILLUMINA INCCOM4523271092611418SHSOLE 001418INTEL CORPCOM4581401004734130300SHSOLE 00130300INTERNATIONAL BUSINESS MACHSCOM459200101603437637SHSOLE 0037637INTL PAPER COCOM4601461032514694SHSOLE 004694INVESCO DYNAMIC CR OPP FDCOM46132R10415012684SHSOLE 0012684INVESCO MUNI INCOME OPP TRSTCOM46132X10169699773SHSOLE 0099773ISHARESAGGRES ALLOC ETF46428985974916184SHSOLE 0016184ISHARESEM MK MINVOL ETF464286533123121689SHSOLE 0021689ISHARESGRWT ALLOCAT ETF464289867217654229SHSOLE 0054229ISHARESMODERT ALLOC ETF4642898752898220SHSOLE 008220ISHARESMSCI HONG KG ETF46428687148223431SHSOLE 0023431ISHARESMSCI PAC JP ETF4642866653808677SHSOLE 008677ISHARES GOLD TRUSTISHARES464285105104792085SHSOLE 0092085ISHARES INCCORE MSCI EMKT46434G1032735810SHSOLE 005810ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10727112676SHSOLE 0012676ISHARES SILVER TRUSTISHARES46428Q1092292151773SHSOLE 00151773ISHARES TR1-3 YR CR BD ETF4642886464143940SHSOLE 003940ISHARES TR1-3 YR TR BD ETF464287457144317099SHSOLE 0017099ISHARES TR20+ YR TR BD ETF4642874322582048SHSOLE 002048ISHARES TR3-7 YR TR BD ETF4642886613632960SHSOLE 002960ISHARES TR7-10 Y TR BD ETF464287440117011070SHSOLE 0011070ISHARES TRCALI AMT-FRE ETF4642883563392875SHSOLE 002875ISHARES TRCOHEN&STEER REIT464287564141414579SHSOLE 0014579ISHARES TRCORE HIGH DV ETF46429B6637229447SHSOLE 009447ISHARES TRCORE MSCI EAFE46432F84278814272SHSOLE 0014272ISHARES TRCORE S&P MCP ETF464287507758652362SHSOLE 0052362ISHARES TRCORE S&P SCP ETF464287804301426426SHSOLE 0026426ISHARES TRCORE S&P TTL STK4642871502792975SHSOLE 002975ISHARES TRCORE S&P500 ETF46428720021395103424SHSOLE 00103424ISHARES TRCORE US AGGBD ET464287226506245956SHSOLE 0045956ISHARES TRCORE US CR BD4642886202552275SHSOLE 002275ISHARES TRCORE US GRW ETF4642876712373020SHSOLE 003020ISHARES TRCORE US VAL ETF4642876634423238SHSOLE 003238ISHARES TRDOW JONES US ETF4642878462302216SHSOLE 002216ISHARES TREAFE GRWTH ETF4642888853885885SHSOLE 005885ISHARES TREAFE SML CP ETF464288273331370984SHSOLE 0070984ISHARES TREAFE VALUE ETF4642888773246315SHSOLE 006315ISHARES TRFLTG RATE BD ETF46429B6552615212SHSOLE 005212ISHARES TRGLB CNSM STP ETF4642887372703014SHSOLE 003014ISHARES TRGLOB HLTHCRE ETF4642873253783791SHSOLE 003791ISHARES TRGLOB UTILITS ETF4642887113487063SHSOLE 007063ISHARES TRGLOBAL 100 ETF464287572370648632SHSOLE 0048632ISHARES TRGLOBAL ENERG ETF464287341259469801SHSOLE 0069801ISHARES TRGLOBAL TECH ETF4642872912102216SHSOLE 002216ISHARES TRIBOXX HI YD ETF464288513114512786SHSOLE 0012786ISHARES TRIBOXX INV CP ETF464287242286323987SHSOLE 0023987ISHARES TRINTL SEL DIV ETF4642884488911264642SHSOLE 00264642ISHARES TRMBS ETF464288588181216556SHSOLE 0016556ISHARES TRMRG RL ES CP ETF46428853922919645SHSOLE 0019645ISHARES TRMRGSTR SM CP ETF4642885052061497SHSOLE 001497ISHARES TRMRNGSTR LG-CP ET4642871276094927SHSOLE 004927ISHARES TRMRNGSTR LG-CP GR464287119327628978SHSOLE 0028978ISHARES TRMRNGSTR LG-CP VL464288109266730943SHSOLE 0030943ISHARES TRMSCI AC ASIA ETF4642881822504087SHSOLE 004087ISHARES TRMSCI ACWI EX US4642882403087161SHSOLE 007161ISHARES TRMSCI EAFE ETF46428746514714241951SHSOLE 00241951ISHARES TRMSCI EMG MKT ETF464287234371994692SHSOLE 0094692ISHARES TRMSCI KLD400 SOC4642885705236813SHSOLE 006813ISHARES TRMSCI USAMOMFCT46432F3968278121611SHSOLE 00121611ISHARES TRNA NAT RES464287374298277952SHSOLE 0077952ISHARES TRNASDQ BIOTEC ETF464287556386312712SHSOLE 0012712ISHARES TRNAT AMT FREE BD464288414113010231SHSOLE 0010231ISHARES TRRUS 1000 ETF464287622321128042SHSOLE 0028042ISHARES TRRUS 1000 GRW ETF46428761417253180522SHSOLE 00180522ISHARES TRRUS 1000 VAL ETF46428759824410233806SHSOLE 00233806ISHARES TRRUS 2000 GRW ETF464287648237216627SHSOLE 0016627ISHARES TRRUS 2000 VAL ETF464287630251124658SHSOLE 0024658ISHARES TRRUS MD CP GR ETF464287481824688349SHSOLE 0088349ISHARES TRRUS MDCP VAL ETF46428747312943175450SHSOLE 00175450ISHARES TRRUS MID-CAP ETF4642874991059263255SHSOLE 0063255ISHARES TRRUSSELL 2000 ETF464287655792166146SHSOLE 0066146ISHARES TRRUSSELL 3000 ETF464287689622350895SHSOLE 0050895ISHARES TRS&P 100 ETF4642871013123437SHSOLE 003437ISHARES TRS&P 500 GRWT ETF464287309164714791SHSOLE 0014791ISHARES TRS&P 500 VAL ETF4642874088859481SHSOLE 009481ISHARES TRS&P MC 400GR ETF46428760612297690SHSOLE 007690ISHARES TRS&P MC 400VL ETF4642877057946216SHSOLE 006216ISHARES TRSELECT DIVID ETF464287168650181752SHSOLE 0081752ISHARES TRSP SMCP600GR ETF464287887209217072SHSOLE 0017072ISHARES TRSP SMCP600VL ETF4642878797556395SHSOLE 006395ISHARES TRTIPS BD ETF464287176332029634SHSOLE 0029634ISHARES TRTRANS AVG ETF4642871923552172SHSOLE 002172ISHARES TRU.S. BAS MTL ETF4642878382322792SHSOLE 002792ISHARES TRU.S. CNSM SV ETF4642875803702683SHSOLE 002683ISHARES TRU.S. ENERGY ETF46428779655212364SHSOLE 0012364ISHARES TRU.S. FINLS ETF4642877883614003SHSOLE 004003ISHARES TRU.S. INDS ETF4642877543042850SHSOLE 002850ISHARES TRU.S. PFD STK ETF4642886874264108058SHSOLE 00108058ISHARES TRU.S. PHARMA ETF464288836161410668SHSOLE 0010668ISHARES TRU.S. REAL ES ETF464287739446558072SHSOLE 0058072ISHARES TRU.S. TECH ETF464287721125112010SHSOLE 0012010ISHARES TRU.S. TELECOM ETF46428771329810155SHSOLE 0010155ISHARES TRU.S. UTILITS ETF4642876974573862SHSOLE 003862ISHARES TRUS HLTHCARE ETF4642877623892705SHSOLE 002705ISHARES TRUS HLTHCR PR ETF4642888282642208SHSOLE 002208ISHARES TRUSA ESG SLCT ETF4642888023784384SHSOLE 004384ISHARES TRUSA MIN VOL ETF46429B69731479779707SHSOLE 00779707ISHARES U S ETF TRSHT MAT BD ETF46431w5072805600SHSOLE 005600ITC HLDGS CORPCOM4656851053348265SHSOLE 008265ITT CORP NEWCOM NEW45091120182920470SHSOLE 0020470JOHNSON & JOHNSONCOM47816010415593149766SHSOLE 00149766JOHNSON CTLS INCCOM47836610798220262SHSOLE 0020262JPMORGAN CHASE & COALERIAN ML ETN46625H3659445205392SHSOLE 00205392JPMORGAN CHASE & COCOM46625h100599795411SHSOLE 0095411KELLOGG COCOM4878361083064672SHSOLE 004672KIMBERLY CLARK CORPCOM494368103312926985SHSOLE 0026985KINDER MORGAN INC DELCOM49456B1016414151568SHSOLE 00151568KINROSS GOLD CORPCOM NO PAR4969024042910519SHSOLE 0010519KKR & CO L P DELCOM UNITS48248M10242118015SHSOLE 0018015KROGER COCOM5010441015318282SHSOLE 008282LAZARD WORLD DIVID & INCOMECOM5210761091866142609SHSOLE 00142609LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042139356871SHSOLE 00356871LILLY ELI & COCOM532457108152722086SHSOLE 0022086LINCOLN NATL CORP INDCOM5341871092143701SHSOLE 003701LINKEDIN CORPCOM CL A53578A1083251413SHSOLE 001413LINN ENERGY LLCUNIT LTD LIAB53602010010610657SHSOLE 0010657LINNCO LLCCOM SHS LTD INT53578210610110080SHSOLE 0010080LMP REAL ESTATE INCOME FD INCOM50208C10855944353SHSOLE 0044353LOCKHEED MARTIN CORPCOM53983010917549080SHSOLE 009080LOEWS CORPCOM54042410859914185SHSOLE 0014185LOWES COS INCCOM548661107308844781SHSOLE 0044781LTC PPTYS INCCOM5021751024269894SHSOLE 009894M & T BK CORPCOM55261f1043002391SHSOLE 002391MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106190322984SHSOLE 0022984MAIN STREET CAPITAL CORPCOM56035L104159054371SHSOLE 0054371MANITOWOC INCCOM56357110823010314SHSOLE 0010314MANNKIND CORPCOM56400P2017514305SHSOLE 0014305MANULIFE FINL CORPCOM56501r10626613813SHSOLE 0013813MARKET VECTORS ETF TRAGRIBUS ETF57060U6053406448SHSOLE 006448MARKET VECTORS ETF TRGOLD MINER ETF57060u10026914462SHSOLE 0014462MARKET VECTORS ETF TRHG YLD MUN ETF57060U87873023714SHSOLE 0023714MARKET VECTORS ETF TRMKT VECTR WIDE57060U134105733948SHSOLE 0033948MARKET VECTORS ETF TRVIETNAM ETF57060U76144423140SHSOLE 0023140MASIMO CORPCOM57479510028810962SHSOLE 0010962MAST THERAPEUTICS INCCOM576314108610000SHSOLE 0010000MASTERCARD INCCL A57636q1046897892SHSOLE 007892MCDONALDS CORPCOM580135101397442462SHSOLE 0042462MCGRAW HILL FINL INCCOM5806451092482783SHSOLE 002783MCKESSON CORPCOM58155q10312986283SHSOLE 006283MDU RES GROUP INCCOM55269010928312082SHSOLE 0012082MEAD JOHNSON NUTRITION COCOM5828391063383348SHSOLE 003348MERCK & CO INC NEWCOM58933Y105495887127SHSOLE 0087127METLIFE INCCOM59156r1083346230SHSOLE 006230MFA FINL INCCOM55272x10214918760SHSOLE 0018760MFS CHARTER INCOME TRSH BEN INT55272710913214420SHSOLE 0014420MFS MULTIMARKET INCOME TRSH BEN INT5527371087611462SHSOLE 0011462MICROSOFT CORPCOM59491810419196413422SHSOLE 00413422MONDELEZ INTL INCCL A609207105220060413SHSOLE 0060413MONOGRAM RESIDENTIAL TR INCCOM60979p10510811674SHSOLE 0011674MONSANTO CO NEWCOM61166w1016785672SHSOLE 005672MOODYS CORPCOM6153691052722825SHSOLE 002825MORGAN STANLEYCOM NEW6174464483077878SHSOLE 007878MORGAN STANLEY EMER MKTS DEBCOM61744h10512213400SHSOLE 0013400MPLX LPCOM UNIT REP LTD55336V1002543445SHSOLE 003445NATIONAL GRID PLCSPON ADR NEW6362743002813983SHSOLE 003983NATIONAL OILWELL VARCO INCCOM63707110176211578SHSOLE 0011578NATIONAL RETAIL PPTYS INCCOM63741710665316626SHSOLE 0016626NEW YORK CMNTY BANCORP INCCOM64944510388055291SHSOLE 0055291NEW YORK MTG TR INCCOM PAR $.0264960450118223541SHSOLE 0023541NEW YORK REIT INCCOM64976L10976572084SHSOLE 0072084NEWLINK GENETICS CORPCOM65151110744011008SHSOLE 0011008NEWMARKET CORPCOM651587107325804SHSOLE 00804NEWMONT MINING CORPCOM65163910660631501SHSOLE 0031501NEXTERA ENERGY INCCOM65339F101134012620SHSOLE 0012620NIKE INCCL B654106103117612240SHSOLE 0012240NISOURCE INCCOM65473p1052515956SHSOLE 005956NORDSTROM INCCOM6556641004345466SHSOLE 005466NORFOLK SOUTHERN CORPCOM655844108114710466SHSOLE 0010466NORTHROP GRUMMAN CORPCOM6668071029256281SHSOLE 006281NORTHWEST NAT GAS COCOM66765510495119029SHSOLE 0019029NOVARTIS A GSPONSORED ADR66987v109110411914SHSOLE 0011914NOVO-NORDISK A SADR670100205134331747SHSOLE 0031747NUCOR CORPCOM67034610579516072SHSOLE 0016072NUVEEN CAL AMT-FREE MUN INCCOM67065110818212294SHSOLE 0012294NUVEEN CALIF MUN VALUE FDCOM67062c10743341105SHSOLE 0041105NUVEEN CR STRATEGIES INCM FDCOM SHS67073d10213014728SHSOLE 0014728NUVEEN MTG OPPORTUNITY TERMCOM67073510929212752SHSOLE 0012752NUVEEN MUN HIGH INCOME OPP FCOM67068210367850600SHSOLE 0050600NUVEEN MUN OPPORTUNITY FD INCOM67098410389260600SHSOLE 0060600NUVEEN NY AMT FREE MUN INCOMCOM67065610720916176SHSOLE 0016176NUVEEN PFD INCOME OPPRTNY FDCOM67073b10686490201SHSOLE 0090201NUVEEN QUALITY PFD INCOME FDCOM67071s10111113800SHSOLE 0013800NUVEEN QUALITY PFD INCOME FDCOM67072c10552659109SHSOLE 0059109NUVEEN S&P 500 BUY-WRITE INCCOM6706ER10193377203SHSOLE 0077203NUVEEN SR INCOME FDCOM67067y10427341675SHSOLE 0041675NXP SEMICONDUCTORS N VCOMN6596X1094005228SHSOLE 005228O REILLY AUTOMOTIVE INC NEWCOM67103H1072231159SHSOLE 001159OAKTREE CAP GROUP LLCUNIT CL A6740012012975806SHSOLE 005806OCCIDENTAL PETE CORP DELCOM67459910587010855SHSOLE 0010855OGE ENERGY CORPCOM670837103172048596SHSOLE 0048596OLD DOMINION FGHT LINES INCCOM679580100104813514SHSOLE 0013514OMEGA HEALTHCARE INVS INCCOM6819361002877321SHSOLE 007321ONEOK INC NEWCOM68268010363512804SHSOLE 0012804ONEOK PARTNERS LPUNIT LTD PARTN68268N1032666675SHSOLE 006675OPEN TEXT CORPCOM6837151063335692SHSOLE 005692ORACLE CORPCOM68389x105238353143SHSOLE 0053143OSHKOSH CORPCOM6882392013627450SHSOLE 007450OXFORD LANE CAP CORPCOM69154310272948697SHSOLE 0048697PACCAR INCCOM6937181082703937SHSOLE 003937PALO ALTO NETWORKS INCCOM6974351052291882SHSOLE 001882PARKER HANNIFIN CORPCOM7010941045103950SHSOLE 003950PAYCHEX INCCOM7043261074128936SHSOLE 008936PDL BIOPHARMA INCCOM69329y10412916629SHSOLE 0016629PEMBINA PIPELINE CORPCOM70632710364917893SHSOLE 0017893PENGROWTH ENERGY CORPCOM70706P10415248141SHSOLE 0048141PENSKE AUTOMOTIVE GRP INCCOM70959W1032685427SHSOLE 005427PENTAIR PLCSHSG7S00T1046219341SHSOLE 009341PEPSICO INCCOM713448108495552486SHSOLE 0052486PFIZER INCCOM7170811039077291716SHSOLE 00291716PG&E CORPCOM69331c10882015405SHSOLE 0015405PHILIP MORRIS INTL INCCOM718172109400049290SHSOLE 0049290PHILLIPS 66COM718546104129017938SHSOLE 0017938PIEDMONT NAT GAS INCCOM72018610595224167SHSOLE 0024167PIEDMONT OFFICE REALTY TR INCOM CL A72019020628415045SHSOLE 0015045PIMCO CORPORATE & INCOME OPPCOM72201b10193258567SHSOLE 0058567PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10668633200SHSOLE 0033200PIMCO DYNAMIC INCOME FDSHS72201Y10136911958SHSOLE 0011958PIMCO ETF TR0-5 HIGH YIELD72201R783103210233SHSOLE 0010233PIMCO ETF TRENHAN SHRT MA AC72201R8334554513SHSOLE 004513PIMCO ETF TRTTL RTN ACTV ETF72201R7753473220SHSOLE 003220PIMCO HIGH INCOME FDCOM SHS7220141074617409851SHSOLE 00409851PIMCO INCOME STRATEGY FUND ICOM72201J10412312527SHSOLE 0012527PIMCO STRATEGIC INCOME FD INCOM72200x10415215982SHSOLE 0015982PINNACLE WEST CAP CORPCOM7234841012393501SHSOLE 003501PIONEER HIGH INCOME TRCOM72369h106155090408SHSOLE 0090408PIONEER MUN HIGH INCOME TRCOM SHS72376310845032017SHSOLE 0032017PITNEY BOWES INCCOM72447910050820815SHSOLE 0020815PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310571713977SHSOLE 0013977PNC FINL SVCS GROUP INCCOM6934751057438136SHSOLE 008136POLARIS INDS INCCOM7310681028355528SHSOLE 005528POLYMET MINING CORPCOM7319161024341010SHSOLE 0041010PORTLAND GEN ELEC COCOM NEW73650884799726350SHSOLE 0026350POTASH CORP SASK INCCOM73755l10772520416SHSOLE 0020416POWERSHARES ACTIVE MNG ETF TS&P500 DWNHDGE73935B8058223295510SHSOLE 00295510POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S105111359910SHSOLE 0059910POWERSHARES ETF TR IIBUILD AMER ETF73937B40745114947SHSOLE 0014947POWERSHARES ETF TR IIS&P500 HGH BET73937B8293459101095SHSOLE 00101095POWERSHARES ETF TR IIS&P500 LOW VOL73937B7793928103336SHSOLE 00103336POWERSHARES ETF TRUSTCON DISCRE SEC73935X41972016087SHSOLE 0016087POWERSHARES ETF TRUSTCON STAPLE SEC73935X39365812891SHSOLE 0012891POWERSHARES ETF TRUSTDIV ACHV PRTF73935x73291842192SHSOLE 0042192POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532496044SHSOLE 006044POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8563396781SHSOLE 006781POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79988713336SHSOLE 0013336POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286136628399SHSOLE 0028399POWERSHARES ETF TRUSTDYNM LRG CP VL73935x70862820056SHSOLE 0020056POWERSHARES ETF TRUSTFINL PFD PTFL73935X22979043293SHSOLE 0043293POWERSHARES ETF TRUSTFTSE RAFI 100073935X58324657269580SHSOLE 00269580POWERSHARES ETF TRUSTFTSE US1500 SM73935X567552554859SHSOLE 0054859POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19511610635SHSOLE 0010635POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X302114784455SHSOLE 0084455POWERSHARES ETF TRUSTHLTHCR SEC POR73935X35188416311SHSOLE 0016311POWERSHARES ETF TRUSTINDL SECT PORT73935X36968614512SHSOLE 0014512POWERSHARES ETF TRUSTINTL DIV ACHV73935X71678444592SHSOLE 0044592POWERSHARES ETF TRUSTRUSSELL MID WTH73935X4433558950SHSOLE 008950POWERSHARES ETF TRUSTWATER RESOURCE73935X57548818835SHSOLE 0018835POWERSHARES ETF TRUST IICEF INC COMPST73936Q8434173176925SHSOLE 00176925POWERSHARES ETF TRUST IIDWA EMKT MOM PTF73936Q207114765216SHSOLE 0065216POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76933513925SHSOLE 0013925POWERSHARES GLOBAL ETF FDS&P 500 BUYWRT73936G30830314634SHSOLE 0014634POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56553636472SHSOLE 0036472POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T7894299108292SHSOLE 00108292POWERSHARES GLOBAL ETF TRUSTEX US SML PORT73936T77133712949SHSOLE 0012949POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55719710493SHSOLE 0010493POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5732779827SHSOLE 009827POWERSHARES QQQ TRUSTUNIT SER 173935A10418365177978SHSOLE 00177978POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10725110480SHSOLE 0010480PPG INDS INCCOM69350610716757248SHSOLE 007248PPL CORPCOM69351t1062547029SHSOLE 007029PRAXAIR INCCOM74005p1043092379SHSOLE 002379PRECISION CASTPARTS CORPCOM7401891057253014SHSOLE 003014PRICE T ROWE GROUP INCCOM74144t1082452821SHSOLE 002821PRICELINE GRP INCCOM NEW741503403420368SHSOLE 00368PROCTER & GAMBLE COCOM74271810923908262552SHSOLE 00262552PROSHARES TRINVT INT RT HG74347B60778810175SHSOLE 0010175PROSHARES TRS&P 500 DV ARIST74348A467145929091SHSOLE 0029091PROSHARES TR IISHT VIX ST TRM74347W6272754472SHSOLE 004472PROSPECT CAPITAL CORPORATIONCOM74348T10241050661SHSOLE 0050661PRUDENTIAL FINL INCCOM7443201024114567SHSOLE 004567PUBLIC STORAGECOM74460d10913347226SHSOLE 007226PUBLIC SVC ENTERPRISE GROUPCOM74457310663515304SHSOLE 0015304PUTNAM PREMIER INCOME TRSH BEN INT74685310011321618SHSOLE 0021618QUALCOMM INCCOM747525103605081434SHSOLE 0081434RAMBUS INC DELCOM75091710622220000SHSOLE 0020000RANGE RES CORPCOM75281a10969112907SHSOLE 0012907RAYTHEON COCOM NEW7551115073323085SHSOLE 003085RCS CAP CORPCOM CL A74937W102120298215SHSOLE 0098215REAVES UTIL INCOME FDCOM SH BEN INT7561581012848573SHSOLE 008573REGENERON PHARMACEUTICALSCOM75886F107295721SHSOLE 00721REGIONS FINL CORP NEWCOM7591ep10011811256SHSOLE 0011256RETAIL OPPORTUNITY INVTS CORCOM76131N10133019686SHSOLE 0019686REYNOLDS AMERICAN INCCOM76171310669810916SHSOLE 0010916RITE AID CORPCOM76775410420727300SHSOLE 0027300ROCKWELL AUTOMATION INCCOM7739031097766983SHSOLE 006983ROCKWELL COLLINS INCCOM7743411015306270SHSOLE 006270ROYAL BK CDA MONTREAL QUECOM7800871026279085SHSOLE 009085ROYAL DUTCH SHELL PLCSPON ADR B7802591073975698SHSOLE 005698ROYAL DUTCH SHELL PLCSPONS ADR A780259206107716069SHSOLE 0016069RPM INTL INCCOM7496851034849576SHSOLE 009576RYDEX ETF TRUSTGUG S&P500 EQ WT78355w10613354167045SHSOLE 00167045RYDEX ETF TRUSTGUG S&P500 PU GR78355W4033614535SHSOLE 004535RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8174304737SHSOLE 004737SANDISK CORPCOM80004c101112911546SHSOLE 0011546SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A10216025586SHSOLE 0025586SANOFISPONSORED ADR80105n1053066642SHSOLE 006642SCANA CORP NEWCOM80589m1023215331SHSOLE 005331SCHLUMBERGER LTDCOM806857108124014445SHSOLE 0014445SCHWAB CHARLES CORP NEWCOM808513105109236163SHSOLE 0036163SCHWAB STRATEGIC TRUS LCAP GR ETF8085243003446662SHSOLE 006662SCHWAB STRATEGIC TRUS LCAP VA ETF8085244093908813SHSOLE 008813SEADRILL LIMITEDSHSG7945E10511410231SHSOLE 0010231SEAGATE TECHNOLOGY PLCSHSg7945m1072203292SHSOLE 003292SEATTLE GENETICS INCCOM81257810248815302SHSOLE 0015302SELECT SECTOR SPDR TRSBI CONS DISCR81369y407144220028SHSOLE 0020028SELECT SECTOR SPDR TRSBI CONS STPLS81369y308301561811SHSOLE 0061811SELECT SECTOR SPDR TRSBI HEALTHCARE81369y209282141199SHSOLE 0041199SELECT SECTOR SPDR TRSBI INT-ENERGY81369y506228928774SHSOLE 0028774SELECT SECTOR SPDR TRSBI INT-FINL81369y605171069405SHSOLE 0069405SELECT SECTOR SPDR TRSBI INT-INDS81369y704289751207SHSOLE 0051207SELECT SECTOR SPDR TRSBI INT-UTILS81369y88679016739SHSOLE 0016739SELECT SECTOR SPDR TRSBI MATERIALS81369y10076115737SHSOLE 0015737SELECT SECTOR SPDR TRTECHNOLOGY81369y803280668068SHSOLE 0068068SEMPRA ENERGYCOM816851109283725464SHSOLE 0025464SENIOR HSG PPTYS TRSH BEN INT81721m10937717154SHSOLE 0017154SHERWIN WILLIAMS COCOM8243481068803349SHSOLE 003349SIERRA WIRELESS INCCOM8265161062705655SHSOLE 005655SIMON PPTY GROUP INC NEWCOM8288061092721496SHSOLE 001496SIRIUS XM HLDGS INCCOM82968B1039226279SHSOLE 0026279SKYWORKS SOLUTIONS INCCOM83088m102181024872SHSOLE 0024872SMITH A OCOM8318652092354165SHSOLE 004165SOLAZYME INCCOM83415T1012610000SHSOLE 0010000SONOCO PRODS COCOM8354951024069275SHSOLE 009275SOUTH JERSEY INDS INCCOM8385181082013409SHSOLE 003409SOUTHERN COCOM842587107307762491SHSOLE 0062491SOUTHWEST AIRLS COCOM84474110874117760SHSOLE 0017760SOUTHWESTERN ENERGY COCOM84546710948317729SHSOLE 0017729SOVRAN SELF STORAGE INCCOM84610h1083103566SHSOLE 003566SPDR DOW JONES INDL AVRG ETFUT SER 178467x1091071560217SHSOLE 0060217SPDR GOLD TRUSTGOLD SHS78463V1071043391860SHSOLE 0091860SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749272557159SHSOLE 0057159SPDR INDEX SHS FDSEURO STOXX 5078463X202192452328SHSOLE 0052328SPDR INDEX SHS FDSINTL HLTH ETF78463X6812074401SHSOLE 004401SPDR INDEX SHS FDSS&P INTL ETF78463X77299223489SHSOLE 0023489SPDR S&P 500 ETF TRTR UNIT78462f10331577153583SHSOLE 00153583SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107343013005SHSOLE 0013005SPDR SER TRSHT TRM HGH YLD78468R4082719388SHSOLE 009388SPDR SERIES TRUSTBRC HGH YLD BD78464A417101226166SHSOLE 0026166SPDR SERIES TRUSTBRCLYS INTL ETF78464A5162975378SHSOLE 005378SPDR SERIES TRUSTDJ REIT ETF78464A607364040067SHSOLE 0040067SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42538015646SHSOLE 0015646SPDR SERIES TRUSTS&P BIOTECH78464A8702101131SHSOLE 001131SPDR SERIES TRUSTS&P DIVID ETF78464A763702989020SHSOLE 0089020SPDR SERIES TRUSTS&P HOMEBUILD78464A8882076223SHSOLE 006223SPDR SERIES TRUSTS&P REGL BKG78464A69863015624SHSOLE 0015624SPECTRA ENERGY CORPCOM8475601096160169576SHSOLE 00169576SPROTT PHYSICAL GOLD TRUSTUNIT85207H1042848291528SHSOLE 00291528SPROTT PHYSICAL SILVER TRTR UNIT85207K107635103809SHSOLE 00103809SPROUTS FMRS MKT INCCOM85208M10247113826SHSOLE 0013826ST JUDE MED INCCOM7908491032063156SHSOLE 003156STARBUCKS CORPCOM855244109427352196SHSOLE 0052196STATE STR CORPCOM8574771032002544SHSOLE 002544STATOIL ASASPONSORED ADR85771p10232618457SHSOLE 0018457STONEMOR PARTNERS L PCOM UNITS86183Q10040915840SHSOLE 0015840STRYKER CORPCOM8636671015225513SHSOLE 005513SUNEDISON INCCOM86732Y10921410856SHSOLE 0010856SUNTRUST BKS INCCOM8679141032836745SHSOLE 006745SUPERVALU INCCOM86853610326627074SHSOLE 0027074SYNAPTICS INCCOM87157d109110316040SHSOLE 0016040SYSCO CORPCOM871829107154338711SHSOLE 0038711TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910070431476SHSOLE 0031476TARGA RESOURCES PARTNERS LPCOM UNIT87611X1052785650SHSOLE 005650TC PIPELINES LPUT COM LTD PRT87233q1082483484SHSOLE 003484TCW STRATEGIC INCOME FUND INCOM87234010429254426SHSOLE 0054426TEEKAY LNG PARTNERS L PPRTNRSP UNITSy8564m1052255244SHSOLE 005244TEKLA HEALTHCARE INVSSH BEN INT87911J10371622672SHSOLE 0022672TEMPLETON EMERG MKTS INCOMECOM88019210938834333SHSOLE 0034333TEMPLETON GLOBAL INCOME FDCOM88019810623632613SHSOLE 0032613TESLA MTRS INCCOM88160R1015992709SHSOLE 002709TEVA PHARMACEUTICAL INDS LTDADR8816242094828290SHSOLE 008290TEXAS INSTRS INCCOM8825081043476539SHSOLE 006539THERMO FISHER SCIENTIFIC INCCOM8835561023442747SHSOLE 002747TIME WARNER CABLE INCCOM88732J2072461627SHSOLE 001627TIME WARNER INCCOM NEW8873173036697795SHSOLE 007795TJX COS INC NEWCOM8725401096399314SHSOLE 009314TORTOISE ENERGY INFRSTRCTR CCOM89147l100146533474SHSOLE 0033474TOYOTA MOTOR CORPSP ADR REP2COM8923313073462753SHSOLE 002753TRI CONTL CORPCOM89543610328513392SHSOLE 0013392TWENTY FIRST CENTY FOX INCCL A90130A10169318034SHSOLE 0018034TWITTER INCCOM90184L1023188790SHSOLE 008790TWO HBRS INVT CORPCOM90187B10134734623SHSOLE 0034623UBS AG JERSEY BRANCH2XMN ALR MLP INF9026642002033500SHSOLE 003500UBS AG JERSEY BRHALERIAN INFRST902641646334882720SHSOLE 0082720UBS AG LONDON BRHWLS FRG MLP EX90273A108120751200SHSOLE 0051200UMPQUA HLDGS CORPCOM90421410317410228SHSOLE 0010228UNDER ARMOUR INCCL A9043111076098928SHSOLE 008928UNILEVER N VN Y SHS NEW9047847092716832SHSOLE 006832UNILEVER PLCSPON ADR NEW90476770460515053SHSOLE 0015053UNION BANKSHARES CORP NEWCOM90539J10981934011SHSOLE 0034011UNION PAC CORPCOM907818108359830151SHSOLE 0030151UNITED PARCEL SERVICE INCCL B911312106168615160SHSOLE 0015160UNITED RENTALS INCCOM9113631092222185SHSOLE 002185UNITED TECHNOLOGIES CORPCOM913017109322627957SHSOLE 0027957UNITEDHEALTH GROUP INCCOM91324p1029299214SHSOLE 009214US BANCORP DELCOM NEW902973304141031527SHSOLE 0031527V F CORPCOM9182041085437233SHSOLE 007233VALEANT PHARMACEUTICALS INTLCOM91911K1022441725SHSOLE 001725VALERO ENERGY CORP NEWCOM91913y1004408888SHSOLE 008888VALLEY NATL BANCORPCOM91979410757058537SHSOLE 0058537VALMONT INDS INCCOM9202531014533569SHSOLE 003569VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869238424157SHSOLE 0024157VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328854995151SHSOLE 005151VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844239224726SHSOLE 0024726VANGUARD BD INDEX FD INCINTERMED TERM9219378196007072SHSOLE 007072VANGUARD BD INDEX FD INCLONG TERM BOND9219377932512652SHSOLE 002652VANGUARD BD INDEX FD INCSHORT TRM BOND921937827179322414SHSOLE 0022414VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835139516926SHSOLE 0016926VANGUARD INDEX FDSEXTEND MKT ETF922908652157617955SHSOLE 0017955VANGUARD INDEX FDSGROWTH ETF92290873612548120207SHSOLE 00120207VANGUARD INDEX FDSLARGE CAP ETF922908637267528313SHSOLE 0028313VANGUARD INDEX FDSMCAP GR IDXVIP9229085382132094SHSOLE 002094VANGUARD INDEX FDSMCAP VL IDXVIP9229085127918852SHSOLE 008852VANGUARD INDEX FDSMID CAP ETF92290862911869595SHSOLE 009595VANGUARD INDEX FDSREIT ETF922908553240029629SHSOLE 0029629VANGUARD INDEX FDSS&P 500 ETF SHS92290836316999017SHSOLE 009017VANGUARD INDEX FDSSM CP VAL ETF922908611366834667SHSOLE 0034667VANGUARD INDEX FDSSMALL CP ETF922908751143212272SHSOLE 0012272VANGUARD INDEX FDSSML CP GRW ETF922908595460436551SHSOLE 0036551VANGUARD INDEX FDSTOTAL STK MKT922908769500447204SHSOLE 0047204VANGUARD INDEX FDSVALUE ETF92290874411472135775SHSOLE 00135775VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775187140007SHSOLE 0040007VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858180144933SHSOLE 0044933VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742100616745SHSOLE 0016745VANGUARD MALVERN FDSSTRM INFPROIDX922020805111923138SHSOLE 0023138VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706036997SHSOLE 006997VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40996312069SHSOLE 0012069VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680175517915SHSOLE 0017915VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206c7142632874SHSOLE 002874VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623228621993SHSOLE 0021993VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6645826078SHSOLE 006078VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649161618367SHSOLE 0018367VANGUARD SCOTTSDALE FDSVNG RUS3000IDX92206C5992682811SHSOLE 002811VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884413540167117SHSOLE 00167117VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438584121108738SHSOLE 00108738VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640611268163761SHSOLE 00163761VANGUARD WORLD FDMEGA CAP INDEX9219108732563655SHSOLE 003655VANGUARD WORLD FDSCONSUM STP ETF92204a2077395881SHSOLE 005881VANGUARD WORLD FDSENERGY ETF92204a3064704205SHSOLE 004205VANGUARD WORLD FDSHEALTH CAR ETF92204a5049277379SHSOLE 007379VANGUARD WORLD FDSINF TECH ETF92204A702349933527SHSOLE 0033527VANGUARD WORLD FDSTELCOMM ETF92204A8842472915SHSOLE 002915VANGUARD WORLD FDSUTILITIES ETF92204A8762472420SHSOLE 002420VARIAN MED SYS INCCOM92220p1052242598SHSOLE 002598VENTAS INCCOM92276f10085611960SHSOLE 0011960VERIFONE SYS INCCOM92342Y1093228650SHSOLE 008650VERIZON COMMUNICATIONS INCCOM92343v10412659270843SHSOLE 00270843VISA INCCOM CL A92826C839358513676SHSOLE 0013676VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308180052732SHSOLE 0052732VOYA EMERGING MKTS HIGH DIVICOM92912P10827226549SHSOLE 0026549VOYA GLBL EQTY DIV & PREM OPCOM92912T10068682774SHSOLE 0082774VOYA PRIME RATE TRSH BEN INT92913A1009518261SHSOLE 0018261W P CAREY INCCOM92936U109143920552SHSOLE 0020552WABTEC CORPCOM9297401085776652SHSOLE 006652WALGREENS BOOTS ALLIANCE INCCOM931427108125416407SHSOLE 0016407WAL-MART STORES INCCOM931142103188321827SHSOLE 0021827WASHINGTON REAL ESTATE INVTSH BEN INT939653101124544672SHSOLE 0044672WASTE MGMT INC DELCOM94106l10954510600SHSOLE 0010600WATERS CORPCOM9418481032842529SHSOLE 002529WEBSTER FINL CORP CONNCOM9478901092206748SHSOLE 006748WEINGARTEN RLTY INVSSH BEN INT9487411032597555SHSOLE 007555WELLS FARGO & CO NEWCOM9497461016302115262SHSOLE 00115262WELLS FARGO GLOBAL DIVIDENDCOM94987C1031532204842SHSOLE 00204842WESTAR ENERGY INCCOM95709t10044510790SHSOLE 0010790WESTERN ASSET HGH YLD DFNDFDCOM95768B10741726330SHSOLE 0026330WESTERN ASSET HIGH INCM FD ICOM95766J10247057202SHSOLE 0057202WESTERN ASSET INVT GRADE DEFCOM95790A101105049897SHSOLE 0049897WESTERN ASSET MUN DEF OPP TRCOM95768A10947319948SHSOLE 0019948WESTMORELAND COAL COCOM9608781062607831SHSOLE 007831WEYERHAEUSER COCOM9621661042867934SHSOLE 007934WGL HLDGS INCCOM92924f106162529830SHSOLE 0029830WHOLE FOODS MKT INCCOM9668371064038013SHSOLE 008013WILLIAMS COS INC DELCOM9694571004008986SHSOLE 008986WISDOMTREE INVTS INCCOM97717P10432420525SHSOLE 0020525WISDOMTREE TRAUSTRALIA DIV FD97717W81057210992SHSOLE 0010992WISDOMTREE TRDIV EX-FINL FD97717W40678710282SHSOLE 0010282WISDOMTREE TREM MKTS QTLY DIV97717W32378532095SHSOLE 0032095WISDOMTREE TREMER MKT HIGH FD97717W315112626683SHSOLE 0026683WISDOMTREE TREMG MKTS SMCAP97717W281296568727SHSOLE 0068727WISDOMTREE TREUROPE SMCP DV97717W8694348415SHSOLE 008415WISDOMTREE TRHIGH DIV FD97717W20811148181078SHSOLE 00181078WISDOMTREE TRINTL SMCAP DIV97717W760109019642SHSOLE 0019642WISDOMTREE TRITL HIGH DIV FD97717W80269416365SHSOLE 0016365WISDOMTREE TRJAPN HEDGE EQT97717W8514579309SHSOLE 009309WISDOMTREE TRLARGECAP DIVID97717W307285238459SHSOLE 0038459WISDOMTREE TRMIDCAP DIVI FD97717W5057068446SHSOLE 008446WISDOMTREE TRTOTAL DIVID FD97717W1093334501SHSOLE 004501XCEL ENERGY INCCOM98389b100145640509SHSOLE 0040509XEROX CORPCOM98412110317612552SHSOLE 0012552YAHOO INCCOM984332106289457178SHSOLE 0057178YUM BRANDS INCCOM9884981014375986SHSOLE 005986ZIMMER BIOMET HLDGS INCCOM98956p1022732402SHSOLE 002402