Advisory Compliance Manager

0001085146-17-001804.txt : 20170814 0001085146-17-001804.hdr.sgml : 20170814 20170811180410 ACCESSION NUMBER: 0001085146-17-001804 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170811 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC CENTRAL INDEX KEY: 0001534400 IRS NUMBER: 840858799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14617 FILM NUMBER: 171026342 BUSINESS ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-509-2446 MAIL ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: Multi-Financial Securities Corp DATE OF NAME CHANGE: 20111107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534400 XXXXXXXX 06-30-2017 06-30-2017 Cetera Advisors LLC

4600 S. SYRACUSE ST. SUITE 600 DENVER CO 80237

13F HOLDINGS REPORT 028-14617 Y CETERA ADVISORS LLC WAS FORMERLEY KNOWN AS MULTI-FINANCIAL SECURITIES CORP Francine Eaves-Ranft Advisory Compliance Manager 720 509-2446 /s/ Francine Eaves-Ranft Denver CO 08-10-2017 0 827 1596253 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101670332202SHSOLE 0032202ABBOTT LABSCOM002824100134327615SHSOLE 0027615ABBVIE INCCOM00287Y109385052944SHSOLE 0052944ABSOLUTE SHS TRWBI TCT HG INC00400R8822118593SHSOLE 008593ABSOLUTE SHS TRWBI TCT INC SH00400R87462624733SHSOLE 0024733ACCENTURE PLC IRELANDSHS CLASS AG1151C1019067321SHSOLE 007321ACTIVISION BLIZZARD INCCOM00507V1093135382SHSOLE 005382ADOBE SYS INCCOM00724F1012751934SHSOLE 001934ADVISORSHARES TRADVISORSHS ETF00768Y2063457412SHSOLE 007412AES CORPCOM00130H10528625758SHSOLE 0025758AETNA INC NEWCOM00817Y10812808430SHSOLE 008430AFLAC INCCOM0010551026097770SHSOLE 007770AGILENT TECHNOLOGIES INCCOM00846U1012414066SHSOLE 004066AGNC INVT CORPCOM00123Q10493944156SHSOLE 0044156ALASKA AIR GROUP INCCOM0116591092402670SHSOLE 002670ALEXANDRIA REAL ESTATE EQ INCOM0152711097596264SHSOLE 006264ALIBABA GROUP HLDG LTDSPONSORED ADS01609W10210937773SHSOLE 007773ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1021400SHPutSOLE 00400ALIGN TECHNOLOGY INCCOM0162551014703100SHSOLE 003100ALLERGAN PLCPFD CONV SER AG0177J11615271755SHSOLE 001755ALLERGAN PLCSHSG0177J1086152543SHSOLE 002543ALLIANCEBERNSTEIN GBL HGH INCOM01879R10616012328SHSOLE 0012328ALLIANZGI CONV & INCOME FD ICOM0188251096510477SHSOLE 0010477ALLIANZGI EQUITY & CONV INCOCOM01882910145522809SHSOLE 0022809ALMADEN MINERALS LTDCOM CL B0202833051310700SHSOLE 0010700ALPHABET INCCAP STK CL A02079K30572447772SHSOLE 007772ALPHABET INCCAP STK CL C02079K10744324858SHSOLE 004858ALPHABET INCCAP STK CL C02079K1072100SHPutSOLE 00100ALPS ETF TRALERIAN MLP00162Q866119199872SHSOLE 0099872ALPS ETF TRSECTR DIV DOGS00162Q858163238144SHSOLE 0038144ALTRIA GROUP INCCOM02209S103430658002SHSOLE 0058002AMARIN CORP PLCSPONS ADR NEW0231112064812020SHSOLE 0012020AMAZON COM INCCOM02313510681908415SHSOLE 008415AMAZON COM INCCOM0231351062200SHPutSOLE 00200AMC ENTMT HLDGS INCCL A COM00165C10461927197SHSOLE 0027197AMERICAN AIRLS GROUP INCCOM02376R1023947794SHSOLE 007794AMERICAN ELEC PWR INCCOM02553710192313274SHSOLE 0013274AMERICAN EXPRESS COCOM02581610990910772SHSOLE 0010772AMERICAN OUTDOOR BRANDS CORPCOM02874P103107048293SHSOLE 0048293AMERICAN TOWER CORP NEWCOM03027X1003192422SHSOLE 002422AMERIGAS PARTNERS L PUNIT L P INT03097510677317104SHSOLE 0017104AMERIS BANCORPCOM03076K10859712401SHSOLE 0012401AMGEN INCCOM031162100204111843SHSOLE 0011843ANALOG DEVICES INCCOM032654105159120423SHSOLE 0020423ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1082071881SHSOLE 001881ANNALY CAP MGMT INCCOM0357104096522541765SHSOLE 00541765ANWORTH MORTGAGE ASSET CPCOM0373471018914620SHSOLE 0014620APPLE INCCOM03783310034750241667SHSOLE 00241667APPLIED MATLS INCCOM0382221052716548SHSOLE 006548ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L203216594363SHSOLE 0094363ARCHER DANIELS MIDLAND COCOM0394831022786713SHSOLE 006713ARES CAP CORPCOM04010L10347629187SHSOLE 0029187ARLINGTON ASSET INVT CORPCL A NEW04135620597071092SHSOLE 0071092ARMADA HOFFLER PPTYS INCCOM04208T10827221300SHSOLE 0021300ARROW ETF TRARROW DJ GLB YLD04273H10427615149SHSOLE 0015149AT&T INCCOM00206R10212136321648SHSOLE 00321648AU OPTRONICS CORPSPONSORED ADR0022551076815000SHSOLE 0015000AUTOMATIC DATA PROCESSING INCOM053015103105310305SHSOLE 0010305BAIDU INCSPON ADR REP A0567521084592566SHSOLE 002566BALL CORPCOM05849810649311718SHSOLE 0011718BANCO SANTANDER SAADR05964H10520630710SHSOLE 0030710BANK AMER CORPCOM060505104188978290SHSOLE 0078290BANK N S HALIFAXCOM0641491072073422SHSOLE 003422BANK NEW YORK MELLON CORPCOM0640581004188201SHSOLE 008201BARCLAYS BK PLCDJUBS CMDT ETN3606738C77876333692SHSOLE 0033692BARCLAYS BK PLCIPSP CROIL ETN06738C7868517675SHSOLE 0017675BAXTER INTL INCCOM0718131092944877SHSOLE 004877BB&T CORPCOM0549371072575636SHSOLE 005636BECTON DICKINSON & COCOM07588710918979724SHSOLE 009724BERKSHIRE HATHAWAY INC DELCL A0846701087653SHSOLE 003BERKSHIRE HATHAWAY INC DELCL B NEW084670702870851515SHSOLE 0051515BIOGEN INCCOM09062X1032811026SHSOLE 001026BLACKBERRY LTDCOM09228F10327928432SHSOLE 0028432BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10222615708SHSOLE 0015708BLACKROCK CAPITAL INVESTMENTCOM0925331088111050SHSOLE 0011050BLACKROCK INCCOM09247X101345812SHSOLE 00812BLACKROCK TAX MUNICPAL BD TRSHS09248X10040417715SHSOLE 0017715BLACKSTONE GROUP L PCOM UNIT LTD09253U108144943411SHSOLE 0043411BLDRS INDEX FDS TREMER MK 50 ADR09348R30071818491SHSOLE 0018491BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710424813767SHSOLE 0013767BOEING COCOM097023105433621874SHSOLE 0021874BOULDER GROWTH & INCOME FD ICOM10150710122423141SHSOLE 0023141BP PLCSPONSORED ADR0556221043557102555SHSOLE 00102555BRISTOL MYERS SQUIBB COCOM110122108387069337SHSOLE 0069337BRISTOL MYERS SQUIBB COCOM11012210801000SHCallSOLE 001000BROOKFIELD INFRAST PARTNERSLP INT UNITG1625210145611222SHSOLE 0011222BUCKEYE PARTNERS L PUNIT LTD PARTN1182301014987737SHSOLE 007737C H ROBINSON WORLDWIDE INCCOM NEW12541W2094286268SHSOLE 006268CAL MAINE FOODS INCCOM NEW128030202308877839SHSOLE 0077839CALAMOS CONV OPP AND INC FDSH BEN INT12811710868760979SHSOLE 0060979CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510128824398SHSOLE 0024398CAMBIUM LEARNING GRP INCCOM13201A10719438408SHSOLE 0038408CAMPBELL SOUP COCOM1344291093386505SHSOLE 006505CANADIAN NATL RY COCOM1363751026507970SHSOLE 007970CARLISLE COS INCCOM1423391002562686SHSOLE 002686CARNIVAL CORPUNIT 99/99/99991436583003354988SHSOLE 004988CATERPILLAR INC DELCOM149123101130212162SHSOLE 0012162CBRE CLARION GLOBAL REAL ESTCOM12504G1001906246936SHSOLE 00246936CBRE GROUP INCCL A12504L10944412200SHSOLE 0012200CDN IMPERIAL BK COMM TORONTOCOM1360691014075090SHSOLE 005090CELGENE CORPCOM151020104322924855SHSOLE 0024855CENTENNIAL RESOURCE DEV INCCL A15136A10229118417SHSOLE 0018417CENTERPOINT ENERGY INCCOM15189T10740914980SHSOLE 0014980CENTRAL FD CDA LTDCL A1535011011883153078SHSOLE 00153078CENTURYLINK INCCOM15670010629312234SHSOLE 0012234CERNER CORPCOM156782104142021385SHSOLE 0021385CHECK POINT SOFTWARE TECH LTORDM224651042342152SHSOLE 002152CHESAPEAKE ENERGY CORPCOM1651671071192242018SHSOLE 00242018CHESAPEAKE ENERGY CORPPFD CONV1651678422885339SHSOLE 005339CHESAPEAKE GRANITE WASH TRCOM SH BEN INT1651851092410000SHSOLE 0010000CHEVRON CORP NEWCOM166764100674964815SHSOLE 0064815CHICAGO BRIDGE & IRON CO N VCOM16725010976138493SHSOLE 0038493CHUBB LIMITEDCOMH1467J1044012758SHSOLE 002758CHURCH & DWIGHT INCCOM171340102127824607SHSOLE 0024607CIGNA CORPORATIONCOM12550910914238469SHSOLE 008469CISCO SYS INCCOM17275R102241777481SHSOLE 0077481CISCO SYS INCCOM17275R1021400SHCallSOLE 00400CITIGROUP INCCOM NEW17296742471410667SHSOLE 0010667CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38131312369SHSOLE 0012369CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M373159764675SHSOLE 0064675CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M365178471953SHSOLE 0071953CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M53048622839SHSOLE 0022839CLAYMORE EXCHANGE TRD FD TRGUG BULL2019 E18383M52240518955SHSOLE 0018955CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M51451023792SHSOLE 0023792CLAYMORE EXCHANGE TRD FD TRGUGG BULSH 202118383M26642219875SHSOLE 0019875CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M54844119550SHSOLE 0019550CLAYMORE EXCHANGE TRD FD TRGUGG S&P GBL WTR18383Q5072216784SHSOLE 006784CLIFFS NAT RES INCCOM18683K1011664241137SHSOLE 00241137CLOROX CO DELCOM1890541095954472SHSOLE 004472CME GROUP INCCOM12572Q1052421938SHSOLE 001938COACH INCCOM1897541042575373SHSOLE 005373COCA COLA COCOM1912161004766106551SHSOLE 00106551COCA COLA COCOM1912161002300SHCallSOLE 00300COHEN & STEERS REIT & PFD INCOM19247X10024511804SHSOLE 0011804COLGATE PALMOLIVE COCOM194162103172123289SHSOLE 0023289COLONY NORTHSTAR INCCL A COM19625W10421114916SHSOLE 0014916COLUMBIA PPTY TR INCCOM NEW19828720343819443SHSOLE 0019443COMCAST CORP NEWCL A20030N101168543182SHSOLE 0043182COMMERCE BANCSHARES INCCOM2005251032724786SHSOLE 004786CONOCOPHILLIPSCOM20825C104208747504SHSOLE 0047504CONSOLIDATED EDISON INCCOM20911510482510259SHSOLE 0010259CONSOLIDATED TOMOKA LD COCOM2102261064147243SHSOLE 007243CONSTELLATION BRANDS INCCL A21036P1088504381SHSOLE 004381COPA HOLDINGS SACL AP310761056025140SHSOLE 005140CORECIVIC INCCOM21871N10158321112SHSOLE 0021112CORENERGY INFRASTRUCTURE TRCOM NEW21870U5022808280SHSOLE 008280CORINDUS VASCULAR ROBOTICS ICOM2187301092513000SHSOLE 0013000CORNING INCCOM21935010546915610SHSOLE 0015610COSTCO WHSL CORP NEWCOM22160K10511657303SHSOLE 007303CROWN CASTLE INTL CORP NEWCOM22822V1013002938SHSOLE 002938CSX CORPCOM1264081033095679SHSOLE 005679CUMMINS INCCOM2310211066003723SHSOLE 003723CVS HEALTH CORPCOM126650100155919483SHSOLE 0019483CYBERARK SOFTWARE LTDSHSM2682V1082865821SHSOLE 005821DARDEN RESTAURANTS INCCOM2371941053493859SHSOLE 003859DBX ETF TRDB XTR MSCI EUR2330518532208102SHSOLE 008102DBX ETF TRXTRAK MSCI EAFE2330512002307637SHSOLE 007637DBX ETF TRXTRAK MSCI JAPN23305150747812121SHSOLE 0012121DCP MIDSTREAM LPCOM UT LTD PTN23311P10043612900SHSOLE 0012900DEERE & COCOM244199105594948175SHSOLE 0048175DELL TECHNOLOGIES INCCOM CL V24703L1032163569SHSOLE 003569DELTA AIR LINES INC DELCOM NEW2473617023456418SHSOLE 006418DENNYS CORPCOM24869P10429925380SHSOLE 0025380DEUTSCHE BANK AGNAMEN AKTD1819089836820636SHSOLE 0020636DIAGEO P L CSPON ADR NEW25243Q2052502088SHSOLE 002088DIGITAL RLTY TR INCCOM2538681036695926SHSOLE 005926DISNEY WALT COCOM DISNEY254687106656261722SHSOLE 0061722DNP SELECT INCOME FDCOM23325P10441337504SHSOLE 0037504DOMINION ENERGY INCCOM25746U109179023355SHSOLE 0023355DOMINOS PIZZA INCCOM25754A2012911373SHSOLE 001373DOUBLELINE INCOME SOLUTIONSCOM25862210929714347SHSOLE 0014347DOW CHEM COCOM26054310371411345SHSOLE 0011345DR PEPPER SNAPPLE GROUP INCCOM26138E1092672943SHSOLE 002943DREYFUS STRATEGIC MUNS INCCOM26193210736140490SHSOLE 0040490DTE ENERGY COCOM2333311072542393SHSOLE 002393DU PONT E I DE NEMOURS & COCOM263534109151618921SHSOLE 0018921DUFF & PHELPS UTIL CORP BD TCOM26432K10821623807SHSOLE 0023807DUKE ENERGY CORP NEWCOM NEW26441C204133315922SHSOLE 0015922DUNKIN BRANDS GROUP INCCOM2655041002785048SHSOLE 005048DXC TECHNOLOGY COCOM23355L1062723532SHSOLE 003532EAST WEST BANCORP INCCOM27579R10475612862SHSOLE 0012862EATON VANCE LTD DUR INCOME FCOM27828H10516611807SHSOLE 0011807EATON VANCE MUNI INCOME TRUSSH BEN INT27826U10814511176SHSOLE 0011176EATON VANCE RISK MNGD DIV EQCOM27829G10618820109SHSOLE 0020109EATON VANCE SR FLTNG RTE TRCOM27828Q10521114194SHSOLE 0014194EATON VANCE SR INCOME TRSH BEN INT27826S1039614500SHSOLE 0014500EATON VANCE TAX MNGD GBL DVCOM27829F10812313365SHSOLE 0013365EATON VANCE TAX MNGED BUY WRCOM27828X10041725367SHSOLE 0025367EATON VANCE TX MGD DIV EQ INCOM27828N10219416972SHSOLE 0016972EATON VANCE TX MNG BY WRT OPCOM27828Y10816110564SHSOLE 0010564ECOLAB INCCOM2788651006705047SHSOLE 005047EDISON INTLCOM2810201074255417SHSOLE 005417ELECTRONIC ARTS INCCOM2855121095555309SHSOLE 005309EMERSON ELEC COCOM29101110468211396SHSOLE 0011396ENABLE MIDSTREAM PARTNERS LPCOM UNIT RP IN29248010066241500SHSOLE 0041500ENBRIDGE INCCOM29250N1052887161SHSOLE 007161ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10349624530SHSOLE 0024530ENERPLUS CORPCOM2927661022628325543SHSOLE 00325543ENNIS INCCOM29338910220510750SHSOLE 0010750ENSCO PLCSHS CLASS AG3157S1065210421SHSOLE 0010421ENTERPRISE BANCORP INC MASSCOM293668109119833719SHSOLE 0033719ENTERPRISE PRODS PARTNERS LCOM29379210791833889SHSOLE 0033889ENVIVA PARTNERS LPCOM UNIT29414J10798935829SHSOLE 0035829EOG RES INCCOM26875P1012743040SHSOLE 003040EQUITY BANCSHARES INCCOM CL A29460X109120139184SHSOLE 0039184ESSEX PPTY TR INCCOM2971781056652603SHSOLE 002603ETF MANAGERS TRPUREFUNDS ISE CY26924G20135011615SHSOLE 0011615ETFIS SER TR IINFRAC ACT MLP26923G1031734171486SHSOLE 00171486EVEREST RE GROUP LTDCOMG3223R1083971561SHSOLE 001561EVERSOURCE ENERGYCOM30040W1084016657SHSOLE 006657EVOLVING SYS INCCOM NEW30049R2098116000SHSOLE 0016000EXCHANGE TRADED CONCEPTS TRHULL TACTIC US30150580656220615SHSOLE 0020615EXCHANGE TRADED CONCEPTS TRROBO GLB ETF30150570735610383SHSOLE 0010383EXCHANGE TRADED CONCEPTS TRYLD SHS HGH INC30150530174137642SHSOLE 0037642EXELON CORPCOM30161N10160716842SHSOLE 0016842EXPRESS SCRIPTS HLDG COCOM30219G1084507062SHSOLE 007062EXXON MOBIL CORPCOM30231G10216722207350SHSOLE 00207350FACEBOOK INCCL A30303M102560137060SHSOLE 0037060FARMERS NATL BANC CORPCOM30962710716511410SHSOLE 0011410FASTENAL COCOM3119001042916672SHSOLE 006672FEDEX CORPCOM31428X1064772209SHSOLE 002209FERRELLGAS PARTNERS L.P.UNIT LTD PART3152931006915066SHSOLE 0015066FIDELITYCONSMR STAPLES31609230361818706SHSOLE 0018706FIDELITYMSCI FINLS IDX316092501102928267SHSOLE 0028267FIDELITYMSCI HLTH CARE I316092600167243632SHSOLE 0043632FIFTH STREET FINANCE CORPCOM31678A1036613270SHSOLE 0013270FIRST SOLAR INCCOM3364331072746863SHSOLE 006863FIRST TR ENHANCED EQTY INC FCOM33731810921014355SHSOLE 0014355FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J1172055892SHSOLE 005892FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E1042214836SHSOLE 004836FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1192645764SHSOLE 005764FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3028689280SHSOLE 009280FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R878125554349SHSOLE 0054349FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88691045803SHSOLE 0045803FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6054145166883SHSOLE 00166883FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13560120979SHSOLE 0020979FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q20058311199SHSOLE 0011199FIRST TR EXCHANGE TRADED FDFT STRG INCM ETF33739Q3093005900SHSOLE 005900FIRST TR EXCHANGE TRADED FDGBL WND ENRG ETF33736G10615311993SHSOLE 0011993FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1433625397SHSOLE 005397FIRST TR EXCHANGE TRADED FDMATERIALS ALPH33734X168189248997SHSOLE 0048997FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R100106354851SHSOLE 0054851FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R118195562515SHSOLE 0062515FIRST TR EXCHANGE TRADED FDNASDAQ 100 EX33733E401365379151SHSOLE 0079151FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10183634072SHSOLE 0034072FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2038417382SHSOLE 007382FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30980816666SHSOLE 0016666FIRST TR EXCHANGE TRADED FDSSI STRG ETF33739Q5072729800SHSOLE 009800FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762545823SHSOLE 005823FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF336920103114119071SHSOLE 0019071FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E108150975334SHSOLE 0075334FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101495298696SHSOLE 0098696FIRST TR LRGE CP CORE ALPHACOM SHS33734K109114421446SHSOLE 0021446FIRST TR MID CAP CORE ALPHADCOM SHS33735B10887514783SHSOLE 0014783FIRST TR MLP & ENERGY INCOMECOM33739B10458037644SHSOLE 0037644FIRST TR MORNINGSTAR DIV LEASHS33691710985830540SHSOLE 0030540FIRST TR MULTI CP VAL ALPHACOM SHS33733C1085189910SHSOLE 009910FIRST TR NAS100 EQ WEIGHTEDSHS337344105157729506SHSOLE 0029506FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q10456711219SHSOLE 0011219FIRST TR NASDAQ100 TECH INDESHS33734510268310935SHSOLE 0010935FIRST TR SR FLG RTE INCM FDCOM33733U10846534997SHSOLE 0034997FIRST TR STOXX EURO DIV FDCOMMON SHS33735T10940731191SHSOLE 0031191FIRST TR VALUE LINE DIVID INSHS33734H1068434287959SHSOLE 00287959FISERV INCCOM3377381085084154SHSOLE 004154FLAHERTY & CRUMRINE PFD INCCOM33848E10616012585SHSOLE 0012585FLEXSHARES TRMORNSTAR UPSTR33939L40741414439SHSOLE 0014439FORD MTR CO DELCOM PAR $0.0134537086022000SHCallSOLE 002000FORD MTR CO DELCOM PAR $0.013453708602577231185SHSOLE 00231185FRANKLIN UNVL TRSH BEN INT35514510315121249SHSOLE 0021249FREEPORT-MCMORAN INCCL B35671D8571315108830SHSOLE 00108830FRONTIER COMMUNICATIONS CORPCOM35906A1084039014SHSOLE 0039014FS INVT CORPCOM30263510796921058733SHSOLE 001058733GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10949788508SHSOLE 0088508GARMIN LTDSHSH2906T10956210991SHSOLE 0010991GENERAL DYNAMICS CORPCOM3695501084792411SHSOLE 002411GENERAL ELECTRIC COCOM3696041030400SHCallSOLE 00400GENERAL ELECTRIC COCOM3696041037719285006SHSOLE 00285006GENERAL MLS INCCOM37033410457510318SHSOLE 0010318GENERAL MTRS COCOM37045V100277680298SHSOLE 0080298GENUINE PARTS COCOM37246010598610601SHSOLE 0010601GENWORTH FINL INCCOM CL A37247D10614338087SHSOLE 0038087GILEAD SCIENCES INCCOM375558103462165299SHSOLE 0065299GLAXOSMITHKLINE PLCSPONSORED ADR37733W10567215612SHSOLE 0015612GLOBAL NET LEASE INCCOM NEW3793782012815126484SHSOLE 00126484GLOBAL X FDSGLOBAL X SILVER37954Y8482116138SHSOLE 006138GLOBALSTAR INCCOM3789734082612130SHSOLE 0012130GLOWPOINT INCCOM NEW3798872012794020SHSOLE 0094020GOLDMAN SACHS GROUP INCCOM38141G10411465183SHSOLE 005183GOODYEAR TIRE & RUBR COCOM38255010156916346SHSOLE 0016346GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A10334819080SHSOLE 0019080GRAMERCY PPTY TRCOM NEW38500230869723397SHSOLE 0023397GREENBRIER COS INCCOM39365710154811780SHSOLE 0011780HALLIBURTON COCOM4062161014039449SHSOLE 009449HANESBRANDS INCCOM41034510272531219SHSOLE 0031219HARMONY GOLD MNG LTDSPONSORED ADR41321630010362000SHSOLE 0062000HCP INCCOM40414L1092086538SHSOLE 006538HEALTHCARE TR AMER INCCL A NEW42225P50158218698SHSOLE 0018698HERCULES CAPITAL INCCOM42709650813810291SHSOLE 0010291HEWLETT PACKARD ENTERPRISE CCOM42824C10941925199SHSOLE 0025199HIGHLAND FDS IHI LD IBOXX SRLN43010177445224652SHSOLE 0024652HOME DEPOT INCCOM437076102335921864SHSOLE 0021864HONEYWELL INTL INCCOM438516106149911236SHSOLE 0011236HORMEL FOODS CORPCOM44045210046313563SHSOLE 0013563HP INCCOM40434L10567838674SHSOLE 0038674HSBC HLDGS PLCSPON ADR NEW40428040677016588SHSOLE 0016588HUNTINGTON BANCSHARES INCCOM44615010433925018SHSOLE 0025018HUNTINGTON INGALLS INDS INCCOM4464131062811506SHSOLE 001506IDACORP INCCOM4511071064194891SHSOLE 004891ILLINOIS TOOL WKS INCCOM4523081096014197SHSOLE 004197INDEXIQ ETF TRHEDGE MLTI ETF45409B107119340489SHSOLE 0040489INDEXIQ ETF TRIQ CHAIKIN US45409B39676530008SHSOLE 0030008INDIA FD INCCOM4540891032419054SHSOLE 009054ING GROEP N VSPONSORED ADR45683710333319125SHSOLE 0019125INTEL CORPCOM4581401004497133829SHSOLE 00133829INTERCONTINENTAL EXCHANGE INCOM45866F1042193312SHSOLE 003312INTERNATIONAL BUSINESS MACHSCOM459200101265317272SHSOLE 0017272INTERNATIONAL TOWER HILL MINCOM46050R102713075SHSOLE 0013075INTL PAPER COCOM4601461034978764SHSOLE 008764INTUITIVE SURGICAL INCCOM NEW46120E602756807SHSOLE 00807INVESCO VALUE MUN INCOME TRCOM46132P10849732765SHSOLE 0032765ISHARES10+ YR CR BD ETF4642895113315372SHSOLE 005372ISHARESCONSER ALLOC ETF4642898832637817SHSOLE 007817ISHARESGRWT ALLOCAT ETF46428986761514130SHSOLE 0014130ISHARESMIN VOL EMRG MKT464286533275549665SHSOLE 0049665ISHARESMIN VOL GBL ETF464286525384848545SHSOLE 0048545ISHARESMODERT ALLOC ETF46428987560016125SHSOLE 0016125ISHARESMSCI AUST ETF4642861037211332306SHSOLE 00332306ISHARESMSCI EURO FL ETF4642891802159854SHSOLE 009854ISHARESMSCI EURZONE ETF464286608127731662SHSOLE 0031662ISHARESMSCI STH KOR ETF464286772628492748SHSOLE 0092748ISHARES GOLD TRUSTISHARES4642851054334363633SHSOLE 00363633ISHARES INCCORE MSCI EMKT46434G103370973749SHSOLE 0073749ISHARES SILVER TRUSTISHARES46428Q10988656412SHSOLE 0056412ISHARES TR1-3 YR CR BD ETF464288646412939215SHSOLE 0039215ISHARES TR1-3 YR TR BD ETF464287457756289575SHSOLE 0089575ISHARES TR20 YR TR BD ETF464287432996979364SHSOLE 0079364ISHARES TR3-7 YR TR BD ETF464288661328726631SHSOLE 0026631ISHARES TR7-10YR TR BD ETF464287440604556728SHSOLE 0056728ISHARES TRCOHEN&STEER REIT4642875647397287SHSOLE 007287ISHARES TRCORE DIV GRWTH46434V621138044096SHSOLE 0044096ISHARES TRCORE HIGH DV ETF46429B663750890267SHSOLE 0090267ISHARES TRCORE MSCI EAFE46432F84216460270310SHSOLE 00270310ISHARES TRCORE MSCI TOTAL46432F834307653630SHSOLE 0053630ISHARES TRCORE S&P MCP ETF46428750719655112954SHSOLE 00112954ISHARES TRCORE S&P SCP ETF46428780420103286679SHSOLE 00286679ISHARES TRCORE S&P TTL STK46428715011303204033SHSOLE 00204033ISHARES TRCORE S&P US ETF464287671115023865SHSOLE 0023865ISHARES TRCORE S&P VLU ETF4642876633196251SHSOLE 006251ISHARES TRCORE S&P500 ETF46428720045515186984SHSOLE 00186984ISHARES TRCORE US AGGBD ET46428722634478314903SHSOLE 00314903ISHARES TRDOW JONES US ETF464287846200516540SHSOLE 0016540ISHARES TREAFE GRWTH ETF4642888854496072SHSOLE 006072ISHARES TREAFE SML CP ETF464288273101417540SHSOLE 0017540ISHARES TREAFE VALUE ETF464288877193937370SHSOLE 0037370ISHARES TRFLTG RATE BD ETF46429B655265852273SHSOLE 0052273ISHARES TRGLB CNSM STP ETF464288737154615133SHSOLE 0015133ISHARES TRGLB INFRASTR ETF464288372247056195SHSOLE 0056195ISHARES TRGLOB HLTHCRE ETF464287325123411285SHSOLE 0011285ISHARES TRGLOBAL 100 ETF4642875722793333SHSOLE 003333ISHARES TRGLOBAL FINLS ETF464287333108717215SHSOLE 0017215ISHARES TRHDG MSCI EAFE46434V803187465888SHSOLE 0065888ISHARES TRIBOXX HI YD ETF464288513376642552SHSOLE 0042552ISHARES TRIBOXX INV CP ETF464287242792365726SHSOLE 0065726ISHARES TRINTERM CR BD ETF4642886384043680SHSOLE 003680ISHARES TRINTL DEV RE ETF46428848986130234SHSOLE 0030234ISHARES TRINTL SEL DIV ETF464288448313995828SHSOLE 0095828ISHARES TRINTL TREA BD ETF464288117192320045SHSOLE 0020045ISHARES TRIRELAND CAPD ETF46429B5072074701SHSOLE 004701ISHARES TRJP MOR EM MK ETF464288281300026265SHSOLE 0026265ISHARES TRMBS ETF464288588240322510SHSOLE 0022510ISHARES TRMICRO-CAP ETF4642888695265850SHSOLE 005850ISHARES TRMIN VOL EAFE ETF46429B68922315322112SHSOLE 00322112ISHARES TRMIN VOL USA ETF46429B69739766812473SHSOLE 00812473ISHARES TRMRGSTR MD CP ETF464288208310518340SHSOLE 0018340ISHARES TRMRNGSTR LG-CP ET464287127172011778SHSOLE 0011778ISHARES TRMRNGSTR LG-CP GR46428711913909949SHSOLE 009949ISHARES TRMRNING SM CP ETF4642887033182273SHSOLE 002273ISHARES TRMSCI EAFE ETF46428746517420267231SHSOLE 00267231ISHARES TRMSCI EMG MKT ETF464287234392895126SHSOLE 0095126ISHARES TRMSCI INDIA ETF46429B5982136647SHSOLE 006647ISHARES TRMSCI KLD400 SOC4642885702322593SHSOLE 002593ISHARES TRMTG REL ETF NEW46435G342133628836SHSOLE 0028836ISHARES TRMULTIFACTOR USA46434V282108037530SHSOLE 0037530ISHARES TRN AMER TECH ETF46428754913239143SHSOLE 009143ISHARES TRNA NAT RES46428737446014743SHSOLE 0014743ISHARES TRNASDQ BIOTEC ETF464287556336910846SHSOLE 0010846ISHARES TRNATIONAL MUN ETF464288414139712702SHSOLE 0012702ISHARES TRRUS 1000 ETF464287622514638097SHSOLE 0038097ISHARES TRRUS 1000 GRW ETF46428761433126278246SHSOLE 00278246ISHARES TRRUS 1000 VAL ETF46428759815447132696SHSOLE 00132696ISHARES TRRUS 2000 GRW ETF464287648856650651SHSOLE 0050651ISHARES TRRUS 2000 VAL ETF464287630255821514SHSOLE 0021514ISHARES TRRUS MD CP GR ETF464287481919385080SHSOLE 0085080ISHARES TRRUS MDCP VAL ETF464287473165719722SHSOLE 0019722ISHARES TRRUS MID CAP ETF464287499493825690SHSOLE 0025690ISHARES TRRUSSELL 2000 ETF464287655786255892SHSOLE 0055892ISHARES TRRUSSELL 3000 ETF46428768914049745SHSOLE 009745ISHARES TRS&P 100 ETF464287101147613794SHSOLE 0013794ISHARES TRS&P 500 GRWT ETF464287309330724154SHSOLE 0024154ISHARES TRS&P 500 VAL ETF464287408310029541SHSOLE 0029541ISHARES TRS&P MC 400GR ETF464287606704235762SHSOLE 0035762ISHARES TRS&P MC 400VL ETF46428770510417015SHSOLE 007015ISHARES TRSELECT DIVID ETF46428716812029130575SHSOLE 00130575ISHARES TRSP SMCP600GR ETF464287887372423872SHSOLE 0023872ISHARES TRSP SMCP600VL ETF464287879523437410SHSOLE 0037410ISHARES TRTIPS BD ETF464287176755266601SHSOLE 0066601ISHARES TRTRANS AVG ETF4642871928504942SHSOLE 004942ISHARES TRU.S. AER&DEF ETF464288760433827526SHSOLE 0027526ISHARES TRU.S. BAS MTL ETF4642878382132400SHSOLE 002400ISHARES TRU.S. CNSM GD ETF4642878124884021SHSOLE 004021ISHARES TRU.S. ENERGY ETF46428779643712277SHSOLE 0012277ISHARES TRU.S. INDS ETF4642877543082354SHSOLE 002354ISHARES TRU.S. PFD STK ETF4642886875330135728SHSOLE 00135728ISHARES TRU.S. REAL ES ETF464287739146618397SHSOLE 0018397ISHARES TRU.S. TECH ETF464287721226416220SHSOLE 0016220ISHARES TRU.S. UTILITS ETF464287697151911644SHSOLE 0011644ISHARES TRUS CREDIT BD ETF464288620222519892SHSOLE 0019892ISHARES TRUS HLTHCARE ETF46428776214158536SHSOLE 008536ISHARES TRUS HLTHCR PR ETF4642888284533060SHSOLE 003060ISHARES TRUS REGNL BKS ETF464288778125827699SHSOLE 0027699ISHARES TRUS TREASURY ETF46429B267184673230SHSOLE 0073230ISHARES TRUSA ESG SLCT ETF4642888028027869SHSOLE 007869ISHARES TRUSA MOMENTUM FCT46432F396157317719SHSOLE 0017719ISHARES TRUSA VALUE FACTOR46432F3883424649SHSOLE 004649ISHARES U S ETF TRSHT MAT BD ETF46431W50765213002SHSOLE 0013002J P MORGAN EXCHANGE TRADED FJPMORGAN DIVER46641Q407127419527SHSOLE 0019527JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI47804J206237976446SHSOLE 0076446JOHNSON & JOHNSONCOM478160104857764881SHSOLE 0064881JOHNSON CTLS INTL PLCSHSG515021052094875SHSOLE 004875JONES ENERGY INCCOM CL A48019R10810465606SHSOLE 0065606JPMORGAN CHASE & COALERIAN ML ETN46625H36545615300SHSOLE 0015300JPMORGAN CHASE & COCOM46625H100538258965SHSOLE 0058965KANSAS CITY SOUTHERNCOM NEW4851703022332219SHSOLE 002219KELLOGG COCOM4878361082313319SHSOLE 003319KEYCORP NEWCOM49326710826314144SHSOLE 0014144KIMBERLY CLARK CORPCOM494368103197815304SHSOLE 0015304KINDER MORGAN INC DELCOM49456B10157929915SHSOLE 0029915KOPIN CORPCOM5006001017119000SHSOLE 0019000KRAFT HEINZ COCOM50075410689210426SHSOLE 0010426KROGER COCOM50104410124010285SHSOLE 0010285LAZARD GLB TTL RET&INCM FD ICOM52106W10320212455SHSOLE 0012455LEAR CORPCOM NEW5218652045623950SHSOLE 003950LEGGETT & PLATT INCCOM5246601073196020SHSOLE 006020LILLY ELI & COCOM53245710896711806SHSOLE 0011806LINCOLN ELEC HLDGS INCCOM533900106114312403SHSOLE 0012403LITHIA MTRS INCCL A5367971035946387SHSOLE 006387LLOYDS BANKING GROUP PLCSPONSORED ADR5394391091829517428SHSOLE 00517428LOCKHEED MARTIN CORPCOM539830109337212112SHSOLE 0012112LOWES COS INCCOM5486611077629799SHSOLE 009799MACQUARIE FT TR GB INF UT DICOM55607W10021816680SHSOLE 0016680MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106141419788SHSOLE 0019788MAIN STREET CAPITAL CORPCOM56035L104113229433SHSOLE 0029433MAINSTAY DEFINEDTERM MN OPPCOM56064K10030915737SHSOLE 0015737MANULIFE FINL CORPCOM56501R10625713662SHSOLE 0013662MARRIOTT INTL INC NEWCL A5719032022592582SHSOLE 002582MARTIN MARIETTA MATLS INCCOM5732841062661201SHSOLE 001201MASCO CORPCOM5745991062075411SHSOLE 005411MASTERCARD INCORPORATEDCL A57636Q1043402798SHSOLE 002798MCDONALDS CORPCOM580135101227314867SHSOLE 0014867MCKESSON CORPCOM58155Q1032861753SHSOLE 001753MDU RES GROUP INCCOM55269010929511227SHSOLE 0011227MEDICAL PPTYS TRUST INCCOM58463J30417113335SHSOLE 0013335MEDTRONIC PLCSHSG5960L1034144666SHSOLE 004666MERCK & CO INCCOM58933Y105311748662SHSOLE 0048662MERCURY GENL CORP NEWCOM5894001002634880SHSOLE 004880METLIFE INCCOM59156R10868712543SHSOLE 0012543MICRON TECHNOLOGY INCCOM59511210387429422SHSOLE 0029422MICROSEMI CORPCOM5951371002806000SHSOLE 006000MICROSOFT CORPCOM594918104535277561SHSOLE 0077561MONDELEZ INTL INCCL A60920710553912542SHSOLE 0012542MONOGRAM RESIDENTIAL TR INCCOM60979P10523424073SHSOLE 0024073MONSANTO CO NEWCOM61166W1012892443SHSOLE 002443NATIONAL FUEL GAS CO N JCOM6361801012604605SHSOLE 004605NETFLIX INCCOM64110L10613969373SHSOLE 009373NEW MTN FIN CORPCOM64755110015310441SHSOLE 0010441NEW YORK CMNTY BANCORP INCCOM64944510321316096SHSOLE 0016096NEW YORK MTG TR INCCOM PAR $.0264960450116025897SHSOLE 0025897NEW YORK REIT INCCOM64976L10957566501SHSOLE 0066501NEWELL BRANDS INCCOM6512291062634920SHSOLE 004920NEXSTAR MEDIA GROUP INCCL A65336K1032604367SHSOLE 004367NEXTERA ENERGY INCCOM65339F101166511896SHSOLE 0011896NIKE INCCL B654106103351959586SHSOLE 0059586NOBLE CORP PLCSHS USDG654311015113808SHSOLE 0013808NORDIC AMERICAN TANKERS LIMICOMG657731069214400SHSOLE 0014400NORDSTROM INCCOM6556641002695583SHSOLE 005583NORTHERN TR CORPCOM6658591042052120SHSOLE 002120NORTHROP GRUMMAN CORPCOM6668071023251261SHSOLE 001261NORTHWEST NAT GAS COCOM6676551042464113SHSOLE 004113NOVARTIS A GSPONSORED ADR66987V1094485341SHSOLE 005341NUCOR CORPCOM6703461054938477SHSOLE 008477NUVEEN BUILD AMER BD FDCOM67074C10347822825SHSOLE 0022825NUVEEN CA QUALTY MUN INCOMECOM67066Y10552935259SHSOLE 0035259NUVEEN CALIFORNIA AMT QLT MUCOM67065110818511825SHSOLE 0011825NUVEEN ENHANCED MUN VALUE FDCOM67074M10120014000SHSOLE 0014000NUVEEN FLOATING RATE INCOMECOM67072T10813311284SHSOLE 0011284NUVEEN MUN VALUE FD INCCOM67092810017217315SHSOLE 0017315NUVEEN S&P 500 BUY-WRITE INCCOM6706ER1011683121580SHSOLE 00121580NUVEEN SELECT MAT MUN FDSH BEN INT67061T10124624450SHSOLE 0024450NUVEEN TAX ADVANTAGED DIV GRCOM67073G10538724200SHSOLE 0024200NVIDIA CORPCOM67066G104335123226SHSOLE 0023226NVIDIA CORPCOM67066G1046600SHPutSOLE 00600OBSIDIAN ENERGY LTDCOM6744821042317937SHSOLE 0017937OCCIDENTAL PETE CORP DELCOM6745991052203665SHSOLE 003665OLD REP INTL CORPCOM68022310445923352SHSOLE 0023352OMEGA HEALTHCARE INVS INCCOM68193610095428981SHSOLE 0028981ONEBEACON INSURANCE GROUP LTCL AG6774210921912000SHSOLE 0012000ONEOK INC NEWCOM6826801032194239SHSOLE 004239ONEOK PARTNERS LPUNIT LTD PARTN68268N1033306467SHSOLE 006467OPPENHEIMER REV WEIGHTD ETFULTRA DIVID REV68386C401102730354SHSOLE 0030354ORACLE CORPCOM68389X105165332920SHSOLE 0032920ORCHID IS CAP INCCOM68571X1031021103551SHSOLE 00103551ORGANOVO HLDGS INCCOM68620A1043714202SHSOLE 0014202PACCAR INCCOM6937181082043079SHSOLE 003079PACER FDS TRTRENDP 450 ETF69374H2042067220SHSOLE 007220PACER FDS TRTRENDP 750 ETF69374H10545517479SHSOLE 0017479PALATIN TECHNOLOGIES INCCOM PAR $ .01696077403716155SHSOLE 0016155PAYCHEX INCCOM70432610787215336SHSOLE 0015336PAYPAL HLDGS INCCOM70450Y1032544767SHSOLE 004767PDL BIOPHARMA INCCOM69329Y1042711000SHSOLE 0011000PENGROWTH ENERGY CORPCOM70706P10419062424539SHSOLE 002424539PENNEY J C INCCOM7081601066213163SHSOLE 0013163PEPSICO INCCOM713448108308026607SHSOLE 0026607PFIZER INCCOM7170811033622108084SHSOLE 00108084PFIZER INCCOM7170811031400SHCallSOLE 00400PG&E CORPCOM69331C108100815180SHSOLE 0015180PHILIP MORRIS INTL INCCOM718172109274923478SHSOLE 0023478PHILLIPS 66COM7185461047979626SHSOLE 009626PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D1062109310SHSOLE 009310PIMCO ETF TRACTIVE BD ETF72201R775521049152SHSOLE 0049152PIMCO ETF TRENHAN SHRT MA AC72201R833222721856SHSOLE 0021856PIMCO HIGH INCOME FDCOM SHS72201410710812399SHSOLE 0012399PIMCO NEW YORK MUN INCM FD 1COM72201E10526627151SHSOLE 0027151PIMCO STRATEGIC INCOME FD INCOM72200X10423022747SHSOLE 0022747PIONEER NAT RES COCOM7237871072061290SHSOLE 001290PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310569326374SHSOLE 0026374PNC FINL SVCS GROUP INCCOM6934751052361899SHSOLE 001899POTASH CORP SASK INCCOM73755L10717410707SHSOLE 0010707POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10573551041SHSOLE 0051041POWERSHARES ETF TR IIEX RTE SEN LOW73937B563206867745SHSOLE 0067745POWERSHARES ETF TR IIFDM HG YLD RAFI73936T5573053160640SHSOLE 00160640POWERSHARES ETF TR IIINSUR NATL MUN73936T47460123638SHSOLE 0023638POWERSHARES ETF TR IIKBW BK PORT73937B746183536936SHSOLE 0036936POWERSHARES ETF TR IIKBW RG BK PORT73937B712115421445SHSOLE 0021445POWERSHARES ETF TR IIPFD PORTFOLIO73936T5651607106212SHSOLE 00106212POWERSHARES ETF TR IIPWRS INT BUYBK73937B62151916135SHSOLE 0016135POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6544617114759SHSOLE 00114759POWERSHARES ETF TR IIS&P400 LOVL PT73937B647200746272SHSOLE 0046272POWERSHARES ETF TR IIS&P500 LOW VOL73937B7797353164568SHSOLE 00164568POWERSHARES ETF TR IIS&P600 LOVL PT73937B6392646082SHSOLE 006082POWERSHARES ETF TR IISOVEREIGN DEBT73936T57354318630SHSOLE 0018630POWERSHARES ETF TR IIVAR RATE PFD POR73937B5972399174SHSOLE 009174POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6903958401SHSOLE 008401POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532415146SHSOLE 005146POWERSHARES ETF TRUSTDYN BLDG CNSTR73935X66639213010SHSOLE 0013010POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862484635SHSOLE 004635POWERSHARES ETF TRUSTDYNM LRG CP GR73935X6092025600SHSOLE 005600POWERSHARES ETF TRUSTDYNM LRG CP VL73935X7083088567SHSOLE 008567POWERSHARES ETF TRUSTFINL PFD PTFL73935X22920410711SHSOLE 0010711POWERSHARES ETF TRUSTFTSE RAFI 100073935X5835535343SHSOLE 005343POWERSHARES ETF TRUSTFTSE US1500 SM73935X5672171827SHSOLE 001827POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X302147687623SHSOLE 0087623POWERSHARES ETF TRUSTINTL DIV ACHV73935X71617111181SHSOLE 0011181POWERSHARES ETF TRUSTS&P 500 QLTY PRT73935X6829085324787SHSOLE 00324787POWERSHARES ETF TRUSTZACKS MC PRTFL73935X74036920505SHSOLE 0020505POWERSHARES ETF TRUST IICEF INC COMPST73936Q84342518103SHSOLE 0018103POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q108138654251SHSOLE 0054251POWERSHARES ETF TRUST IIGLBL ST HI YLD73936Q7102399825SHSOLE 009825POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q81943411711SHSOLE 0011711POWERSHARES ETF TRUST IISENIOR LN PORT73936Q7692068938SHSOLE 008938POWERSHARES QQQ TRUSTUNIT SER 173935A10429195211935SHSOLE 00211935POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D1072038200SHSOLE 008200PPG INDS INCCOM6935061075975425SHSOLE 005425PPL CORPCOM69351T10692523872SHSOLE 0023872PRAXAIR INCCOM74005P1042011521SHSOLE 001521PRICE T ROWE GROUP INCCOM74144T108131717736SHSOLE 0017736PROCTER AND GAMBLE COCOM742718109748085986SHSOLE 0085986PROSHARES TRMDCP 400 DIVID74347B6803136093SHSOLE 006093PROSHARES TRPSHS LC COR PLUS74347R24889514903SHSOLE 0014903PROSHARES TRRUSS 2000 DIVD74347B6983105668SHSOLE 005668PROSHARES TRS&P 500 DV ARIST74348A467158827471SHSOLE 0027471PROSHARES TRSHORT S&P 500 NE74347B42544813404SHSOLE 0013404PROSPECT CAPITAL CORPORATIONCOM74348T10254166790SHSOLE 0066790PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK82222000PRNSOLE 0022000PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL6944923000PRNSOLE 00923000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM48482000PRNSOLE 0082000PRUDENTIAL FINL INCCOM7443201023833556SHSOLE 003556PUBLIC STORAGECOM74460D1096463100SHSOLE 003100QUALCOMM INCCOM747525103523994994SHSOLE 0094994RAIT FINANCIAL TRUSTCOM NEW7492276091348620031SHSOLE 00620031RAYTHEON COCOM NEW7551115076724183SHSOLE 004183REALTY INCOME CORPCOM756109104214838753SHSOLE 0038753REPUBLIC SVCS INCCOM7607591002113300SHSOLE 003300RESTAURANT BRANDS INTL INCCOM76131D10380212842SHSOLE 0012842RETAIL PPTYS AMER INCCL A76131V20217914618SHSOLE 0014618REYNOLDS AMERICAN INCCOM7617131064597048SHSOLE 007048RIVERNORTH DOUBLELINE STRATECOM76882G10769135300SHSOLE 0035300ROCKWELL AUTOMATION INCCOM7739031095113161SHSOLE 003161ROCKWELL COLLINS INCCOM7743411012732612SHSOLE 002612ROYAL DUTCH SHELL PLCSPON ADR B780259107410275627SHSOLE 0075627ROYAL DUTCH SHELL PLCSPONS ADR A7802592064117738SHSOLE 007738RYDEX ETF TRUSTGUG S&P SC600 PV78355W70081912328SHSOLE 0012328RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10647540513012SHSOLE 00513012RYDEX ETF TRUSTGUG S&P500 EWCON78355W8742391922SHSOLE 001922RYDEX ETF TRUSTGUG S&P500 PU GR78355W4032873054SHSOLE 003054RYDEX ETF TRUSTGUG S&P500 PU VA78355W304154926052SHSOLE 0026052RYDEX ETF TRUSTGUG S&P500EQWTHC78355W8412181253SHSOLE 001253RYDEX ETF TRUSTGUG S&P500EQWTMA78355W8252672708SHSOLE 002708RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8179948005SHSOLE 008005RYDEX ETF TRUSTGUGGENHM S&P 40078355W5774547654SHSOLE 007654SABRA HEALTH CARE REIT INCCOM78573L10650521160SHSOLE 0021160SALESFORCE COM INCCOM79466L3022572974SHSOLE 002974SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A1023411798SHSOLE 0011798SCHLUMBERGER LTDCOM80685710894114309SHSOLE 0014309SCHULMAN A INCCOM80819410436511400SHSOLE 0011400SCHWAB STRATEGIC TRINTL EQTY ETF8085248053717116984SHSOLE 00116984SCHWAB STRATEGIC TRINTRM TRM TRES808524854432180068SHSOLE 0080068SCHWAB STRATEGIC TRUS BRD MKT ETF8085241022664527SHSOLE 004527SCHWAB STRATEGIC TRUS DIVIDEND EQ80852479754311815SHSOLE 0011815SCHWAB STRATEGIC TRUS LCAP GR ETF808524300275243513SHSOLE 0043513SCHWAB STRATEGIC TRUS MID-CAP ETF8085245082314783SHSOLE 004783SCHWAB STRATEGIC TRUS REIT ETF8085248472305551SHSOLE 005551SCHWAB STRATEGIC TRUS SML CAP ETF8085246072303616SHSOLE 003616SCHWAB STRATEGIC TRUS TIPS ETF80852487070812869SHSOLE 0012869SCORPIO TANKERS INCSHSY7542C106548137660SHSOLE 00137660SCOTTS MIRACLE GRO COCL A8101861062472786SHSOLE 002786SEADRILL LIMITEDSHSG7945E105211100SHSOLE 0011100SEAGATE TECHNOLOGY PLCSHSG7945M1073448856SHSOLE 008856SELECT INCOME REITCOM SH BEN INT81618T100160466643SHSOLE 0066643SELECT SECTOR SPDR TRENERGY81369Y506474573252SHSOLE 0073252SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407396444048SHSOLE 0044048SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3087638138846SHSOLE 00138846SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209127616045SHSOLE 0016045SELECT SECTOR SPDR TRSBI INT-FINL81369Y6053608146101SHSOLE 00146101SELECT SECTOR SPDR TRSBI INT-INDS81369Y704242835516SHSOLE 0035516SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8864348379SHSOLE 008379SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002845306SHSOLE 005306SELECT SECTOR SPDR TRTECHNOLOGY81369Y803503192216SHSOLE 0092216SEMPRA ENERGYCOM8168511099838704SHSOLE 008704SENIOR HSG PPTYS TRSH BEN INT81721M1092059977SHSOLE 009977SENSEONICS HLDGS INCCOM81727U1055027800SHSOLE 0027800SHOPIFY INCCL A82509L1077558650SHSOLE 008650SIMON PPTY GROUP INC NEWCOM8288061093532193SHSOLE 002193SIRIUS XM HLDGS INCCOM82968B1039617855SHSOLE 0017855SIX FLAGS ENTMT CORP NEWCOM83001A1023155276SHSOLE 005276SKYWORKS SOLUTIONS INCCOM83088M1025275447SHSOLE 005447SMUCKER J M COCOM NEW8326964056985875SHSOLE 005875SNAP INCCL A83304A10630617327SHSOLE 0017327SNAP ON INCCOM8330341014612902SHSOLE 002902SOLAR CAP LTDCOM83413U10067330750SHSOLE 0030750SOLAR SR CAP LTDCOM83416M10524114500SHSOLE 0014500SOUTHERN COCOM842587107360175252SHSOLE 0075252SOUTHWEST AIRLS COCOM84474110877612508SHSOLE 0012508SPDR DOW JONES INDL AVRG ETFUT SER 178467X109385618034SHSOLE 0018034SPDR GOLD TRUSTGOLD SHS78463V107402934106SHSOLE 0034106SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7494369126SHSOLE 009126SPDR INDEX SHS FDSDJ INTL RL ETF78463X8633509222SHSOLE 009222SPDR INDEX SHS FDSEURO STOXX 5078463X202134834783SHSOLE 0034783SPDR INDEX SHS FDSMSCI ACWI EXUS78463X848103329012SHSOLE 0029012SPDR S&P 500 ETF TRTR UNIT78462F10338910160863SHSOLE 00160863SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10712153817SHSOLE 003817SPDR SER TRBLOMBERG BRC INV78468R2003778123147SHSOLE 00123147SPDR SER TRBLOOMBERG SRT TR78468R4084776170226SHSOLE 00170226SPDR SER TRDORSEY WRGT FI78468R713126349184SHSOLE 0049184SPDR SER TRNUVEEN BLMBRG SR78468R7392595350SHSOLE 005350SPDR SER TRSSGA US LRG ETF78468R804129214900SHSOLE 0014900SPDR SER TRSSGA US SMAL ETF78468R8874044382SHSOLE 004382SPDR SERIES TRUSTAEROSPACE DEF78464A6316469223SHSOLE 009223SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A35997819709SHSOLE 0019709SPDR SERIES TRUSTBLOMBERG BRC SRT78464A47454217714SHSOLE 0017714SPDR SERIES TRUSTBLOMBERG INTL TR78464A51666123831SHSOLE 0023831SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41740310913SHSOLE 0010913SPDR SERIES TRUSTMORGAN TECH ETF78464A102256735244SHSOLE 0035244SPDR SERIES TRUSTS&P 400 MDCP GRW78464A821198513906SHSOLE 0013906SPDR SERIES TRUSTS&P 400 MDCP VAL78464A8399489754SHSOLE 009754SPDR SERIES TRUSTS&P 600 SMCP GRW78464A201257411934SHSOLE 0011934SPDR SERIES TRUSTS&P 600 SML CAP78464A8135504454SHSOLE 004454SPDR SERIES TRUSTS&P CAP MKTS78464A771226646166SHSOLE 0046166SPDR SERIES TRUSTS&P DIVID ETF78464A763384143124SHSOLE 0043124SPDR SERIES TRUSTS&P HOMEBUILD78464A88849012792SHSOLE 0012792SPDR SERIES TRUSTS&P REGL BKG78464A6986182112670SHSOLE 00112670SPHERE 3D CORP NEWCOM84841L100212142SHSOLE 0012142SPIRIT RLTY CAP INC NEWCOM84860W10237650599SHSOLE 0050599SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848194139507SHSOLE 0039507STANLEY BLACK & DECKER INCCOM8545021013512499SHSOLE 002499STARBUCKS CORPCOM855244109190932696SHSOLE 0032696STARWOOD PPTY TR INCNOTE 3.750%10/185571BAC95050000PRNSOLE 0050000STERICYCLE INCDEP PFD A 1/108589122075458217SHSOLE 008217STMICROELECTRONICS N VNY REGISTRY86101210215610840SHSOLE 0010840STRYKER CORPCOM8636671014563281SHSOLE 003281STURM RUGER & CO INCCOM8641591083736023SHSOLE 006023SUNCOR ENERGY INC NEWCOM8672241072679179SHSOLE 009179SYNOPSYS INCCOM8716071073665012SHSOLE 005012SYSCO CORPCOM87182910784416644SHSOLE 0016644TARGET CORPCOM87612E10667312885SHSOLE 0012885TC PIPELINES LPUT COM LTD PRT87233Q1082043705SHSOLE 003705TEEKAY LNG PARTNERS L PPRTNRSP UNITSY8564M105107368761SHSOLE 0068761TELEDYNE TECHNOLOGIES INCCOM8793601052702115SHSOLE 002115TESLA INCCOM88160R10114954141SHSOLE 004141TETRA TECHNOLOGIES INC DELCOM88162F1054215100SHSOLE 0015100THE TRADE DESK INCCOM CL A88339J10580015990SHSOLE 0015990THERAPEUTICSMD INCCOM88338N10721440800SHSOLE 0040800THL CR INCCOM87243810613613610SHSOLE 0013610TIER REIT INCCOM NEW88650V20839821584SHSOLE 0021584TIME WARNER INCCOM NEW8873173034724705SHSOLE 004705TJX COS INC NEWCOM87254010982211446SHSOLE 0011446TORTOISE MLP FD INCCOM89148B10144223029SHSOLE 0023029TOTAL S ASPONSORED ADR89151E109271754879SHSOLE 0054879TRACTOR SUPPLY COCOM8923561064007460SHSOLE 007460TRANSOCEAN LTDREG SHSH8817H1001302158410SHSOLE 00158410TRAVELERS COMPANIES INCCOM89417E10911238892SHSOLE 008892TRIVAGO N VSPON ADS A SHS89686D1052108875SHSOLE 008875ULTA BEAUTY INCCOM90384S303217754SHSOLE 00754ULTRA PETROLEUM CORPCOM NEW90391420812211268SHSOLE 0011268UNDER ARMOUR INCCL A90431110778436252SHSOLE 0036252UNDER ARMOUR INCCL C90431120621510673SHSOLE 0010673UNION PAC CORPCOM907818108118310856SHSOLE 0010856UNITED BANKSHARES INC WEST VCOM90990710740810250SHSOLE 0010250UNITED PARCEL SERVICE INCCL B911312106158214249SHSOLE 0014249UNITED RENTALS INCCOM9113631093823407SHSOLE 003407UNITED STATES NATL GAS FUNDUNIT PAR $0.0019123182011676247570SHSOLE 00247570UNITED STATES OIL FUND LPUNITS91232N1081471155027SHSOLE 00155027UNITED TECHNOLOGIES CORPCOM913017109224918501SHSOLE 0018501UNITEDHEALTH GROUP INCCOM91324P102221311912SHSOLE 0011912US BANCORP DELCOM NEW90297330469013285SHSOLE 0013285V F CORPCOM9182041082884981SHSOLE 004981VALE S AADR91912E1052611299509SHSOLE 00299509VALERO ENERGY CORP NEWCOM91913Y1005227781SHSOLE 007781VANECK VECTORS ETF TRFALLEN ANGEL HG92189F4372137236SHSOLE 007236VANECK VECTORS ETF TRGOLD MINERS ETF92189F106195188136SHSOLE 0088136VANECK VECTORS ETF TRJP MORGAN MKTS92189F494133770647SHSOLE 0070647VANGUARD ADMIRAL FDS INC500 GRTH IDX F921932505209017020SHSOLE 0017020VANGUARD ADMIRAL FDS INC500 VAL IDX FD921932703160815894SHSOLE 0015894VANGUARD ADMIRAL FDS INCMIDCP 400 IDX921932885166714191SHSOLE 0014191VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX921932828292822833SHSOLE 0022833VANGUARD BD INDEX FD INCINTERMED TERM9219378196547754SHSOLE 007754VANGUARD BD INDEX FD INCLONG TERM BOND9219377934805144SHSOLE 005144VANGUARD BD INDEX FD INCSHORT TRM BOND921937827228828689SHSOLE 0028689VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783514756180507SHSOLE 00180507VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407246945314SHSOLE 0045314VANGUARD INDEX FDSEXTEND MKT ETF922908652184618059SHSOLE 0018059VANGUARD INDEX FDSGROWTH ETF92290873615580122595SHSOLE 00122595VANGUARD INDEX FDSLARGE CAP ETF9229086375655074SHSOLE 005074VANGUARD INDEX FDSMCAP GR IDXVIP922908538191316227SHSOLE 0016227VANGUARD INDEX FDSMCAP VL IDXVIP922908512160715610SHSOLE 0015610VANGUARD INDEX FDSMID CAP ETF922908629382026769SHSOLE 0026769VANGUARD INDEX FDSREIT ETF9229085538663104315SHSOLE 00104315VANGUARD INDEX FDSS&P 500 ETF SHS9229083631098049466SHSOLE 0049466VANGUARD INDEX FDSSM CP VAL ETF922908611190515496SHSOLE 0015496VANGUARD INDEX FDSSMALL CP ETF922908751551340522SHSOLE 0040522VANGUARD INDEX FDSSML CP GRW ETF922908595200713750SHSOLE 0013750VANGUARD INDEX FDSTOTAL STK MKT92290876913170105878SHSOLE 00105878VANGUARD INDEX FDSVALUE ETF922908744279528907SHSOLE 0028907VANGUARD INTL EQUITY INDEX FALLWRLD EX US9220427755988119542SHSOLE 00119542VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428584103100570SHSOLE 00100570VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874462183706SHSOLE 0083706VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718197718313SHSOLE 0018313VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427424837111SHSOLE 007111VANGUARD MALVERN FDSSTRM INFPROIDX922020805428487032SHSOLE 0087032VANGUARD MUN BD FD INCTAX EXEMPT BD92290774682316009SHSOLE 0016009VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702432789SHSOLE 002789VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409341842669SHSOLE 0042669VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1022123516SHSOLE 003516VANGUARD SCOTTSDALE FDSVNG RUS1000IDX92206C7309048148SHSOLE 008148VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C714796678702SHSOLE 0078702VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C6232572109SHSOLE 002109VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6644163678SHSOLE 003678VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C6493673565SHSOLE 003565VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844562960734SHSOLE 0060734VANGUARD STAR FDVG TL INTL STK F92190976880515432SHSOLE 0015432VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438588635208746SHSOLE 00208746VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406742894985SHSOLE 0094985VANGUARD WORLD FDMEGA CAP VAL ETF9219108405087324SHSOLE 007324VANGUARD WORLD FDMEGA GRWTH IND9219108166596538SHSOLE 006538VANGUARD WORLD FDSCONSUM DIS ETF92204A1083982803SHSOLE 002803VANGUARD WORLD FDSCONSUM STP ETF92204A207179112700SHSOLE 0012700VANGUARD WORLD FDSENERGY ETF92204A3062032309SHSOLE 002309VANGUARD WORLD FDSFINANCIALS ETF92204A405214534259SHSOLE 0034259VANGUARD WORLD FDSHEALTH CAR ETF92204A504441329953SHSOLE 0029953VANGUARD WORLD FDSINF TECH ETF92204A7024703348SHSOLE 003348VANGUARD WORLD FDSMATERIALS ETF92204A801167313835SHSOLE 0013835VANGUARD WORLD FDSUTILITIES ETF92204A876123710764SHSOLE 0010764VENTAS INCCOM92276F1005938523SHSOLE 008523VEREIT INCCOM92339V1007542926944SHSOLE 00926944VERIZON COMMUNICATIONS INCCOM92343V1040200SHCallSOLE 00200VERIZON COMMUNICATIONS INCCOM92343V1041700SHPutSOLE 00700VERIZON COMMUNICATIONS INCCOM92343V1046693150554SHSOLE 00150554VISA INCCOM CL A92826C839251726857SHSOLE 0026857VODAFONE GROUP PLC NEWSPONSORED ADR92857W308145650586SHSOLE 0050586VOYA GLBL EQTY DIV & PREM OPCOM92912T1008310906SHSOLE 0010906VOYA PRIME RATE TRSH BEN INT92913A1002043379401SHSOLE 00379401VULCAN MATLS COCOM92916010911218930SHSOLE 008930W P CAREY INCCOM92936U10980312244SHSOLE 0012244WALGREENS BOOTS ALLIANCE INCCOM931427108175922437SHSOLE 0022437WAL-MART STORES INCCOM931142103209427596SHSOLE 0027596WASHINGTON FED INCCOM938824109143743280SHSOLE 0043280WASTE MGMT INC DELCOM94106L109129317666SHSOLE 0017666WATSCO INCCOM94262220010947100SHSOLE 007100WEB COM GROUP INCNOTE 1.000% 8/194733AAA21515000PRNSOLE 0015000WEBSTER FINL CORP CONNCOM947890109119322893SHSOLE 0022893WEC ENERGY GROUP INCCOM92939U1063125065SHSOLE 005065WELLS FARGO CO NEWCOM949746101214038540SHSOLE 0038540WELLS FARGO CO NEWPERP PFD CNV A949746804206156SHSOLE 00156WELLS FARGO UTILITIES AND HIWF UTILITIES INC94987E10924118660SHSOLE 0018660WELLTOWER INCCOM95040Q104251133569SHSOLE 0033569WESTERN ASSET MTG CAP CORPCOM95790D10522321681SHSOLE 0021681WESTERN ASSET MTG DEF OPPTYCOM95790B10928010520SHSOLE 0010520WESTROCK COCOM96145D10567611955SHSOLE 0011955WEYERHAEUSER COCOM96216610438911715SHSOLE 0011715WILLIAMS COS INC DELCOM9694571002869392SHSOLE 009392WINDSTREAM HLDGS INCCOM NEW97382A2005413802SHSOLE 0013802WISDOMTREE TRCURRNCY INT EQ97717X26329310293SHSOLE 0010293WISDOMTREE TREMER MKT HIGH FD97717W315224854977SHSOLE 0054977WISDOMTREE TREUROPE HEDGED EQ97717X701386662238SHSOLE 0062238WISDOMTREE TREUROPE SMCP DV97717W869227435208SHSOLE 0035208WISDOMTREE TRGERMANY HEDEQ FD97717W4482999900SHSOLE 009900WISDOMTREE TRINTL SMCAP DIV97717W7602473580SHSOLE 003580WISDOMTREE TRJP SMALLCP DIV97717W836122017300SHSOLE 0017300WISDOMTREE TRUS DIVID EX FNCL97717W406114313882SHSOLE 0013882WISDOMTREE TRUS LARGECAP DIVD97717W3072643140SHSOLE 003140WISDOMTREE TRUS LARGECAP VLU97717W5472183000SHSOLE 003000WISDOMTREE TRUS MIDCAP DIVID97717W505185118915SHSOLE 0018915WISDOMTREE TRUS MIDCP EARNING97717W57088724873SHSOLE 0024873WISDOMTREE TRUS SMALLCAP DIVD97717W6043183946SHSOLE 003946XCEL ENERGY INCCOM98389B10055011997SHSOLE 0011997XENIA HOTELS & RESORTS INCCOM984017103116460293SHSOLE 0060293YUM BRANDS INCCOM988498101141319216SHSOLE 0019216YUM CHINA HLDGS INCCOM98850P10956914295SHSOLE 0014295