0001104659-23-119464.txt : 20231117
0001104659-23-119464.hdr.sgml : 20231117
20231117144802
ACCESSION NUMBER: 0001104659-23-119464
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231116
FILED AS OF DATE: 20231117
DATE AS OF CHANGE: 20231117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gatto Mark
CENTRAL INDEX KEY: 0001553165
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00941
FILM NUMBER: 231417976
MAIL ADDRESS:
STREET 1: C/O CION INVESTMENT CORP.
STREET 2: 3 PARK AVENUE, 36TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CION Investment Corp
CENTRAL INDEX KEY: 0001534254
IRS NUMBER: 453058280
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-418-4700
MAIL ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: CĪON Investment Corp
DATE OF NAME CHANGE: 20111104
4
1
tm2331044-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-11-16
0
0001534254
CION Investment Corp
CION
0001553165
Gatto Mark
C/O CION INVESTMENT CORP.
100 PARK AVENUE, 25TH FL
NEW YORK
NY
10017
1
1
0
0
Co-Chairman & Co-CEO
0
Common stock, $0.001 par value
2023-11-16
4
P
0
905
11.05
A
42204.39
D
Mr. Gatto is the record holder of 10,905 shares, and CION Investment Group, LLC ("CIG") is the record holder of 62,598.77 shares that includes 5,932.67 shares acquired under the Issuer's distribution reinvestment plan. Mr. Gatto, together with another individual, controls CIG and, as a result, may be deemed to be the indirect beneficial owner of one-half of the shares held by CIG. As permitted by Rule 16a-1(a)(4) under the Exchange Act, Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.
/s/ Mark Gatto
2023-11-17