0001104659-23-067914.txt : 20230605 0001104659-23-067914.hdr.sgml : 20230605 20230605095231 ACCESSION NUMBER: 0001104659-23-067914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230601 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Franz Keith S CENTRAL INDEX KEY: 0001553169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 23991432 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP. STREET 2: 3 PARK AVENUE, 36TH FL CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-418-4700 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2317802-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-06-01 0 0001534254 CION Investment Corp CION 0001553169 Franz Keith S C/O CION INVESTMENT CORP. 100 PARK AVENUE, 25TH FL NEW YORK NY 10017 0 1 0 0 CFO & Treasurer 0 Common stock, $0.001 par value 2023-06-01 4 P 0 15715 9.52 A 71611.68 D Represents the aggregate of purchases effected on the same trading day at different prices. Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.40 to $9.57 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Includes 2,896.68 Shares of which an investment retirement account is the record holder that includes 396.68 shares acquired under the Issuer's distribution reinvestment plan. Mr. Franz is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account. /s/ Keith S. Franz 2023-06-05