0001104659-23-065585.txt : 20230526 0001104659-23-065585.hdr.sgml : 20230526 20230526200020 ACCESSION NUMBER: 0001104659-23-065585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230524 FILED AS OF DATE: 20230526 DATE AS OF CHANGE: 20230526 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRESNER GREGG A. CENTRAL INDEX KEY: 0001681896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 23971110 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP STREET 2: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-418-4700 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2317171-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-05-24 0 0001534254 CION Investment Corp CION 0001681896 BRESNER GREGG A. C/O CION INVESTMENT CORP 100 PARK AVENUE, 25TH FLOOR NEW YORK NY 10017 0 1 0 0 President & CIO 0 Common Stock, $0.001 par value 2023-05-24 4 P 0 1000 9.91 A 41099 I See Footnote Common Stock, $0.001 par value 2023-05-25 4 P 0 1000 9.81 A 42099 I See Footnote Common Stock, $0.001 par value 2023-05-26 4 P 0 2000 9.90 A 44099 D Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Purchase by an IRA of the Reporting Person. Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts. Includes two purchases by two IRAs of the Reporting Person at the same price. /s/ Gregg A. Bresner 2023-05-26