0001104659-23-065585.txt : 20230526
0001104659-23-065585.hdr.sgml : 20230526
20230526200020
ACCESSION NUMBER: 0001104659-23-065585
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230524
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRESNER GREGG A.
CENTRAL INDEX KEY: 0001681896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00941
FILM NUMBER: 23971110
MAIL ADDRESS:
STREET 1: C/O CION INVESTMENT CORP
STREET 2: 3 PARK AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CION Investment Corp
CENTRAL INDEX KEY: 0001534254
IRS NUMBER: 453058280
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-418-4700
MAIL ADDRESS:
STREET 1: 100 PARK AVENUE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: CĪON Investment Corp
DATE OF NAME CHANGE: 20111104
4
1
tm2317171-1_4seq1.xml
OWNERSHIP DOCUMENT
X0407
4
2023-05-24
0
0001534254
CION Investment Corp
CION
0001681896
BRESNER GREGG A.
C/O CION INVESTMENT CORP
100 PARK AVENUE, 25TH FLOOR
NEW YORK
NY
10017
0
1
0
0
President & CIO
0
Common Stock, $0.001 par value
2023-05-24
4
P
0
1000
9.91
A
41099
I
See Footnote
Common Stock, $0.001 par value
2023-05-25
4
P
0
1000
9.81
A
42099
I
See Footnote
Common Stock, $0.001 par value
2023-05-26
4
P
0
2000
9.90
A
44099
D
Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
Purchase by an IRA of the Reporting Person.
Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
Includes two purchases by two IRAs of the Reporting Person at the same price.
/s/ Gregg A. Bresner
2023-05-26