0001104659-22-062860.txt : 20220519 0001104659-22-062860.hdr.sgml : 20220519 20220519154629 ACCESSION NUMBER: 0001104659-22-062860 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220518 FILED AS OF DATE: 20220519 DATE AS OF CHANGE: 20220519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRESNER GREGG A. CENTRAL INDEX KEY: 0001681896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 22942680 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP STREET 2: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2216032-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-18 0 0001534254 CION Investment Corp CION 0001681896 BRESNER GREGG A. C/O CION INVESTMENT CORP 3 PARK AVENUE, 36TH FLOOR NEW YORK NY 10016 0 1 0 0 President & CIO Common Stock, $0.001 par value 2022-05-18 4 P 0 9000 11.08 A 24099 D Common Stock, $0.001 par value 2022-05-18 4 P 0 1000 11.20 A 25099 I See Footnote Represents the aggregate of purchases effected on the same trading day at different prices. Represents the weighted average purchase price per share. The shares were purchased at prices of $11.20 and $10.98 per share. Purchased by an IRA of the Reporting Person. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. /s/ Gregg A. Bresner 2022-05-19