0001104659-21-143825.txt : 20211126
0001104659-21-143825.hdr.sgml : 20211126
20211126101612
ACCESSION NUMBER: 0001104659-21-143825
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211123
FILED AS OF DATE: 20211126
DATE AS OF CHANGE: 20211126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Franz Keith S
CENTRAL INDEX KEY: 0001553169
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00941
FILM NUMBER: 211449628
MAIL ADDRESS:
STREET 1: C/O CION INVESTMENT CORP.
STREET 2: 3 PARK AVENUE, 36TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CION Investment Corp
CENTRAL INDEX KEY: 0001534254
IRS NUMBER: 453058280
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 212 - 418 - 4700
MAIL ADDRESS:
STREET 1: 3 PARK AVENUE
STREET 2: 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: CĪON Investment Corp
DATE OF NAME CHANGE: 20111104
4
1
tm2133978-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-11-23
0
0001534254
CION Investment Corp
CION
0001553169
Franz Keith S
C/O CION INVESTMENT CORP.
3 PARK AVENUE, 36TH FL
NEW YORK
NY
10016
0
1
0
0
CFO & Treasurer
Common stock, $0.001 par value
2021-11-23
4
P
0
5000
13.50
A
5000
D
Common stock, $0.001 par value
2021-11-24
4
P
0
10000
14.13
A
15000
D
Represents the aggregate of purchases effected on the same trading day at different prices.
Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.06 to $14.17 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
/s/ Keith S. Franz
2021-11-26