0001104659-21-143825.txt : 20211126 0001104659-21-143825.hdr.sgml : 20211126 20211126101612 ACCESSION NUMBER: 0001104659-21-143825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211123 FILED AS OF DATE: 20211126 DATE AS OF CHANGE: 20211126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Franz Keith S CENTRAL INDEX KEY: 0001553169 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 211449628 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP. STREET 2: 3 PARK AVENUE, 36TH FL CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2133978-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-23 0 0001534254 CION Investment Corp CION 0001553169 Franz Keith S C/O CION INVESTMENT CORP. 3 PARK AVENUE, 36TH FL NEW YORK NY 10016 0 1 0 0 CFO & Treasurer Common stock, $0.001 par value 2021-11-23 4 P 0 5000 13.50 A 5000 D Common stock, $0.001 par value 2021-11-24 4 P 0 10000 14.13 A 15000 D Represents the aggregate of purchases effected on the same trading day at different prices. Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.06 to $14.17 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. /s/ Keith S. Franz 2021-11-26