0001104659-21-143002.txt : 20211123 0001104659-21-143002.hdr.sgml : 20211123 20211123153553 ACCESSION NUMBER: 0001104659-21-143002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211123 FILED AS OF DATE: 20211123 DATE AS OF CHANGE: 20211123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRESNER GREGG A. CENTRAL INDEX KEY: 0001681896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00941 FILM NUMBER: 211438166 MAIL ADDRESS: STREET 1: C/O CION INVESTMENT CORP STREET 2: 3 PARK AVENUE, 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CION Investment Corp CENTRAL INDEX KEY: 0001534254 IRS NUMBER: 453058280 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212 - 418 - 4700 MAIL ADDRESS: STREET 1: 3 PARK AVENUE STREET 2: 36TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: CĪON Investment Corp DATE OF NAME CHANGE: 20111104 4 1 tm2133818-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-11-23 0 0001534254 CION Investment Corp CION 0001681896 BRESNER GREGG A. C/O CION INVESTMENT CORP 3 PARK AVENUE, 36TH FLOOR NEW YORK NY 10016 0 1 0 0 President & CIO Common Stock, $0.001 par value 2021-11-23 4 P 0 3200 13.54 A 15099 D /s/ Gregg A. Bresner 2021-11-23