0001213900-22-058039.txt : 20220922
0001213900-22-058039.hdr.sgml : 20220922
20220922164910
ACCESSION NUMBER: 0001213900-22-058039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220920
FILED AS OF DATE: 20220922
DATE AS OF CHANGE: 20220922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Broenniman Philip R
CENTRAL INDEX KEY: 0001781770
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40747
FILM NUMBER: 221259768
MAIL ADDRESS:
STREET 1: C/O CSS INDUSTRIES, INC.
STREET 2: 450 PLYMOUTH ROAD, SUITE 300
CITY: PLYMOUTH MEETING
STATE: PA
ZIP: 19462
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: authID Inc.
CENTRAL INDEX KEY: 0001534154
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1325 S. COLORADO BLVD.
STREET 2: BUILDING A, SUITE 322
CITY: DENVER
STATE: CO
ZIP: 80222
BUSINESS PHONE: 516-274-8700
MAIL ADDRESS:
STREET 1: 1624 MARKET ST. STE 226
STREET 2: UNIT 51767
CITY: DENVER
STATE: CO
ZIP: 80202-1559
FORMER COMPANY:
FORMER CONFORMED NAME: Ipsidy Inc.
DATE OF NAME CHANGE: 20170206
FORMER COMPANY:
FORMER CONFORMED NAME: ID Global Solutions Corp
DATE OF NAME CHANGE: 20141014
FORMER COMPANY:
FORMER CONFORMED NAME: IIM Global Corp
DATE OF NAME CHANGE: 20130107
4
1
ownership.xml
X0306
4
2022-09-20
0
0001534154
authID Inc.
AUID
0001781770
Broenniman Philip R
C/O AUTHID INC. 1325 S. COLORADO BLVD.,
BUILDING A, SUITE 322
DENVER
CO
80222
1
0
0
0
Common Stock, $.0001 par value
173973
D
Common Stock, $.0001 par value
353087
I
See footnote
Stock Options
3.03
2022-09-20
4
A
0
34966
3.03
A
2022-09-20
2032-09-20
Common Stock, $0.0001 par value per share
34966
34966
D
Senior Secured Convertible Note
3.70
2022-03-21
2025-03-21
Common Stock, $0.0001 par value per share
270270
270270
I
See Footnotes
Senior Secured Convertible Note
3.70
2022-03-21
2025-03-21
Common Stock, $0.0001 par value per share
27027
27027
D
Stock Options
15.16
2021-12-29
2031-12-29
Common Stock, $0.0001 par value per share
10238
10238
D
Stock Options
7.20
2021-05-05
2031-05-05
Common Stock, $0.0001 par value per share
388744
388744
D
Stock Options
2.10
2020-05-22
2025-05-22
Common Stock, $0.0001 par value per share
555556
555556
D
Warrants
4.95
2018-08-15
2023-08-15
Common Stock, $0.0001 par value per share
11667
11667
D
Warrants
2.64
2019-06-24
2024-06-23
Common Stock, $0.0001 par value per share
8750
8750
D
Mr. Broenniman is the Managing Partner of Varana Capital, LLC ("Varana Capital"), which, in turn, is the investment manager of and has dispositive control over the shares held by Varana Capital Focused, LP ("VCFLP"). By virtue of these relationships, in addition to the shares he holds personally, Mr. Broenniman may be deemed to beneficially own the shares held by Varana Capital Focused, LP.
The shares vest monthly in equal amounts over a one-year period.
383,334 of the shares vest upon meeting performance criteria.
/s/ Philip R. Broenniman
2022-09-22