0001213900-20-013521.txt : 20200527 0001213900-20-013521.hdr.sgml : 20200527 20200527160506 ACCESSION NUMBER: 0001213900-20-013521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200522 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kumnick Phillip L CENTRAL INDEX KEY: 0001796205 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54545 FILM NUMBER: 20915225 MAIL ADDRESS: STREET 1: J549 QUAIL RIDGE LANE STREET 2: PO BOX 564 CITY: ST. ALBANS STATE: MT ZIP: 63073 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ipsidy Inc. CENTRAL INDEX KEY: 0001534154 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 670 LONG BEACH BLVD. CITY: LONG BEACH STATE: NY ZIP: 11561 BUSINESS PHONE: 516-274-8700 MAIL ADDRESS: STREET 1: 670 LONG BEACH BLVD. CITY: LONG BEACH STATE: NY ZIP: 11561 FORMER COMPANY: FORMER CONFORMED NAME: ID Global Solutions Corp DATE OF NAME CHANGE: 20141014 FORMER COMPANY: FORMER CONFORMED NAME: IIM Global Corp DATE OF NAME CHANGE: 20130107 FORMER COMPANY: FORMER CONFORMED NAME: Silverwood Acquisition Corp DATE OF NAME CHANGE: 20111102 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2020-05-22 0 0001534154 Ipsidy Inc. IDTY 0001796205 Kumnick Phillip L C/O IPSIDY INC. 670 LONG BEACH BLVD. LONG BEACH, NY 11561 1 1 0 0 Chief Executive Officer Common Stock, $.0001 par value 1500000 D Stock Options 0.07 2020-05-22 4 A 0 33333334 0.07 A 2020-05-22 2025-05-22 Common Stock, $0.0001 par value per share 33333334 33333334 D Stock Options 0.055 2019-12-10 2029-12-10 Common Stock, $0.0001 par value per share 3000000 3000000 D Represents the right to acquire 1,500,000 shares of common stock at par value subject to the certain vesting criteria which shares were granted on March 6, 2020 pursuant to a Restricted Stock Purchase Agreement. On March 6, 2020, the option granted to Mr. Kumnick on December 10, 2019 to purchase 3,000,000 shares of common stock vesting over a three-year period was amended to provide that it will vest in full prior to the occurrence of time-based vesting, in the event of a Change of Control. On May 22, 2020, the Company granted Mr. Kumnick a Non-Statutory Option to acquire 33,333,334 shares of common stock at an exercise price of $0.07 per share with 6,666,667 shares vesting upon the grant of Non-Statutory Option, 10,666,667 shares vesting upon achieving certain performance conditions and 16,000,000 shares vesting upon achieving certain additional performance conditions. /s/ Phillip Kumnick 2020-05-27