William P. Rogers, Jr., Esq.
Cravath, Swaine & Moore LLP
Worldwide Plaza
825 Eighth Avenue
New York, New York 10019
+1 (212) 474-1000
(telephone number)
+1 (212) 474-3700
(facsimile number)
|
Charles Lubar, Esq.
Morgan, Lewis & Bockius LLP
Condor House
5-10 St. Paul’s Churchyard
London, ENGLAND EC4M 8AL
+44 (0)20 3201 5531
(telephone number)
+44 (0)20 3201 5001
(facsimile number)
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1
|
Names of Reporting Persons
Peter G. Livanos
|
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
PF
|
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
|||
6
|
Citizenship or Place of Organization
Greece and the United Kingdom
|
|||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
7
|
Sole Voting Power
32,060,532
|
||
8
|
Shared Voting Power
145,000
|
|||
9
|
Sole Dispositive Power
32,060,532
|
|||
10
|
Shared Dispositive Power
145,000
|
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
32,205,532
|
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
51.2%
|
|||
14
|
Type of Reporting Person (See Instructions)
IN
|
1
|
Names of Reporting Persons
Ceres Shipping Ltd.
|
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
AF
|
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
|||
6
|
Citizenship or Place of Organization
Bermuda
|
|||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
7
|
Sole Voting Power
31,989,104
|
||
8
|
Shared Voting Power
|
|||
9
|
Sole Dispositive Power
31,989,104
|
|||
10
|
Shared Dispositive Power
|
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
31,989,104
|
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
51.0%
|
|||
14
|
Type of Reporting Person (See Instructions)
CO
|
1
|
Names of Reporting Persons
Blenheim Holdings Ltd.
|
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) x
(b) o
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
OO
|
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
|||
6
|
Citizenship or Place of Organization
Bermuda
|
|||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
7
|
Sole Voting Power
31,989,104
|
||
8
|
Shared Voting Power
|
|||
9
|
Sole Dispositive Power
31,989,104
|
|||
10
|
Shared Dispositive Power
|
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
31,989,104
|
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
51.0%
|
|||
14
|
Type of Reporting Person (See Instructions)
CO
|
1
|
Names of Reporting Persons
Falconera Navigation Inc.
|
|||
2
|
Check the Appropriate Box if a Member of a Group (See Instructions)
(a) o
(b) x
|
|||
3
|
SEC Use Only
|
|||
4
|
Source of Funds (See Instructions)
WC
|
|||
5
|
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
¨
|
|||
6
|
Citizenship or Place of Organization
Panama
|
|||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
7
|
Sole Voting Power
145,000
|
||
8
|
Shared Voting Power
|
|||
9
|
Sole Dispositive Power
145,000
|
|||
10
|
Shared Dispositive Power
|
|||
11
|
Aggregate Amount Beneficially Owned by Each Reporting Person
145,000
|
|||
12
|
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)
¨
|
|||
13
|
Percent of Class Represented by Amount in Row (11)
0.2%
|
|||
14
|
Type of Reporting Person (See Instructions)
CO
|
Reporting Person/
Director/Officer/Control Person
of a Reporting Person
|
Address of
Principal Office/Business or
Residence Address
|
Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
|
|||
Peter G. Livanos
|
c/o Gaslog Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Greece and
United Kingdom
|
GasLog Ltd.
c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Chairman and
Chief Executive Officer
Ceres Shipping Ltd.
Chairman and
sole shareholder
|
international owner, operator and manager of LNG carriers
See below
|
|||
Blenheim Holdings Ltd. (“Blenheim”)
|
c/o C Transport Maritime SAM
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Bermuda
|
N/A
|
holding company
|
|||
Directors
|
|||||||
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
|||
Philip Radziwill
|
c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Greece
|
GasLog Ltd.
c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Vice Chairman and Director
|
See above
|
|||
John Michail Radziwill
|
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Greece
|
C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
General Manager
|
international operator and manager of drybulk carriers
|
Reporting Person/
Director/Officer/Control Person
of a Reporting Person
|
Address of
Principal Office/Business or
Residence Address
|
Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
|
|||
Ilias Iliopoulos
|
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Greece
|
DryLog Ltd.
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Chief Executive Officer
Ceres Shipping Ltd.
Clarendon House, 2 Church Street, Hamilton, Bermuda
Chief Executive Officer
|
international operator and manager of drybulk carriers
See below
|
|||
Officers
|
|||||||
Chief Executive Officer
|
Frank J. Romanelli
|
c/o Carras SCP
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
U.S.A.
|
Carras Ltd.
c/o Carras SCP
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Chief Executive Officer
|
shipping company
|
||
Secretary
|
Codan Services Ltd.
|
Clarendon House, 2 Church Street, Hamilton, Bermuda
|
Bermuda
|
local agents
|
|||
Ceres Shipping Ltd. (“Ceres”)
|
Clarendon House, 2 Church Street, Hamilton, Bermuda
|
Bermuda
|
N/A
|
holding company that has interests in tankers, dry bulk carriers and containerships
|
|||
Directors
|
|||||||
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
|||
Bruce L. Blythe
|
Minera Mews
London SW1W 96D
|
U.S.A. and United Kingdom
|
GasLog Ltd.
c/o GasLog Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Director
Ceres Shipping Ltd.
Clarendon House, 2 Church Street, Hamilton, Bermuda
Director
|
See above
See above
|
Reporting Person/
Director/Officer/Control Person
of a Reporting Person
|
Address of
Principal Office/Business or
Residence Address
|
Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
|
|||
Jean Haramis
|
c/o Ceres Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Switzerland
|
c/o Ceres Monaco S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Managing Director
|
family office
|
|||
Officers
|
|||||||
Chairman
|
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
||
Vice Chairman
|
Bruce L. Blythe
|
See above
|
See above
|
See above
|
See above
|
||
Secretary
|
Codan Services Ltd.
|
See above
|
See above
|
See above
|
See above
|
||
Chief Executive Officer
|
Ilias Iliopoulos
|
See above
|
See above
|
See above
|
See above
|
||
Chief Financial Officer
|
Luigi Pulcini
|
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Italy
|
C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
international operator and manager of drybulk carriers
|
||
Chief Operating Officer
|
Antonios Bafes
|
C Transport Maritime (Hellas) Ltd.
80 Broad Street
Monrovia, Liberia, with a branch office at
69 Akti Miaouli
Piraeus 18537, Greece
|
Greece
|
Greek Branch Office of C Transport Maritime (Hellas) Ltd.
69 Akti Miaouli
Piraeus 18537, Greece
Legal Representative
|
manager of dry bulk vessels
|
||
Falconera Navigation Inc. (“Falconera”)
|
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Panama
|
N/A
|
investment holding company
|
|||
Directors
|
|||||||
Fotini Carras Livanos
|
Le Formentor
27 Avenue Princesse Grace
98000, Monaco
|
United Kingdom
|
N/A
|
N/A
|
|||
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
|||
Dimitrios P. Tsakos
|
c/o Seres S.A.
69 Akti Miaouli
Piraeus 18537, Greece
|
Greece
|
Seres S.A.
69 Akti Miaouli
Piraeus 18537, Greece
Managing director
|
shipping agency
|
Reporting Person/
Director/Officer/Control Person
of a Reporting Person
|
Address of
Principal Office/Business or
Residence Address
|
Jurisdiction of Incorporation/
Citizenship
|
Name/Address of
Employer and Occupation
|
Principal Business
|
|||
Stanislao Faina
|
c/o C Transport Maritime S.A.M.
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
|
Italy
|
C Transport Maritime SAM
Gildo Pastor Center
7 Rue du Gabian
98000, Monaco
Legal and Corporate
|
operator and manager of drybulk carriers
|
|||
Officers
|
|||||||
President
|
Fotini Carras Livanos
|
See above
|
See above
|
See above
|
See above
|
||
Vice-president/Treasurer
|
Peter G. Livanos
|
See above
|
See above
|
See above
|
See above
|
||
Vice-president
|
Dimitrios P. Tsakos
|
See above
|
See above
|
See above
|
See above
|
||
Secretary
|
Stanislao Faina
|
See above
|
See above
|
See above
|
See above
|
Exhibit 1
|
Joint Filing Agreement dated as of June 29, 2012 among the Reporting Persons
|
Peter G. Livanos | |
By:
|
/s/ Peter G. Livanos |
Blenheim Holdings Ltd. | |
By:
|
/s/ Peter G. Livanos |
Name:
|
Peter G. Livanos |
Title:
|
Director |
Ceres Shipping Ltd. | |
By:
|
/s/ Peter G. Livanos |
Name:
|
Peter G. Livanos |
Title:
|
Director |
Falconera Navigation Inc. | |
By:
|
/s/ Peter G. Livanos |
Name:
|
Peter G. Livanos |
Title:
|
Director |
Peter G. Livanos | |
By: | /s/ Peter G. Livanos |
Blenheim Holdings Ltd. | |
By: | /s/ Peter G. Livanos |
Name: | Peter G. Livanos |
Title: | Director |
Ceres Shipping Ltd. | |
By: | /s/ Peter G. Livanos |
Name: | Peter G. Livanos |
Title: | Director |
Falconera Navigation Inc. | |
By: | /s/ Peter G. Livanos |
Name: | Peter G. Livanos |
Title: | Director |