0001578563-20-000014.txt : 20200413 0001578563-20-000014.hdr.sgml : 20200413 20200413180253 ACCESSION NUMBER: 0001578563-20-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200409 FILED AS OF DATE: 20200413 DATE AS OF CHANGE: 20200413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrell James Archie Jr CENTRAL INDEX KEY: 0001738462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 20789556 MAIL ADDRESS: STREET 1: C/O CERECOR INC. STREET 2: 400 E. PRATT STREET, SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-04-09 0 0001534120 Cerecor Inc. CERC 0001738462 Harrell James Archie Jr C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 0 1 0 0 Chief Commercial Officer Common Stock 11618 D Stock Option (Right to Buy) 2.57 2020-04-09 4 A 0 268000 0 A 2030-04-09 Common Stock 268000 268000 D Stock Option (Right to Buy) 4.11 2028-05-07 Common Stock 125000 125000 D Stock Option (Right to Buy) 6.22 2029-04-01 Common Stock 145000 145000 D One-fourth of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining three-fourths of the shares subject to the stock option will vest in equal monthly installments over the following 36 months. /s/ Donald R. Reynolds, by Power of Attorney 2020-04-13