0001578563-20-000008.txt : 20200402 0001578563-20-000008.hdr.sgml : 20200402 20200402164937 ACCESSION NUMBER: 0001578563-20-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gutry Phil CENTRAL INDEX KEY: 0001653224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 20769733 MAIL ADDRESS: STREET 1: 400 E. PRATT STREET STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-31 0 0001534120 Cerecor Inc. CERC 0001653224 Gutry Phil C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 1 0 0 0 Stock Option (Right to Buy) 2.48 2020-03-31 4 A 0 4310 0 A 2030-03-31 Common Stock 4310 4310 D Stock Option (Right to Buy) 5.39 2029-12-31 Common Stock 2375 2375 D Stock Option (Right to Buy) 3.29 2029-09-30 Common Stock 3907 3907 D Stock Option (Right to Buy) 2.93 2029-08-07 Common Stock 25000 25000 D Stock Option (Right to Buy) 5.44 2029-06-28 Common Stock 2323 2323 D Stock Option (Right to Buy) 5.84 2029-03-29 Common Stock 1916 1916 D Stock Option (Right to Buy) 3.23 2028-12-31 Common Stock 3439 3439 D Stock Option (Right to Buy) 4.67 2028-09-28 Common Stock 2351 2351 D Stock Option (Right to Buy) 4.34 2028-06-29 Common Stock 2544 2544 D Stock Option (Right to Buy) 3.71 2028-05-14 Common Stock 8357 8357 D Stock Option (Right to Buy) 4.29 2028-03-30 Common Stock 2350 2350 D Stock Option (Right to Buy) 3.2 2027-12-30 Common Stock 3179 3179 D Stock Option (Right to Buy) 0.85 2027-09-29 Common Stock 10600 10600 D Stock Option (Right to Buy) 0.57 2027-06-29 Common Stock 8357 8357 D Stock Option (Right to Buy) 0.57 2027-06-29 Common Stock 14224 14224 D Stock Option (Right to Buy) 0.68 2027-03-30 Common Stock 10131 10131 D Stock Option (Right to Buy) 0.88 2026-12-30 Common Stock 3793 3793 D Stock Option (Right to Buy) 4.23 2026-09-29 Common Stock 886 886 D Stock Option (Right to Buy) 2.2 2026-06-29 Common Stock 1638 1638 D Stock Option (Right to Buy) 3.52 2026-05-17 Common Stock 8357 8357 D Stock Option (Right to Buy) 5.8 2025-11-08 Common Stock 16714 16714 D The stock option is fully vested. The stock option will vest in full on August 7, 2020, subject to the Reporting Person's continued service on such vesting date. /s/ Donald R. Reynolds, by Power of Attorney 2020-04-02