0001578563-19-000021.txt : 20190611 0001578563-19-000021.hdr.sgml : 20190611 20190611195129 ACCESSION NUMBER: 0001578563-19-000021 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190610 FILED AS OF DATE: 20190611 DATE AS OF CHANGE: 20190611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harrell James Archie Jr CENTRAL INDEX KEY: 0001738462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 19892237 MAIL ADDRESS: STREET 1: C/O CERECOR INC. STREET 2: 400 E. PRATT STREET, SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 540 GAITHER ROAD STREET 2: SUITE 400 CITY: ROCKVILLE STATE: MD ZIP: 20850 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-10 0 0001534120 Cerecor Inc. CERC 0001738462 Harrell James Archie Jr C/O CERECOR INC. 540 GAITHER ROAD, SUITE 400 ROCKVILLE MD 20850 0 1 0 0 Exec. VP, Mktg & External Comm Common Stock 2019-06-10 4 P 0 4398 2.8475 A 8554 D Stock Option (Right to Buy) 4.11 2028-05-07 Common Stock 125000 125000 D Stock Option (Right to Buy) 6.22 2029-04-01 Common Stock 145000 145000 D These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan. One fourth of the shares subject to the stock option will vest on the first anniversary of the date of grant, and the remaining three-fourths of the shares subject to the stock option will vest in equal monthly installments over the following 36 months. /s/ Donald R. Reynolds, by Power of Attorney 2019-06-11