0001104659-20-011267.txt : 20200205
0001104659-20-011267.hdr.sgml : 20200205
20200205163834
ACCESSION NUMBER: 0001104659-20-011267
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200203
FILED AS OF DATE: 20200205
DATE AS OF CHANGE: 20200205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEIL GARRY ARTHUR
CENTRAL INDEX KEY: 0001586785
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 20579306
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET
STREET 2: SUITE 365
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 540 GAITHER ROAD
STREET 2: SUITE 400
CITY: ROCKVILLE
STATE: MD
ZIP: 20850
4
1
tm206826d2_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-02-03
0
0001534120
Cerecor Inc.
CERC
0001586785
NEIL GARRY ARTHUR
C/O AEVI GENOMIC MEDICINE, LLC
435 DEVON PARK DRIVE, SUITE 715
WAYNE
PA
19087
0
1
0
0
Chief Medical Officer
Common Stock
2020-02-03
4
A
0
72282
A
72282
D
Stock Option (Right to Buy)
3.98
2020-02-03
4
A
0
800000
0
A
2030-02-03
Common Stock
800000
800000
D
Received in exchange for 2,164,150 shares of Aevi Genomic Medicine, Inc. ("Aevi") common stock in connection with the merger of Aevi into a wholly owned subsidiary of the issuer pursuant to the previously announced Agreement and Plan of Merger and Reorganization by and among Aevi, Genie Merger Sub, Inc., Second Merger Sub, LLC and the issuer.
The stock option will vest over four years, with the first 25% vesting on the first anniversary of the grant date, and the remainder vesting in equal monthly installments, subject to the reporting person's continued service on each such vesting date.
/s/ Michael McInaw, by Power of Attorney
2020-02-05