0001104659-17-069923.txt : 20171121 0001104659-17-069923.hdr.sgml : 20171121 20171121160415 ACCESSION NUMBER: 0001104659-17-069923 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171117 FILED AS OF DATE: 20171121 DATE AS OF CHANGE: 20171121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Randal CENTRAL INDEX KEY: 0001723453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 171216871 MAIL ADDRESS: STREET 1: 400 PRATT STREET STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 E. PRATT ST. STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 400 E. PRATT ST. STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 a4.xml 4 X0306 4 2017-11-17 0 0001534120 Cerecor Inc. CERC 0001723453 Jones Randal C/O CERECOR INC. 400 EAST PRATT STREET, SUITE 606 BALTIMORE MD 21202 1 0 0 0 Common Stock 2592458 I Fremantle Corporation Stock Option (right to buy) 1.13 2017-11-17 4 A 0 16714 0.00 A 2027-11-17 Common Stock 16714 16714 D Fremantle Corporation is the record holder of the securities. Randal Jones is the founder and principal of Fremantle Corporation and may be deemed to beneficially own the securities held by Fremantle Corporation. Mr. Jones disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein. The grant shall vest one-third on each of the first, second and third anniversaries of the date of grant, provided Mr. Jones is then a director of the Company. /s/ Mariam Morris, by Power of Attorney 2017-11-21