0001104659-15-071605.txt : 20151020
0001104659-15-071605.hdr.sgml : 20151020
20151020145742
ACCESSION NUMBER: 0001104659-15-071605
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151020
FILED AS OF DATE: 20151020
DATE AS OF CHANGE: 20151020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 E. PRATT ST.
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 400 E. PRATT ST.
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marcus Ronald
CENTRAL INDEX KEY: 0001653237
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 151166206
MAIL ADDRESS:
STREET 1: 400 E. PRATT STREET
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
a4.xml
4
X0306
4
2015-10-20
0
0001534120
Cerecor Inc.
CERC
0001653237
Marcus Ronald
400 E. PRATT STREET, SUITE 606
BALTIMORE
MD
21202
0
1
0
0
Chief Medical Officer
Common Stock
2015-10-20
4
J
0
5383
A
5383
D
Common Stock
2015-10-20
4
P
0
16924
A
22307
D
Common Stock
2015-10-20
4
P
0
13693
A
36000
D
Employee Stock Option (Right to Buy)
6.49
2015-10-20
4
A
0
15000
0
A
2024-10-19
Common Stock
15000
15000
D
Class A Warrant (Right to Buy)
4.55
2015-10-20
4
J
0
5383
A
2018-10-20
Common Stock
5383
5383
D
Class B Warrant (Right to Buy)
3.90
2015-10-20
4
J
0
5383
A
2017-04-20
Common Stock
2691.5
5383
D
Class A Warrant (Right to Buy)
4.55
2015-10-20
4
P
0
16924
A
2018-10-20
Common Stock
16924
22307
D
Class B Warrant (Right to Buy)
3.90
2015-10-20
4
P
0
16924
A
2017-04-20
Common Stock
8462
22307
D
Class A Warrant (Right to Buy)
4.55
2015-10-20
4
P
0
13693
A
2018-10-20
Common Stock
13693
36000
D
Class B Warrant (Right to Buy)
3.90
2015-10-20
4
P
0
13693
A
2017-04-20
Common Stock
6846.5
36000
D
The reported securities are included within 5,383 units issued upon the closing of the Issuer's initial public offering at the initial public offering price of $6.50 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable.
The reported securities are included within 16,924 units purchased by the reporting person for $6.40 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable.
The reported securities are included within 13,693 units purchased by the reporting person for $6.3943 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable
The Stock Option vests in four equal installments on October 20, 2016, 2017, 2018 and 2019.
/s/ Mariam E. Morris by Power of Attorney previously filed
2015-10-20