0001104659-15-071605.txt : 20151020 0001104659-15-071605.hdr.sgml : 20151020 20151020145742 ACCESSION NUMBER: 0001104659-15-071605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151020 FILED AS OF DATE: 20151020 DATE AS OF CHANGE: 20151020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerecor Inc. CENTRAL INDEX KEY: 0001534120 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 450705648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 E. PRATT ST. STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 410-522-8707 MAIL ADDRESS: STREET 1: 400 E. PRATT ST. STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Marcus Ronald CENTRAL INDEX KEY: 0001653237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37590 FILM NUMBER: 151166206 MAIL ADDRESS: STREET 1: 400 E. PRATT STREET STREET 2: SUITE 606 CITY: BALTIMORE STATE: MD ZIP: 21202 4 1 a4.xml 4 X0306 4 2015-10-20 0 0001534120 Cerecor Inc. CERC 0001653237 Marcus Ronald 400 E. PRATT STREET, SUITE 606 BALTIMORE MD 21202 0 1 0 0 Chief Medical Officer Common Stock 2015-10-20 4 J 0 5383 A 5383 D Common Stock 2015-10-20 4 P 0 16924 A 22307 D Common Stock 2015-10-20 4 P 0 13693 A 36000 D Employee Stock Option (Right to Buy) 6.49 2015-10-20 4 A 0 15000 0 A 2024-10-19 Common Stock 15000 15000 D Class A Warrant (Right to Buy) 4.55 2015-10-20 4 J 0 5383 A 2018-10-20 Common Stock 5383 5383 D Class B Warrant (Right to Buy) 3.90 2015-10-20 4 J 0 5383 A 2017-04-20 Common Stock 2691.5 5383 D Class A Warrant (Right to Buy) 4.55 2015-10-20 4 P 0 16924 A 2018-10-20 Common Stock 16924 22307 D Class B Warrant (Right to Buy) 3.90 2015-10-20 4 P 0 16924 A 2017-04-20 Common Stock 8462 22307 D Class A Warrant (Right to Buy) 4.55 2015-10-20 4 P 0 13693 A 2018-10-20 Common Stock 13693 36000 D Class B Warrant (Right to Buy) 3.90 2015-10-20 4 P 0 13693 A 2017-04-20 Common Stock 6846.5 36000 D The reported securities are included within 5,383 units issued upon the closing of the Issuer's initial public offering at the initial public offering price of $6.50 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable. The reported securities are included within 16,924 units purchased by the reporting person for $6.40 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable. The reported securities are included within 13,693 units purchased by the reporting person for $6.3943 per unit. Each unit consists of one share of Common Stock, one Class A Warrant to purchase one share of Common Stock and one Class B Warrant to purchase one-half share of Common Stock. The components of the units will begin to trade separately on the first trading day following the 60th day after the closing of the issuer's initial public offering, unless the Issuer's underwriters determine that an earlier date is acceptable The Stock Option vests in four equal installments on October 20, 2016, 2017, 2018 and 2019. /s/ Mariam E. Morris by Power of Attorney previously filed 2015-10-20