0000919574-17-006370.txt : 20170824
0000919574-17-006370.hdr.sgml : 20170824
20170824175757
ACCESSION NUMBER: 0000919574-17-006370
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170822
FILED AS OF DATE: 20170824
DATE AS OF CHANGE: 20170824
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyd Steven
CENTRAL INDEX KEY: 0001706140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 171050111
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE
STREET 2: FL 22
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARMISTICE CAPITAL, LLC
CENTRAL INDEX KEY: 0001601086
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 171050113
BUSINESS ADDRESS:
STREET 1: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 231-4932
MAIL ADDRESS:
STREET 1: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Armistice Capital Master Fund Ltd.
CENTRAL INDEX KEY: 0001633584
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37590
FILM NUMBER: 171050112
BUSINESS ADDRESS:
STREET 1: C/O ARMISTICE CAPITAL, LLC
STREET 2: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-231-4932
MAIL ADDRESS:
STREET 1: C/O ARMISTICE CAPITAL, LLC
STREET 2: 510 MADISON AVENUE, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerecor Inc.
CENTRAL INDEX KEY: 0001534120
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 450705648
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 E. PRATT ST.
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-522-8707
MAIL ADDRESS:
STREET 1: 400 E. PRATT ST.
STREET 2: SUITE 606
CITY: BALTIMORE
STATE: MD
ZIP: 21202
4
1
p7599862.xml
OWNERSHIP DOCUMENT
X0306
4
2017-08-22
0
0001534120
Cerecor Inc.
CERC
0001601086
ARMISTICE CAPITAL, LLC
510 MADISON AVENUE
22ND FLOOR
NEW YORK
NY
10022
1
0
1
0
0001633584
Armistice Capital Master Fund Ltd.
C/O DMS CORPORATE SERVICES LTD.
20 GENESIS CLOSE, P.O. BOX 314
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001706140
Boyd Steven
C/O ARMISTICE CAPITAL, LLC
510 MADISON AVENUE, 22ND FLOOR
NEW YORK
NY
10022
0
0
1
0
Common Stock
2017-08-22
4
P
0
19301
0.6163
A
15734865
D
Common Stock
2017-08-22
4
P
0
19301
0.6163
A
15734865
I
See Footnote
Common Stock
2017-08-22
4
P
0
19301
0.6163
A
15734865
I
See Footnote
Common Stock
2017-08-23
4
P
0
900
0.6186
A
15735765
D
Common Stock
2017-08-23
4
P
0
900
0.6186
A
15735765
I
See Footnote
Common Stock
2017-08-23
4
P
0
900
0.6186
A
15735765
I
See Footnote
Common Stock
2017-08-24
4
P
0
19944
0.6991
A
15755709
D
Common Stock
2017-08-24
4
P
0
19944
0.6991
A
15755709
I
See Footnote
Common Stock
2017-08-24
4
P
0
19944
0.6991
A
15755709
I
See Footnote
WARRANTS
0.40
2022-06-30
COMMON STOCK
14285714
14285714
D
WARRANTS
0.40
2022-06-30
COMMON STOCK
14285714
14285714
I
See Footnote
WARRANTS
0.40
2022-06-30
COMMON STOCK
14285714
14285714
I
See Footnote
The reported securities are directly owned by Armistice Capital Master Fund, Ltd.
The reported securities are directly owned by Armistice Capital Master Fund, Ltd., a Cayman Islands corporation, and may be deemed to be indirectly beneficially owned by Armistice Capital, LLC, as the investment manager of Armistice Capital Master Fund, Ltd. The reported securities may also be deemed to be indirectly beneficially owned by Steven Boyd as Managing Member of Armistice Capital, LLC and Director of Armistice Capital Master Fund, Ltd. Armistice Capital, LLC and Steven Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These warrants are currently exercisable.
Armistice Capital, LLC By: /s/ Steven Boyd, Managing Member
2017-08-24
Armistice Capital Master Fund, Ltd. By: /s/ Steven Boyd, Director
2017-08-24
/s/ Steven Boyd
2017-08-24