0000950142-21-004090.txt : 20211217 0000950142-21-004090.hdr.sgml : 20211217 20211217163038 ACCESSION NUMBER: 0000950142-21-004090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211216 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duva Jason A CENTRAL INDEX KEY: 0001534001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40358 FILM NUMBER: 211501969 MAIL ADDRESS: STREET 1: AVID TECHNOLOGY, INC. STREET 2: 75 NETWORK DRIVE CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Latham Group, Inc. CENTRAL INDEX KEY: 0001833197 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 832797583 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 BUSINESS PHONE: 800-833-3800 MAIL ADDRESS: STREET 1: 787 WATERVLIET SHAKER ROAD CITY: LATHAM STATE: NY ZIP: 12110 FORMER COMPANY: FORMER CONFORMED NAME: Latham Topco, Inc. DATE OF NAME CHANGE: 20201120 4 1 es210211660_4-duva.xml OWNERSHIP DOCUMENT X0306 4 2021-12-16 0 0001833197 Latham Group, Inc. SWIM 0001534001 Duva Jason A C/O LATHAM GROUP, INC. 787 WATERVLIET SHAKER ROAD LATHAM NY 12110 0 1 0 0 Gen. Counsel & Chief Admin Off Common Stock, par value $0.0001 per share 2021-12-16 4 M 0 51316 A 56316 D Common Stock, par value $0.0001 per share 2021-12-16 4 F 0 25968 24.475 D 30348 D Restricted Stock Units 2021-12-16 4 M 0 51316 0 D Common Stock 51316 0 D Stock option (right to buy) 19 2021-04-22 4 A 0 72738 0 A 2031-04-22 Common Stock 72738 72738 D Represents the settlement upon vesting of restricted stock units. The reporting person is reporting the withholding by the Issuer of an aggregate of 26,187 shares of common stock (from the shares of common stock issued upon settlement upon vesting of restricted stock units) to satisfy payment of the reporting person's tax withholding obligations. Restricted stock units convert into common stock on a one-for-one basis. The reporting person was granted these restricted stock units on April 27, 2021, with the restricted stock units vesting on the nine-month anniversary of April 27, 2021. The vesting of the restricted stock units was accelerated to December 15, 2021. The stock options were issued on 4/22/2021 and will vest in four equal installments (rounded to the nearest whole number) on each anniversary of April 22, 2021. /s/ Jason Duva 2021-12-17