Senior Vice President

0001533964-15-000012.txt : 20150729 0001533964-15-000012.hdr.sgml : 20150729 20150729140744 ACCESSION NUMBER: 0001533964-15-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150729 DATE AS OF CHANGE: 20150729 EFFECTIVENESS DATE: 20150729 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtu Financial LLC CENTRAL INDEX KEY: 0001533964 IRS NUMBER: 452298174 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14585 FILM NUMBER: 151012232 BUSINESS ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-0100 MAIL ADDRESS: STREET 1: 900 3RD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533964 XXXXXXXX 06-30-2015 06-30-2015 Virtu Financial LLC

900 3RD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14585 N Venu Palaparthi Senior Vice President 212-418-0143 Venu Palaparthi, Senior Vice President New York NY 07-29-2015 2 299 1120626 false 1 28-12744 VIRTU FINANCIAL CAPITAL MARKETS 2 28-13648 Virtu Financial BD LLC INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR SPROTT GL MINE 00162Q643 490 30788 SH DFND 2 30788 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 347 3123 SH DFND 2 3123 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 570 3153 SH DFND 2 3153 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 460 3837 SH DFND 2 3837 0 0 AMAZON COM INC COM 023135106 325 749 SH DFND 2 749 0 0 AMAZON COM INC CALL 023135106 304 700 SH Call DFND 2 700 0 0 AMAZON COM INC PUT 023135106 521 1200 SH Put DFND 2 1200 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 578 27142 SH DFND 2 27142 0 0 AMGEN INC COM 031162100 839 5462 SH DFND 2 5462 0 0 APPLE INC COM 037833100 636 5073 SH DFND 2 5073 0 0 APPLE INC PUT 037833100 1844 14700 SH Put DFND 2 14700 0 0 ARENA PHARMACEUTICALS INC COM 040047102 54 11563 SH DFND 2 11563 0 0 BABCOCK %26 WILCOX CO NEW COM 05615F102 1050 32025 SH DFND 2 32025 0 0 BANK AMER CORP COM 060505104 386 22701 SH DFND 2 22701 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 8241 683915 SH DFND 2 683915 0 0 BARCLAYS BK PLC ETN DJUBS IND MT 06738G407 655 27240 SH DFND 2 27240 0 0 BARCLAYS BANK PLC ETN DJUBSSOFT 38 06739H230 872 27266 SH DFND 2 27266 0 0 BARCLAYS BANK PLC ETN DJUBSLVSTK37 06739H743 536 20244 SH DFND 2 20244 0 0 BARCLAYS BK PLC S%26P 500 VEQTOR 06740C337 586 4082 SH DFND 2 4082 0 0 BARCLAYS BK PLC IPATH S%26P MT ETN 06740C519 373 33399 SH DFND 2 33399 0 0 BARCLAYS BK PLC 10 YR TREAS BEAR 06740L451 219 10139 SH DFND 2 10139 0 0 BARCLAYS BK PLC 2 YR TREAS BULL 06740L469 211 3267 SH DFND 2 3267 0 0 BARCLAYS BK PLC US TRES STEEP 06740L477 237 6233 SH DFND 2 6233 0 0 BARCLAYS BK PLC 10 YR TREAS BULL 06740L493 328 4425 SH DFND 2 4425 0 0 BARCLAYS BK PLC 30 YR TREAS BULL 06740L527 532 7439 SH DFND 2 7439 0 0 BARCLAYS BK PLC OFI STEELPATH 06742K618 403 17849 SH DFND 2 17849 0 0 BARCLAYS BK PLC LKD PERF BCLY 06742W430 573 10841 SH DFND 2 10841 0 0 BAXTER INTL INC COM 071813109 8720 124699 SH DFND 2 124699 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 4302 21 SH DFND 2 21 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 714 5220 SH DFND 2 5220 0 0 BIOGEN INC COM 09062X103 878 2174 SH DFND 2 2174 0 0 BIO TECHNE CORP COM 09073M104 302 3070 SH DFND 2 3070 0 0 CELGENE CORP COM 151020104 975 8424 SH DFND 2 8424 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 303 12020 SH DFND 2 12020 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 104 11361 SH DFND 2 11361 0 0 CEPHEID COM 15670R107 328 5371 SH DFND 2 5371 0 0 CHARLES RIV LABS INTL INC COM 159864107 245 3484 SH DFND 2 3484 0 0 CREDIT SUISSE AG NASSAU BRH EXCH TRAD SPVXSP 22539T100 776 50248 SH DFND 2 50248 0 0 CREDIT SUISSE AG NASSAU BRH VELSHS DLY SHTRM 22539T423 20888 2175811 SH DFND 2 2175811 0 0 CREDIT SUISSE AG NASSAU BRH EXCHTRADE MIDTER 22539T621 513 18852 SH DFND 2 18852 0 0 CREDIT SUISSE NASSAU BRH VS 3XINV CRUDE 22542D548 679 10292 SH DFND 2 10292 0 0 CREDIT SUISSE NASSAU BRH ETN LKD 32 22542D571 9238 4337083 SH DFND 2 4337083 0 0 CREDIT SUISSE NASSAU BRH VS 3XLGCRUDE ETN 22542D589 3338 1023871 SH DFND 2 1023871 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS SILV 22542D654 954 16109 SH DFND 2 16109 0 0 CREDIT SUISSE NASSAU BRH 3X INVERS GOLD 22542D670 1016 13827 SH DFND 2 13827 0 0 CREDIT SUISSE NASSAU BRH VIX MID TERM 22542D787 304 19105 SH DFND 2 19105 0 0 CREDIT SUISSE NASSAU BRH INVRS VIX MDTERM 22542D829 1622 34909 SH DFND 2 34909 0 0 CREDIT SUISSE NASSAU BRH X LINK CUSH MLP 22542D852 1002 35387 SH DFND 2 35387 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 6365 41318 SH DFND 2 41318 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2939 38072 SH DFND 2 38072 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 88452 808073 SH DFND 2 808073 0 0 DBX ETF TR DBXTR HAR CS 300 233051879 9185 199630 SH DFND 2 199630 0 0 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 1531 97885 SH DFND 2 97885 0 0 DEUTSCHE BK AG LDN BRH DB GOLD DBL LNG 25154H749 819 36085 SH DFND 2 36085 0 0 DEUTSCHE BK AG LDN BRH GOLD DOUBLE SHOR 25154H756 2440 326542 SH DFND 2 326542 0 0 DEUTSCHE BK AG LONDON BRH DB CRUDE OIL DBL 25154K809 4184 63505 SH DFND 2 63505 0 0 DIREXION SHS ETF TR GLD MNRS BEAR 3X 25459W235 1013 55247 SH DFND 2 55247 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 3335 48586 SH DFND 2 48586 0 0 DIREXION SHS ETF TR DLY DEV MKT BULL 25459W789 1187 18144 SH DFND 2 18144 0 0 DIREXION SHS ETF TR 7-10YR TR BEAR 25459Y108 434 14220 SH DFND 2 14220 0 0 DIREXION SHS ETF TR DLY RUSSIA BUL14 25459Y140 315 12970 SH DFND 2 12970 0 0 DIREXION SHS ETF TR DLY S%26P500 2XS 25459Y165 623 17599 SH DFND 2 17599 0 0 DIREXION SHS ETF TR DLY MID CP BULL 25459Y173 1345 39340 SH DFND 2 39340 0 0 DIREXION SHS ETF TR SML CP BULL 2X 25459Y181 1082 29993 SH DFND 2 29993 0 0 DIREXION SHS ETF TR DAILY 7-10 YR TR 25459Y199 1047 24555 SH DFND 2 24555 0 0 DIREXION SHS ETF TR IBILLION INDEX 25459Y264 447 17704 SH DFND 2 17704 0 0 DIREXION SHS ETF TR DLY DEV MKT BEAR 25459Y355 562 20051 SH DFND 2 20051 0 0 DIREXION SHS ETF TR DLY R/E BEAR3X 25459Y363 830 29014 SH DFND 2 29014 0 0 DIREXION SHS ETF TR DLY S%26P 500 BEAR 25459Y371 3554 187863 SH DFND 2 187863 0 0 DIREXION SHS ETF TR DLY JPN BULL 3X 25459Y413 1099 19306 SH DFND 2 19306 0 0 DIREXION SHS ETF TR DLYFINBEAR3X NEW 25459Y447 1645 141686 SH DFND 2 141686 0 0 DIREXION SHS ETF TR DLY ENERBR3X NEW 25459Y454 1108 52967 SH DFND 2 52967 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 2150 66491 SH DFND 2 66491 0 0 DIREXION SHS ETF TR DLY SC BEAR3XNEW 25459Y488 21230 2197753 SH DFND 2 2197753 0 0 DIREXION SHS ETF TR DRX DLYSOKOR3X 25459Y520 585 18521 SH DFND 2 18521 0 0 DIREXION SHS ETF TR DLY JR GMNR BEAR 25459Y561 6590 763615 SH DFND 2 763615 0 0 DIREXION SHS ETF TR TOTAL MKT BEAR 25459Y819 737 38368 SH DFND 2 38368 0 0 DIREXION SHS ETF TR DLY SP500 BULL 25490K109 785 30117 SH DFND 2 30117 0 0 DIREXION SHS ETF TR DLY SMCP BULL 25490K208 1009 36507 SH DFND 2 36507 0 0 DIREXION SHS ETF TR FTSE DVMKT BUL 25490K307 1373 48708 SH DFND 2 48708 0 0 DIREXION SHS ETF TR FTSE EM BULL 25490K406 1283 47588 SH DFND 2 47588 0 0 DIREXION SHS ETF TR OIL GAS BLL 3X 25490K737 1303 39484 SH DFND 2 39484 0 0 DIREXION SHS ETF TR SP BIOTCH BR3X 25490K745 755 23985 SH DFND 2 23985 0 0 DIREXION SHS ETF TR TECH BEAR 3X SHS 25490K760 1194 29320 SH DFND 2 29320 0 0 DIREXION SHS ETF TR DL RUSS BEAR 3X 25490K786 1161 35595 SH DFND 2 35595 0 0 DIREXION SHS ETF TR MD CP BEAR 3X NW 25490K810 705 17090 SH DFND 2 17090 0 0 DIREXION SHS ETF TR BRZ BL 3X SHS NW 25490K844 707 12303 SH DFND 2 12303 0 0 ETFS GOLD TR SHS 26922Y105 4728 41264 SH DFND 2 41264 0 0 ETFS WHITE METALS BASKET TR PHY WM BSK SHS 26923B104 1042 33625 SH DFND 2 33625 0 0 ENERGIZER HLDGS INC COM 29266R108 11928 90673 SH DFND 2 90673 0 0 EXACT SCIENCES CORP COM 30063P105 356 11976 SH DFND 2 11976 0 0 EXELIXIS INC COM 30161Q104 46 12293 SH DFND 2 12293 0 0 FIDELITY MSCI ENERGY IDX 316092402 386 17882 SH DFND 2 17882 0 0 FIDELITY MSCI HLTH CARE I 316092600 3550 98287 SH DFND 2 98287 0 0 FIDELITY MSCI INFO TECH I 316092808 1760 54994 SH DFND 2 54994 0 0 FIDELITY MSCI UTILS INDEX 316092865 224 8412 SH DFND 2 8412 0 0 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 1072 47029 SH DFND 2 47029 0 0 FIRST TR S%26P REIT INDEX FD COM 33734G108 1769 85806 SH DFND 2 85806 0 0 FIRST TR ISE REVERE NAT GAS COM 33734J102 2231 236109 SH DFND 2 236109 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 224 6135 SH DFND 2 6135 0 0 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 242 7668 SH DFND 2 7668 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 223 10132 SH DFND 2 10132 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 377 7004 SH DFND 2 7004 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 1301 51278 SH DFND 2 51278 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 520 26619 SH DFND 2 26619 0 0 GERON CORP COM 374163103 46 10657 SH DFND 2 10657 0 0 GILEAD SCIENCES INC COM 375558103 946 8079 SH DFND 2 8079 0 0 GLOBAL X FDS GLOBX SUPDV US 37950E291 307 11635 SH DFND 2 11635 0 0 GLOBAL X FDS GLB X GURU INDEX 37950E341 1190 45197 SH DFND 2 45197 0 0 GOOGLE INC CL A 38259P508 1515 2806 SH DFND 2 2806 0 0 GOOGLE INC PUT 38259P508 216 400 SH Put DFND 2 400 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 273 8810 SH DFND 2 8810 0 0 GRUPO SIMEC S A B DE C V ADR 400491106 842 96028 SH DFND 2 96028 0 0 GRUPO TELEVISA SA SPON ADR REP ORD 40049J206 1514 38988 SH DFND 2 38988 0 0 GRUPO AEROPORTUARIO DEL SURE SPON ADR SER B 40051E202 1434 10105 SH DFND 2 10105 0 0 GRUPO FINANCIERO SANTANDER M SPON ADR SHS B 40053C105 1431 156357 SH DFND 2 156357 0 0 HALCON RES CORP COM NEW 40537Q209 14 11821 SH DFND 2 11821 0 0 HUDSON VALLEY HOLDING CORP COM 444172100 864 30639 SH DFND 2 30639 0 0 ILLUMINA INC COM 452327109 720 3296 SH DFND 2 3296 0 0 INCYTE CORP COM 45337C102 604 5800 SH DFND 2 5800 0 0 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 531 9808 SH DFND 2 9808 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 352 1457 SH DFND 2 1457 0 0 ISHARES GOLD TRUST ISHARES 464285105 5529 487531 SH DFND 2 487531 0 0 ISHARES MSCI AUST ETF 464286103 438 20836 SH DFND 2 20836 0 0 ISHARES MSCI CDA ETF 464286509 1621 60779 SH DFND 2 60779 0 0 ISHARES MSCI EURZONE ETF 464286608 3338 88913 SH DFND 2 88913 0 0 ISHARES MSCI MEX CAP ETF 464286822 1168 20458 SH DFND 2 20458 0 0 ISHARES MSCI HONG KG ETF 464286871 200 8875 SH DFND 2 8875 0 0 ISHARES TR S%26P 100 ETF 464287101 279 3068 SH DFND 2 3068 0 0 ISHARES TR TRANS AVG ETF 464287192 5057 34879 SH DFND 2 34879 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7845 198010 SH DFND 2 198010 0 0 ISHARES TR NA NAT RES 464287374 4441 122406 SH DFND 2 122406 0 0 ISHARES TR MSCI EAFE ETF 464287465 4350 68513 SH DFND 2 68513 0 0 ISHARES TR RUS MD CP GR ETF 464287481 206 2122 SH DFND 2 2122 0 0 ISHARES TR PHLX SEMICND ETF 464287523 3880 42128 SH DFND 2 42128 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 22106 59913 SH DFND 2 59913 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2496 24199 SH DFND 2 24199 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1788 18054 SH DFND 2 18054 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 18739 183787 SH DFND 2 183787 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 21564 139500 SH DFND 2 139500 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 56180 449940 SH DFND 2 449940 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 22270 179626 SH DFND 2 179626 0 0 ISHARES TR U.S. UTILITS ETF 464287697 3545 34203 SH DFND 2 34203 0 0 ISHARES TR U.S. FIN SVC ETF 464287770 1546 16446 SH DFND 2 16446 0 0 ISHARES TR U.S. FINLS ETF 464287788 1384 15417 SH DFND 2 15417 0 0 ISHARES TR U.S. ENERGY ETF 464287796 2319 54729 SH DFND 2 54729 0 0 ISHARES MSCI ACWI US ETF 464288240 221 4993 SH DFND 2 4993 0 0 ISHARES MRGSTR MD CP GRW 464288307 297 1806 SH DFND 2 1806 0 0 ISHARES MRGSTR SM CP ETF 464288505 224 1563 SH DFND 2 1563 0 0 ISHARES MRG RL ES CP ETF 464288539 453 42803 SH DFND 2 42803 0 0 ISHARES MRGSTR SM CP GR 464288604 404 2785 SH DFND 2 2785 0 0 ISHARES SHRT TRS BD ETF 464288679 441 4001 SH DFND 2 4001 0 0 ISHARES MRNING SM CP ETF 464288703 320 2545 SH DFND 2 2545 0 0 ISHARES US HOME CONS ETF 464288752 910 33161 SH DFND 2 33161 0 0 ISHARES GRWT ALLOCAT ETF 464289867 623 15355 SH DFND 2 15355 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 7559 502952 SH DFND 2 502952 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 1399 19022 SH DFND 2 19022 0 0 ISHARES TR USA MIN VOL ETF 46429B697 803 19924 SH DFND 2 19924 0 0 ISIS PHARMACEUTICALS INC COM 464330109 344 5971 SH DFND 2 5971 0 0 JPMORGAN CHASE %26 CO ALERIAN ML ETN 46625H365 3569 90131 SH DFND 2 90131 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 23475 1321806 SH DFND 2 1321806 0 0 MARKET VECTORS ETF TR RETAIL ETF 57060U225 402 5382 SH DFND 2 5382 0 0 MARKET VECTORS ETF TR SEMICONDUCTOR 57060U233 45992 842801 SH DFND 2 842801 0 0 MARKET VECTORS ETF TR MV STEEL INDEX 57060U308 1508 49525 SH DFND 2 49525 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 2943 161003 SH DFND 2 161003 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 25478 1054996 SH DFND 2 1054996 0 0 MEDIVATION INC COM 58501N101 418 3656 SH DFND 2 3656 0 0 MERK GOLD TR SHS BEN INT 590055109 931 79712 SH DFND 2 79712 0 0 MYRIAD GENETICS INC COM 62855J104 300 8818 SH DFND 2 8818 0 0 NEKTAR THERAPEUTICS COM 640268108 287 22907 SH DFND 2 22907 0 0 NOVAVAX INC COM 670002104 428 38398 SH DFND 2 38398 0 0 PDL BIOPHARMA INC COM 69329Y104 221 34355 SH DFND 2 34355 0 0 PNC FINL SVCS GROUP INC COM 693475105 238 2493 SH DFND 2 2493 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 76479 714292 SH DFND 2 714292 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 287 15969 SH DFND 2 15969 0 0 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 2874 217736 SH DFND 2 217736 0 0 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 299 2882 SH DFND 2 2882 0 0 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 517 16866 SH DFND 2 16866 0 0 POWERSHARES ETF TRUST DYN BIOT %26 GEN 73935X856 653 11184 SH DFND 2 11184 0 0 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 445 18946 SH DFND 2 18946 0 0 POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 454 26335 SH DFND 2 26335 0 0 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 3197 88586 SH DFND 2 88586 0 0 POWERSHS DB MULTI SECT COMM DB SILVER FUND 73936B309 572 22837 SH DFND 2 22837 0 0 POWERSHS DB MULTI SECT COMM DB OIL FUND 73936B507 1506 103152 SH DFND 2 103152 0 0 POWERSHS DB MULTI SECT COMM DB BASE METALS 73936B705 246 17128 SH DFND 2 17128 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BEAR 73936D206 639 28872 SH DFND 2 28872 0 0 POWERSHARES ETF TR II S%26P SMCP C DIS 73937B506 1342 24506 SH DFND 2 24506 0 0 POWERSHARES ETF TR II S%26P SMCP CONSU 73937B605 573 10104 SH DFND 2 10104 0 0 POWERSHARES ETF TR II S%26P500 LOW VOL 73937B779 1225 33430 SH DFND 2 33430 0 0 POWERSHARES ETF TR II S%26P SMCP FIN P 73937B803 469 11100 SH DFND 2 11100 0 0 POWERSHARES ETF TR II S%26P500 HGH BET 73937B829 1532 45690 SH DFND 2 45690 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 16587 787588 SH DFND 2 787588 0 0 PROSHARES TR ULTPRO SHT NAS 74347B623 277 12505 SH DFND 2 12505 0 0 PROSHARES TR SHORT QQQ NEW 74347B714 731 13000 SH DFND 2 13000 0 0 PROSHARES TR ULTSHT FINLS NEW 74347B748 1654 34186 SH DFND 2 34186 0 0 PROSHARES TR ULTSH NASD BIOT 74347B789 581 20239 SH DFND 2 20239 0 0 PROSHARES TR ULTR 7-10 TREA 74347R180 990 18059 SH DFND 2 18059 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 3765 57131 SH DFND 2 57131 0 0 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 299 12206 SH DFND 2 12206 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 410 12827 SH DFND 2 12827 0 0 PROSHARES TR PSHS SHORT DOW30 74347R701 534 23146 SH DFND 2 23146 0 0 PROSHARES TR PSHS ULT BASMATL 74347R776 3615 75968 SH DFND 2 75968 0 0 PROSHARES TR PSHS SH MDCAP400 74347R800 938 60345 SH DFND 2 60345 0 0 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 3196 29439 SH DFND 2 29439 0 0 PROSHARES TR II ULTRA YEN NEW 74347W270 210 3921 SH DFND 2 3921 0 0 PROSHARES TR II ULT BLMBRG NT GS 74347W296 448 9919 SH DFND 2 9919 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 6054 137705 SH DFND 2 137705 0 0 PROSHARES TR II VIX MDTRM FUTR N 74347W338 2682 49388 SH DFND 2 49388 0 0 PROSHARES TR II VIX STRMFUT ETF 74347W361 1480 110251 SH DFND 2 110251 0 0 PROSHARES TR II ULSHT BLOOMB GAS 74347W387 3985 52995 SH DFND 2 52995 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 2328 23553 SH DFND 2 23553 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 765 8302 SH DFND 2 8302 0 0 PROSHARES TR II ULTRA GOLD 74347W601 405 10930 SH DFND 2 10930 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 4847 61303 SH DFND 2 61303 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347W668 3255 56988 SH DFND 2 56988 0 0 PROSHARES TR II PSH ULTRA EURO 74347W874 391 23545 SH DFND 2 23545 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 35168 1420949 SH DFND 2 1420949 0 0 PROSHARES TR ULTRA SH DOW30 74347X112 2606 132762 SH DFND 2 132762 0 0 PROSHARES TR ULT MSCIBZL CAPP 74347X120 518 22851 SH DFND 2 22851 0 0 PROSHARES TR ULT R/EST NEW 74347X625 8539 92121 SH DFND 2 92121 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 1487 20129 SH DFND 2 20129 0 0 PROSHARES TR ULTR RUSSL2000 74347X799 11194 107691 SH DFND 2 107691 0 0 PROSHARES TR ULT FTSE CHIN 50 74347X880 596 7173 SH DFND 2 7173 0 0 PROSHARES TR SHRT RUSSELL2000 74348A210 8419 145184 SH DFND 2 145184 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 4219 77171 SH DFND 2 77171 0 0 PROSHARES TR ULT GOLD MINER 74348A251 381 28372 SH DFND 2 28372 0 0 PROSHARES TR ULTSHT GLD MIN 74348A269 1108 44045 SH DFND 2 44045 0 0 PROSHARES TR ULTRA JR MINER 74348A277 742 48008 SH DFND 2 48008 0 0 PROSHARES TR ULTSHT JR MIN 74348A285 529 25727 SH DFND 2 25727 0 0 PROSHARES TR ULTPRO SHT RUSS 74348A335 4966 198500 SH DFND 2 198500 0 0 PROSHARES TR ULTSHT FT CH 50 74348A350 543 17655 SH DFND 2 17655 0 0 PROSHARES TR ULTPRO SHT MDCP 74348A392 1119 35911 SH DFND 2 35911 0 0 PROSHARES TR ULTRAPRO SH NW14 74348A418 12979 523539 SH DFND 2 523539 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 7209 205039 SH DFND 2 205039 0 0 PROSHARES TR ULTRAPRO SHORT S 74348A442 5261 149326 SH DFND 2 149326 0 0 PROSHARES TR ULSH MSCIEAF NEW 74348A475 1469 39074 SH DFND 2 39074 0 0 PROSHARES TR ULSHOIL%26GASNEW13 74348A525 497 9116 SH DFND 2 9116 0 0 PROSHARES TR PSHS ULDOW30 NEW 74348A590 5318 250508 SH DFND 2 250508 0 0 QUINTILES TRANSNATIO HLDGS I COM 74876Y101 304 4187 SH DFND 2 4187 0 0 REGENERON PHARMACEUTICALS COM 75886F107 998 1957 SH DFND 2 1957 0 0 REGIONS FINL CORP NEW COM 7591EP100 112 10798 SH DFND 2 10798 0 0 ROCK-TENN CO CL A 772739207 2652 44047 SH DFND 2 44047 0 0 RYDEX ETF TRUST GUG S%26P500 PU VA 78355W304 3503 65381 SH DFND 2 65381 0 0 SPDR S%26P 500 ETF TR TR UNIT 78462F103 8352 40573 SH DFND 2 40573 0 0 SPDR SERIES TRUST S%26P REGL BKG 78464A698 2766 62634 SH DFND 2 62634 0 0 SPDR SERIES TRUST S%26P RETAIL ETF 78464A714 1448 14678 SH DFND 2 14678 0 0 SPDR SERIES TRUST S%26P BIOTECH 78464A870 2594 10285 SH DFND 2 10285 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 51443 292588 SH DFND 2 292588 0 0 SPDR S%26P MIDCAP 400 ETF TR UTSER1 S%26PDCRP 78467Y107 5690 20828 SH DFND 2 20828 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 250 4971 SH DFND 2 4971 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 886 16517 SH DFND 2 16517 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 399 16229 SH DFND 2 16229 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 8335 229500 SH DFND 2 229500 0 0 SEATTLE GENETICS INC COM 812578102 444 9164 SH DFND 2 9164 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 4337 89630 SH DFND 2 89630 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7626 102514 SH DFND 2 102514 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2445 51365 SH DFND 2 51365 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1593 20831 SH DFND 2 20831 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 16366 217755 SH DFND 2 217755 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5381 220727 SH DFND 2 220727 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3328 61563 SH DFND 2 61563 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 9397 226992 SH DFND 2 226992 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 745 17978 SH DFND 2 17978 0 0 SIRIUS XM HLDGS INC COM 82968B103 76 20404 SH DFND 2 20404 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 7438 770015 SH DFND 2 770015 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 622 100800 SH DFND 2 100800 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 6861 916020 SH DFND 2 916020 0 0 TESLA MTRS INC CALL 88160R101 241 900 SH Call DFND 2 900 0 0 TESLA MTRS INC PUT 88160R101 241 900 SH Put DFND 2 900 0 0 UBS AG JERSEY BRANCH 2XMN ALR MLP INF 902664200 541 12738 SH DFND 2 12738 0 0 US BANCORP DEL COM NEW 902973304 506 11649 SH DFND 2 11649 0 0 UNITED STS BRENT OIL FD LP UNIT 91167Q100 201 8884 SH DFND 2 8884 0 0 UNITED STS COMMODITY IDX FDT COM UTS US AGR 911718203 1263 59096 SH DFND 2 59096 0 0 UNITED STS DIESEL HEATING OI UNIT 911783108 1034 44358 SH DFND 2 44358 0 0 UNITED STS GASOLINE FD LP UNITS 91201T102 2268 55037 SH DFND 2 55037 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 23409 1177536 SH DFND 2 1177536 0 0 UNITED STS SHORT OIL FD LP UNITS 912613205 2490 49297 SH DFND 2 49297 0 0 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 615 22990 SH DFND 2 22990 0 0 UNITED STS 12 MONTH NAT GAS UNIT BEN INT 91288X109 299 23360 SH DFND 2 23360 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 399 2295 SH DFND 2 2295 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 3274 41662 SH DFND 2 41662 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 291 2854 SH DFND 2 2854 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 921932844 321 3282 SH DFND 2 3282 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1028 10135 SH DFND 2 10135 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2179 32363 SH DFND 2 32363 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 6190 58272 SH DFND 2 58272 0 0 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 2403 24986 SH DFND 2 24986 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000VAL 92206C649 379 4287 SH DFND 2 4287 0 0 VANGUARD INDEX FDS S%26P 500 ETF SHS 922908363 13371 70805 SH DFND 2 70805 0 0 VANGUARD INDEX FDS REIT ETF 922908553 13385 179207 SH DFND 2 179207 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 351 3704 SH DFND 2 3704 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2547 30556 SH DFND 2 30556 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 550 4457 SH DFND 2 4457 0 0 WELLS FARGO %26 CO NEW COM 949746101 433 7707 SH DFND 2 7707 0 0 WISDOMTREE TR LARGECAP DIVID 97717W307 508 7004 SH DFND 2 7004 0 0 XOMA CORP DEL COM 98419J107 43 11102 SH DFND 2 11102 0 0 ALKERMES PLC SHS G01767105 454 7053 SH DFND 2 7053 0 0 MYLAN N V SHS EURO N59465109 335 4931 SH DFND 2 4931 0 0 QIAGEN NV REG SHS N72482107 349 14068 SH DFND 2 14068 0 0