0000919574-16-016230.txt : 20161110
0000919574-16-016230.hdr.sgml : 20161110
20161110163505
ACCESSION NUMBER: 0000919574-16-016230
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
EFFECTIVENESS DATE: 20161110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Espalier Global Management LLC
CENTRAL INDEX KEY: 0001533327
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14742
FILM NUMBER: 161988557
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212-339-3981
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533327
XXXXXXXX
09-30-2016
09-30-2016
false
Espalier Global Management LLC
245 Park Avenue, 39th Floor
New York
NY
10167
13F HOLDINGS REPORT
028-14742
N
Steve Plank
Managing Principal
212-339-7448
/s/ Steve Plank
New York
NY
11-10-2016
1
85
308482
1
0001533326
028-14745
Espalier Global Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
ADOBE SYS INC
COM
00724F101
1085
10000
SH
DFND
1
10000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
5299
100000
SH
DFND
1
100000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6612
62500
SH
DFND
1
62500
0
0
ALPHABET INC
CAP STK CL A
02079K305
16081
20000
SH
DFND
1
20000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
319
100000
SH
DFND
1
100000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
798
250000
SH
DFND
1
250000
0
0
ANIXTER INTL INC
COM
035290105
1103
17100
SH
DFND
1
17100
0
0
APPLE INC
COM
037833100
8479
75000
SH
DFND
1
75000
0
0
ARISTA NETWORKS INC
COM
040413106
5318
62500
SH
DFND
1
62500
0
0
ATLASSIAN CORP PLC
CL A
G06242104
375
12500
SH
DFND
1
12500
0
0
BANK AMER CORP
COM
060505104
1565
100000
SH
DFND
1
100000
0
0
BOTTOMLINE TECH DEL INC
COM
101388106
1166
50000
SH
DFND
1
50000
0
0
BOX INC
CL A
10316T104
788
50000
SH
DFND
1
50000
0
0
CABELAS INC
COM
126804301
1373
25000
SH
DFND
1
25000
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
1011
13027
SH
DFND
1
13027
0
0
CITIGROUP INC
COM NEW
172967424
4723
100000
SH
DFND
1
100000
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
222943F10
3493
75000
SH
DFND
1
75000
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
1824
150000
SH
DFND
1
150000
0
0
DISH NETWORK CORP
CL A
25470M109
959
17500
SH
DFND
1
17500
0
0
DISH NETWORK CORP
CL A
25470M109
2739
50000
SH
DFND
1
50000
0
0
EBAY INC
COM
278642103
1645
50000
SH
DFND
1
50000
0
0
ENPHASE ENERGY INC
COM
29355A107
708
600000
SH
DFND
1
600000
0
0
ENTEGRIS INC
COM
29362U104
653
37500
SH
DFND
1
37500
0
0
EXTREME NETWORKS INC
COM
30226D106
225
50000
SH
DFND
1
50000
0
0
FACEBOOK INC
CL A
30303M102
2565
20000
SH
DFND
1
20000
0
0
FACEBOOK INC
CL A
30303M102
12827
100000
SH
DFND
1
100000
0
0
FIREEYE INC
COM
31816Q101
1473
100000
SH
DFND
1
100000
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
1316
100000
SH
DFND
1
100000
0
0
FITBIT INC
CL A
33812L102
742
50000
SH
DFND
1
50000
0
0
FORTINET INC
COM
34959E109
923
25000
SH
DFND
1
25000
0
0
FORTIVE CORP
COM
34959J108
636
12500
SH
DFND
1
12500
0
0
GODADDY INC
CL A
380237107
1036
30000
SH
DFND
1
30000
0
0
GOGO INC
COM
38046C109
1104
100000
SH
DFND
1
100000
0
0
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
1422
62500
SH
DFND
1
62500
0
0
IMPERVA INC
COM
45321L100
537
10000
SH
DFND
1
10000
0
0
INFINERA CORPORATION
COM
45667G103
226
25000
SH
DFND
1
25000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
3971
25000
SH
DFND
1
25000
0
0
ITT INC
COM
45073V108
3584
100000
SH
DFND
1
100000
0
0
IXYS CORP
COM
46600W106
151
12500
SH
DFND
1
12500
0
0
JPMORGAN CHASE & CO
COM
46625H100
2410
36194
SH
DFND
1
36194
0
0
KLX INC
COM
482539103
1760
50000
SH
DFND
1
50000
0
0
LINE CORP
SPONSORED ADR
53567X101
1815
37500
SH
DFND
1
37500
0
0
LOCKHEED MARTIN CORP
COM
539830109
11986
50000
SH
DFND
1
50000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
332
25000
SH
DFND
1
25000
0
0
MERCK & CO INC
COM
58933Y105
3121
50000
SH
DFND
1
50000
0
0
MICRON TECHNOLOGY INC
COM
595112103
1556
87500
SH
DFND
1
87500
0
0
MICRON TECHNOLOGY INC
COM
595112103
1778
100000
SH
DFND
1
100000
0
0
MICROSEMI CORP
COM
595137100
1258
29978
SH
DFND
1
29978
0
0
MICROSOFT CORP
COM
594918104
1008
17500
SH
DFND
1
17500
0
0
MICROSOFT CORP
COM
594918104
5760
100000
SH
DFND
1
100000
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
3814
50000
SH
DFND
1
50000
0
0
NETEASE INC
SPONSORED ADR
64110W102
6020
25000
SH
DFND
1
25000
0
0
NETFLIX INC
COM
64110L106
9855
100000
SH
DFND
1
100000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
1020
10000
SH
DFND
1
10000
0
0
ORBCOMM INC
COM
68555P100
1281
125000
SH
DFND
1
125000
0
0
PALO ALTO NETWORKS INC
COM
697435105
797
5000
SH
DFND
1
5000
0
0
PRICELINE GRP INC
COM NEW
741503403
14715
10000
SH
DFND
1
10000
0
0
PROCTER AND GAMBLE CO
COM
742718109
4488
50000
SH
DFND
1
50000
0
0
PROOFPOINT INC
COM
743424103
3743
50000
SH
DFND
1
50000
0
0
PURE STORAGE INC
CL A
74624M102
1355
100000
SH
DFND
1
100000
0
0
QIAGEN NV
REG SHS
N72482107
2744
100000
SH
DFND
1
100000
0
0
QUALCOMM INC
COM
747525103
6850
100000
SH
DFND
1
100000
0
0
SALESFORCE COM INC
COM
79466L302
7133
100000
SH
DFND
1
100000
0
0
SEQUANS COMMUNICATIONS S A
SPONSORED ADS
817323108
1770
1000000
SH
DFND
1
1000000
0
0
SHOPIFY INC
CL A
82509L107
1824
42500
SH
DFND
1
42500
0
0
SIGMA DESIGNS INC
COM
826565103
292
37500
SH
DFND
1
37500
0
0
SINA CORP
ORD
G81477104
1606
21750
SH
DFND
1
21750
0
0
SOLARCITY CORP
COM
83416T100
1956
100000
SH
DFND
1
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
64890
300000
SH
DFND
1
300000
0
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
921
112990
SH
DFND
1
112990
0
0
T MOBILE US INC
COM
872590104
1208
25846
SH
DFND
1
25846
0
0
T MOBILE US INC
COM
872590104
4672
100000
SH
DFND
1
100000
0
0
TRIPADVISOR INC
COM
896945201
831
13147
SH
DFND
1
13147
0
0
TRIPADVISOR INC
COM
896945201
1580
25000
SH
DFND
1
25000
0
0
TWITTER INC
COM
90184L102
1153
50000
SH
DFND
1
50000
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
1112
150000
SH
DFND
1
150000
0
0
UNISYS CORP
COM NEW
909214306
487
50000
SH
DFND
1
50000
0
0
VISA INC
COM CL A
92826C839
1034
12500
SH
DFND
1
12500
0
0
VISA INC
COM CL A
92826C839
8270
100000
SH
DFND
1
100000
0
0
WAL-MART STORES INC
COM
931142103
7212
100000
SH
DFND
1
100000
0
0
WORKDAY INC
CL A
98138H101
4585
50000
SH
DFND
1
50000
0
0
WORKIVA INC
COM CL A
98139A105
1813
100000
SH
DFND
1
100000
0
0
XILINX INC
COM
983919101
679
12500
SH
DFND
1
12500
0
0
YY INC
ADS REPCOM CLA
98426T106
2664
50000
SH
DFND
1
50000
0
0
ZYNGA INC
CL A
98986T108
477
163937
SH
DFND
1
163937
0
0