0000919574-16-012999.txt : 20160516 0000919574-16-012999.hdr.sgml : 20160516 20160513175107 ACCESSION NUMBER: 0000919574-16-012999 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160513 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Espalier Global Management LLC CENTRAL INDEX KEY: 0001533327 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14742 FILM NUMBER: 161649839 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212-339-3981 MAIL ADDRESS: STREET 1: 245 PARK AVENUE, 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533327 XXXXXXXX 03-31-2016 03-31-2016 false Espalier Global Management LLC

245 Park Avenue, 39th Floor New York NY 10167

13F HOLDINGS REPORT 028-14742 N Wojciech Uzdelewicz 212-339-7448 /s/ Wojciech Uzdelewicz New York NY 05-13-2016 1 58 754710 1 0001533326 028-14745 Espalier Global Master Fund, Ltd. INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 4166 25000 SH Put DFND 1 25000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1692 50000 SH DFND 1 50000 0 0 ADOBE SYS INC COM 00724F101 4690 50000 SH Call DFND 1 50000 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3985 100000 SH Call DFND 1 100000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 22524 285000 SH Put DFND 1 285000 0 0 AMAZON COM INC COM 23135106 29682 50000 SH Put DFND 1 50000 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 13513 250000 SH Put DFND 1 250000 0 0 AMERICAN INTL GROUP INC COM NEW 26874784 1351 25000 SH DFND 1 25000 0 0 ARM HLDGS PLC SPONSORED ADR 42068106 2185 50000 SH Put DFND 1 50000 0 0 ASPEN TECHNOLOGY INC COM 045327103 3613 100000 SH Put DFND 1 100000 0 0 BANK AMER CORP COM 60505104 3380 250000 SH Call DFND 1 250000 0 0 BANK AMER CORP COM 60505104 2704 200000 SH DFND 1 200000 0 0 CITIGROUP INC COM NEW 172967424 10438 250000 SH Call DFND 1 250000 0 0 CITIGROUP INC COM NEW 172967424 2088 50000 SH DFND 1 50000 0 0 COMMVAULT SYSTEMS INC COM 204166102 3238 75000 SH Call DFND 1 75000 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 1599 37500 SH DFND 1 37500 0 0 FACEBOOK INC CL A 30303M102 5705 50000 SH Call DFND 1 50000 0 0 FACEBOOK INC CL A 30303M102 11410 100000 SH Put DFND 1 100000 0 0 FEI CO COM 30241L109 1113 12500 SH DFND 1 12500 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 7438 50000 SH Put DFND 1 50000 0 0 GLOBALSTAR INC COM 378973408 1213 825000 SH DFND 1 825000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 13829 125000 SH Put DFND 1 125000 0 0 JPMORGAN CHASE & CO COM 46625H100 2961 50000 SH DFND 1 50000 0 0 LOCKHEED MARTIN CORP COM 539830109 2215 10000 SH DFND 1 10000 0 0 MASTERCARD INC CL A 57636Q104 9450 100000 SH Call DFND 1 100000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 3186 37500 SH DFND 1 37500 0 0 METLIFE INC COM 59156R108 1099 25000 SH DFND 1 25000 0 0 NETFLIX INC COM 64110L106 5112 50000 SH Call DFND 1 50000 0 0 NETFLIX INC COM 64110L106 2556 25000 SH Put DFND 1 25000 0 0 NETFLIX INC COM 64110L106 5623 55000 SH DFND 1 55000 0 0 NORTHROP GRUMMAN CORP COM 666807102 2474 12500 SH DFND 1 12500 0 0 NVIDIA CORP COM 67066G104 4454 125000 SH Call DFND 1 125000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 3243 40000 SH DFND 1 40000 0 0 ORBCOMM INC COM 68555P100 1393 137500 SH DFND 1 137500 0 0 PAYPAL HLDGS INC COM 70450Y103 1930 50000 SH Put DFND 1 50000 0 0 PROSHARES TR II ULT VIX SHRT 74347W312 967 50000 SH DFND 1 50000 0 0 PRUDENTIAL FINL INC COM 744320102 7222 100000 SH Call DFND 1 100000 0 0 QLIK TECHNOLOGIES INC COM 74733T105 2892 100000 SH Call DFND 1 100000 0 0 RAYTHEON CO COM NEW 755111507 1839 15000 SH DFND 1 15000 0 0 SALESFORCE COM INC COM 79466L302 2215 30000 SH DFND 1 30000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2802 100000 SH Call DFND 1 100000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 2802 100000 SH DFND 1 100000 0 0 SHOPIFY INC CL A 82509L107 1411 50000 SH Call DFND 1 50000 0 0 SONUS NETWORKS INC COM NEW 835916503 499 66250 SH DFND 1 66250 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4110 20000 SH Call DFND 1 20000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 488110 2375000 SH Put DFND 1 2375000 0 0 SYNAPTICS INC COM 87157D109 1794 22500 SH DFND 1 22500 0 0 SYNCHRONY FINL COM 87165B103 7165 250000 SH Call DFND 1 250000 0 0 SYNCHRONY FINL COM 87165B103 5374 187500 SH DFND 1 187500 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1884 50000 SH DFND 1 50000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 3153 100000 SH Call DFND 1 100000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7080 50000 SH Call DFND 1 50000 0 0 TIVO INC COM 888706108 1189 125000 SH DFND 1 125000 0 0 VIRTU FINL INC CL A 928254101 3869 175000 SH DFND 1 175000 0 0 VISA INC COM CL A 92826C839 3824 50000 SH Call DFND 1 50000 0 0 VISA INC COM CL A 92826C839 4780 62500 SH DFND 1 62500 0 0 YELP INC CL A 985817105 1988 100000 SH Call DFND 1 100000 0 0 YELP INC CL A 985817105 497 25000 SH DFND 1 25000 0 0