0000919574-15-007914.txt : 20151116 0000919574-15-007914.hdr.sgml : 20151116 20151113174352 ACCESSION NUMBER: 0000919574-15-007914 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Espalier Global Management LLC CENTRAL INDEX KEY: 0001533327 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14742 FILM NUMBER: 151230440 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE, SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-339-3981 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE, SUITE 4110 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001533327 XXXXXXXX 09-30-2015 09-30-2015 false Espalier Global Management LLC

599 Lexington Avenue, Suite 4110 New York NY 10022

13F HOLDINGS REPORT 028-14742 N Wojciech Uzdelewicz 212-339-7448 /s/ Wojciech Uzdelewicz New York NY 11-13-2015 1 67 619504 1 0001533326 028-14745 Espalier Global Master Fund, Ltd. INFORMATION TABLE 2 infotable.xml ACTIVISION BLIZZARD INC COM 00507V109 4247 137500 SH DFND 1 137500 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 3433 100000 SH DFND 1 100000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 2749 750000 SH DFND 1 750000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14743 250000 SH Put DFND 1 250000 0 0 AMAZON COM INC COM 023135106 2559 5000 SH DFND 1 5000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 17046 300000 SH Call DFND 1 300000 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 7813 137500 SH DFND 1 137500 0 0 APPLE INC COM 037833100 5515 50000 SH Put DFND 1 50000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 641 25000 SH DFND 1 25000 0 0 BLOCK H & R INC COM 093671105 3620 100000 SH DFND 1 100000 0 0 BOEING CO COM 097023105 16369 125000 SH Put DFND 1 125000 0 0 BOTTOMLINE TECH DEL INC COM 101388106 5315 212500 SH DFND 1 212500 0 0 CAPITAL ONE FINL CORP COM 14040H105 6346 87500 SH DFND 1 87500 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 3966 100000 SH Put DFND 1 100000 0 0 CITIGROUP INC COM NEW 172967424 2481 50000 SH DFND 1 50000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 8609 137500 SH DFND 1 137500 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 2769 325000 SH DFND 1 325000 0 0 DANAHER CORP DEL COM 235851102 6391 75000 SH DFND 1 75000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 4621 175500 SH Call DFND 1 175500 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 7899 300000 SH DFND 1 300000 0 0 EBAY INC COM 278642103 5805 237500 SH DFND 1 237500 0 0 ELECTRONIC ARTS INC COM 285512109 5081 75000 SH DFND 1 75000 0 0 FACEBOOK INC CL A 30303M102 8990 100000 SH DFND 1 100000 0 0 GODADDY INC CL A 380237107 4727 187500 SH DFND 1 187500 0 0 GOOGLE INC CL A 38259P508 15959 25000 SH Call DFND 1 25000 0 0 GOOGLE INC CL A 38259P508 7980 12500 SH DFND 1 12500 0 0 GRUBHUB INC COM 400110102 2434 100000 SH DFND 1 100000 0 0 ILLUMINA INC COM 452327109 8791 50000 SH Call DFND 1 50000 0 0 ILLUMINA INC COM 452327109 2198 12500 SH DFND 1 12500 0 0 IMPERVA INC COM 45321L100 2619 40000 SH DFND 1 40000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 4934 125000 SH Put DFND 1 125000 0 0 INTUIT COM 461202103 4438 50000 SH DFND 1 50000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 95550 875000 SH Put DFND 1 875000 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 3680 100000 SH DFND 1 100000 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 1890 50000 SH DFND 1 50000 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 7700 169300 SH Put DFND 1 169300 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 6838 100000 SH Put DFND 1 100000 0 0 NETFLIX INC COM 64110L106 10326 100000 SH DFND 1 100000 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 3612 200000 SH DFND 1 200000 0 0 NEWMONT MINING CORP COM 651639106 8035 500000 SH Call DFND 1 500000 0 0 NOKIA CORP SPONSORED ADR 654902204 4068 600000 SH DFND 1 600000 0 0 ORBCOMM INC COM 68555P100 3418 612500 SH DFND 1 612500 0 0 PAYPAL HLDGS INC COM 70450Y103 5820 187500 SH DFND 1 187500 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 50880 500000 SH Put DFND 1 500000 0 0 PRICE T ROWE GROUP INC COM 74144T108 6950 100000 SH Put DFND 1 100000 0 0 PRICELINE GRP INC COM NEW 741503403 12369 10000 SH Put DFND 1 10000 0 0 QUALCOMM INC COM 747525103 1881 35000 SH DFND 1 35000 0 0 RED HAT INC COM 756577102 2516 35000 SH Call DFND 1 35000 0 0 ROVI CORP COM 779376102 1993 190000 SH DFND 1 190000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5665 250000 SH Put DFND 1 250000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 59884 312500 SH Call DFND 1 312500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 47908 250000 SH Put DFND 1 250000 0 0 SPRINT CORP COM SER 1 85207U105 1920 500000 SH Put DFND 1 500000 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5028 175000 SH DFND 1 175000 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 5263 165300 SH Call DFND 1 165300 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 5572 175000 SH DFND 1 175000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 2446 20000 SH DFND 1 20000 0 0 TRANSUNION COM 89400J107 1570 62500 SH DFND 1 62500 0 0 TRIPADVISOR INC COM 896945201 3151 50000 SH Call DFND 1 50000 0 0 VIACOM INC NEW CL A 92553P102 4315 100000 SH Put DFND 1 100000 0 0 VIRTU FINL INC CL A 928254101 6514 284200 SH DFND 1 284200 0 0 VISA INC COM CL A 92826C839 3483 50000 SH Call DFND 1 50000 0 0 VISA INC COM CL A 92826C839 8708 125000 SH DFND 1 125000 0 0 VOYA FINL INC COM 929089100 5816 150000 SH DFND 1 150000 0 0 WASTE MGMT INC DEL COM 94106L109 12453 250000 SH Put DFND 1 250000 0 0 WATERS CORP COM 941848103 8830 74700 SH Call DFND 1 74700 0 0 WATERS CORP COM 941848103 2364 20000 SH DFND 1 20000 0 0