0000919574-14-006311.txt : 20141114
0000919574-14-006311.hdr.sgml : 20141114
20141113175804
ACCESSION NUMBER: 0000919574-14-006311
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141113
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Espalier Global Management LLC
CENTRAL INDEX KEY: 0001533327
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14742
FILM NUMBER: 141219593
BUSINESS ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-339-3981
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE, SUITE 4110
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001533327
XXXXXXXX
09-30-2014
09-30-2014
false
Espalier Global Management LLC
599 Lexington Avenue, Suite 4110
New York
NY
10022
13F HOLDINGS REPORT
028-14742
N
Wojciech Uzdelewicz
Managing Principal
212-339-7448
/s/ Wojciech Uzdelewicz
New York
NY
11-13-2014
1
103
1876965
1
0001533326
028-14745
Espalier Global Master Fund, Ltd.
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
28336
200000
SH
Put
DFND
1
200000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
10395
500000
SH
DFND
1
500000
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
17094
300000
SH
Call
DFND
1
300000
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
18907
350000
SH
DFND
1
350000
0
0
AOL INC
COM
00184X105
4495
100000
SH
Call
DFND
1
100000
0
0
AVNET INC
COM
053807103
8300
200000
SH
Call
DFND
1
200000
0
0
BANK AMER CORP
COM
060505104
8525
500000
SH
Call
DFND
1
500000
0
0
BANK AMER CORP
COM
060505104
11935
700000
SH
DFND
1
700000
0
0
BLACKROCK INC
COM
09247X101
32832
100000
SH
Put
DFND
1
100000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
13379
425000
SH
DFND
1
425000
0
0
BLOCK H & R INC
COM
093671105
7753
250000
SH
Put
DFND
1
250000
0
0
BLOCK H & R INC
COM
093671105
6977
225000
SH
DFND
1
225000
0
0
CATERPILLAR INC DEL
COM
149123101
24758
250000
SH
Put
DFND
1
250000
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
9999
15000
SH
DFND
1
15000
0
0
CISCO SYS INC
COM
17275R102
8180
325000
SH
DFND
1
325000
0
0
CITIZENS FINL GROUP INC
COM
174610105
4099
175000
SH
DFND
1
175000
0
0
CME GROUP INC
COM
12572Q105
5997
75000
SH
DFND
1
75000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
11749
325000
SH
DFND
1
325000
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
6854
200000
SH
Call
DFND
1
200000
0
0
DISCOVER FINL SVCS
COM
254709108
12878
200000
SH
Call
DFND
1
200000
0
0
DISCOVER FINL SVCS
COM
254709108
22537
350000
SH
DFND
1
350000
0
0
DOMINOS PIZZA INC
COM
25754A201
5564
72300
SH
Call
DFND
1
72300
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
7907
350000
SH
DFND
1
350000
0
0
EXPEDIA INC DEL
COM NEW
30212P303
17524
200000
SH
DFND
1
200000
0
0
FACEBOOK INC
CL A
30303M102
39520
500000
SH
Put
DFND
1
500000
0
0
FIRST SOLAR INC
COM
336433107
6581
100000
SH
Call
DFND
1
100000
0
0
FIRST SOLAR INC
COM
336433107
6581
100000
SH
DFND
1
100000
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
7106
50000
SH
Put
DFND
1
50000
0
0
FORTINET INC
COM
34959E109
2527
100000
SH
DFND
1
100000
0
0
GENERAL ELECTRIC CO
COM
369604103
25620
1000000
SH
Put
DFND
1
1000000
0
0
GLOBAL EAGLE ENTMT INC
COM
37951D102
2525
225000
SH
DFND
1
225000
0
0
GOGO INC
COM
38046C109
3794
225000
SH
DFND
1
225000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
18357
100000
SH
Call
DFND
1
100000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9179
50000
SH
DFND
1
50000
0
0
GOOGLE INC
CL A
38259P508
29421
50000
SH
Call
DFND
1
50000
0
0
GOOGLE INC
CL A
38259P508
14710
25000
SH
DFND
1
25000
0
0
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
2708
250000
SH
Put
DFND
1
250000
0
0
HOME DEPOT INC
COM
437076102
9174
100000
SH
Put
DFND
1
100000
0
0
HUBBELL INC
CL B
443510201
3616
30000
SH
DFND
1
30000
0
0
IDENTIV INC
COM NEW
45170X205
3688
275000
SH
DFND
1
275000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
12663
150000
SH
Put
DFND
1
150000
0
0
INFINERA CORPORATION
COM
45667G103
2401
225000
SH
DFND
1
225000
0
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
4366
175000
SH
Call
DFND
1
175000
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
18983
100000
SH
Put
DFND
1
100000
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
8059
439900
SH
Call
DFND
1
439900
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
4580
250000
SH
DFND
1
250000
0
0
INTUIT
COM
461202103
17311
197500
SH
DFND
1
197500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
136688
1250000
SH
Put
DFND
1
1250000
0
0
JANUS CAP GROUP INC
COM
47102X105
4362
300000
SH
DFND
1
300000
0
0
JPMORGAN CHASE & CO
COM
46625H100
12048
200000
SH
Call
DFND
1
200000
0
0
JPMORGAN CHASE & CO
COM
46625H100
9036
150000
SH
DFND
1
150000
0
0
LAS VEGAS SANDS CORP
COM
517834107
6221
100000
SH
Put
DFND
1
100000
0
0
LEVEL 3 COMMUNICATIONS INC
COM NEW
52729N308
10289
225000
SH
DFND
1
225000
0
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
8067
212500
SH
DFND
1
212500
0
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
5933
175000
SH
DFND
1
175000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
7206
300000
SH
Call
DFND
1
300000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
91052
1010000
SH
Put
DFND
1
1010000
0
0
MATTEL INC
COM
577081102
6130
200000
SH
Call
DFND
1
200000
0
0
MEDNAX INC
COM
58502B106
3837
70000
SH
Put
DFND
1
70000
0
0
MICROSOFT CORP
COM
594918104
10431
225000
SH
DFND
1
225000
0
0
MORGAN STANLEY
COM NEW
617446448
4321
125000
SH
Call
DFND
1
125000
0
0
MORGAN STANLEY
COM NEW
617446448
5186
150000
SH
DFND
1
150000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
6582
200000
SH
Call
DFND
1
200000
0
0
NETFLIX INC
COM
64110L106
22559
50000
SH
Put
DFND
1
50000
0
0
NOKIA CORP
SPONSORED ADR
654902204
6768
800000
SH
DFND
1
800000
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
2755
350000
SH
DFND
1
350000
0
0
PALO ALTO NETWORKS INC
COM
697435105
9810
100000
SH
DFND
1
100000
0
0
PERKINELMER INC
COM
714046109
5467
125400
SH
Call
DFND
1
125400
0
0
PFIZER INC
COM
717081103
29570
1000000
SH
Call
DFND
1
1000000
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
6070
250000
SH
Put
DFND
1
250000
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
98790
1000000
SH
Put
DFND
1
1000000
0
0
PRUDENTIAL FINL INC
COM
744320102
35176
400000
SH
Call
DFND
1
400000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
2704
100000
SH
Call
DFND
1
100000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
10140
375000
SH
DFND
1
375000
0
0
QUALITY SYS INC
COM
747582104
2066
150000
SH
Call
DFND
1
150000
0
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
8228
250000
SH
Put
DFND
1
250000
0
0
RED HAT INC
COM
756577102
7019
125000
SH
DFND
1
125000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
7348
250000
SH
Call
DFND
1
250000
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
14695
500000
SH
DFND
1
500000
0
0
SEARS HLDGS CORP
COM
812350106
4364
175000
SH
Put
DFND
1
175000
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
11585
500000
SH
Call
DFND
1
500000
0
0
SIGMA ALDRICH CORP
COM
826552101
13601
100000
SH
Put
DFND
1
100000
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
8598
250000
SH
Put
DFND
1
250000
0
0
SOLARWINDS INC
COM
83416B109
4205
100000
SH
DFND
1
100000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
492550
2500000
SH
Put
DFND
1
2500000
0
0
SPRINGLEAF HLDGS INC
COM
85172J101
4790
150000
SH
DFND
1
150000
0
0
SUNEDISON INC
COM
86732Y109
6608
350000
SH
DFND
1
350000
0
0
TD AMERITRADE HLDG CORP
COM
87236Y108
16685
500000
SH
DFND
1
500000
0
0
TEKMIRA PHARMACEUTICALS CORP
COM NEW
87911B209
1057
50000
SH
DFND
1
50000
0
0
TEXAS ROADHOUSE INC
COM
882681109
2784
100000
SH
DFND
1
100000
0
0
TWITTER INC
COM
90184L102
7737
150000
SH
DFND
1
150000
0
0
UNITED CONTL HLDGS INC
COM
910047109
8188
175000
SH
DFND
1
175000
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
24573
250000
SH
Put
DFND
1
250000
0
0
URBAN OUTFITTERS INC
COM
917047102
7340
200000
SH
Call
DFND
1
200000
0
0
VEECO INSTRS INC DEL
COM
922417100
10485
300000
SH
DFND
1
300000
0
0
VIOLIN MEMORY INC
COM
92763A101
3653
750000
SH
DFND
1
750000
0
0
VOYA FINL INC
COM
929089100
15640
400000
SH
DFND
1
400000
0
0
WHITEWAVE FOODS CO
COM
966244105
3633
100000
SH
DFND
1
100000
0
0
WORKDAY INC
CL A
98138H101
16500
200000
SH
Put
DFND
1
200000
0
0
XYLEM INC
COM
98419M100
8873
250000
SH
Call
DFND
1
250000
0
0
YAHOO INC
COM
984332106
18338
450000
SH
DFND
1
450000
0
0
YELP INC
CL A
985817105
13650
200000
SH
Call
DFND
1
200000
0
0
ZIONS BANCORPORATION
COM
989701107
14530
500000
SH
Call
DFND
1
500000
0
0