0001683168-24-006334.txt : 20240912 0001683168-24-006334.hdr.sgml : 20240912 20240912161123 ACCESSION NUMBER: 0001683168-24-006334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240911 FILED AS OF DATE: 20240912 DATE AS OF CHANGE: 20240912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ferrara Robert L CENTRAL INDEX KEY: 0001792987 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36304 FILM NUMBER: 241295057 MAIL ADDRESS: STREET 1: 257 SIMARANO DRIVE, SUITE 101 CITY: MARLBOROUGH STATE: MA ZIP: 01752 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phio Pharmaceuticals Corp. CENTRAL INDEX KEY: 0001533040 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 APEX DRIVE, SUITE 300A STREET 2: PMB 2006 CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: (508) 767-3861 MAIL ADDRESS: STREET 1: 11 APEX DRIVE, SUITE 300A STREET 2: PMB 2006 CITY: MARLBOROUGH STATE: MA ZIP: 01752 FORMER COMPANY: FORMER CONFORMED NAME: RXi Pharmaceuticals Corp DATE OF NAME CHANGE: 20111019 4 1 ownership.xml X0508 4 2024-09-11 0 0001533040 Phio Pharmaceuticals Corp. PHIO 0001792987 Ferrara Robert L C/O PHIO PHARMACEUTICALS CORP. 11 APEX DR., SUITE 300A, PMB 2006 MARLBOROUGH MA 01752 1 0 0 0 0 Common stock, $0.0001 par value 2024-09-11 4 A 0 10000 0 A 10000 D Represents shares underlying a restricted stock unit, which shares will vest in one year on the first anniversary. Includes shares of common stock underlying unvested restricted stock units. /s/ Robert M. Infarinato, Attorney-in-fact 2024-09-12